WILLIAMS FINANCIAL, LLC

HTTPS://WWW.LINKEDIN.COM/COMPANY/5202661/ • BENNINGTON, VT • Investment Advisor How do I update this listing?

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Williams Financial is based out of Bennington. Williams Financial is a large advisory firm with 237 clients and discretionary assets under management (AUM) of $152,366,787 (Form ADV from 2022-04-05). Their last reported 13F filing for Q2 2022 included $122,898,000 in managed 13F securities and a top 10 holdings concentration of 85.11%. Williams Financial's largest holding is BTC iShares 0-5 Year Investment Grade Corporate Bond ETF with shares held of 345,831. Whalewisdom has at least 7 13F filings

06/30/2022

13F Activity

  • Market Value $122.898 Million
  • Prior Market Value $132.238 Million
  • New Purchases8 stocks
  • Additional Purchases8 stocks
  • Sold out of20 stocks
  • Reduced holdings in4 stocks
  • Top 10 Holdings % 85.11 %
  • Turnover % [1]:140.00%
  • Turnover Alt % [2]: 74.59 %
  • Time Held Top20:1.45 quarters
  • Time Held Top10:1.30 quarters
  • Time Held All:3.05 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-05-16

Performance for Q1 2022: -7.02%
Performance Last 4 Quarters: -4.74%
Performance Metrics
Stats are not available for the latest quarter
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

WILLIAMS FINANCIAL, LLC
204 UNION STREET
BENNINGTON VT    05201
Country: United States
Business Phone: 802-447-9769
Fax: 516-762-8531
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: VT
Number of employees: 5
Other Business Activities: accountant or accounting firm
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 237
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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WILLIAMS FINANCIAL, LLC

ownership team - last updated 2022-04-05
Name Title Start Date Direct/Indirect % Ownership
WILLIAMS, JAMES, JASON PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
WILLIAMS FINANCIAL, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-08-01

WILLIAMS FINANCIAL, LLC

ownership team - last updated 2022-02-28
Name Title Start Date Direct/Indirect % Ownership
WILLIAMS, JAMES, JASON PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
WILLIAMS FINANCIAL, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-08-01

WILLIAMS FINANCIAL, LLC

ownership team - last updated 2021-11-15
Name Title Start Date Direct/Indirect % Ownership
WILLIAMS, JAMES, JASON PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
WILLIAMS FINANCIAL, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-08-01

WILLIAMS FINANCIAL, LLC

ownership team - last updated 2021-05-03
Name Title Start Date Direct/Indirect % Ownership
WILLIAMS, JAMES, JASON PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
WILLIAMS FINANCIAL, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-08-01

WILLIAMS FINANCIAL, LLC

ownership team - last updated 2021-02-22
Name Title Start Date Direct/Indirect % Ownership
WILLIAMS, JAMES, JASON PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
WILLIAMS FINANCIAL, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-08-01

WILLIAMS FINANCIAL, LLC

ownership team - last updated 2020-07-28
Name Title Start Date Direct/Indirect % Ownership
WILLIAMS, JAMES, JASON PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
WILLIAMS FINANCIAL, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-08-01

WILLIAMS FINANCIAL, LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
WILLIAMS, JAMES, JASON PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
WILLIAMS FINANCIAL, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2005-08-01

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