ULRICH CONSULTANTS & INVESTMENT GROUP, LLC

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Ulrich Consultants & Investment Group is based out of Albuquerque. Ulrich Consultants & Investment Group is a large advisory firm with 212 clients and discretionary assets under management (AUM) of $1,191,932,840 (Form ADV from 2022-06-01). Their last reported 13F filing for Q2 2022 included $182,619,000 in managed 13F securities and a top 10 holdings concentration of 47.35%. Ulrich Consultants & Investment Group's largest holding is Schwab Short-Term U.S. Treasury ETF- with shares held of 326,900. Whalewisdom has at least 1 13F filings

06/30/2022

Top Sells (13F)

  • Name% Change

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 4.63%
Performance Last 4 Quarters: 0.0%
Performance Metrics
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ULRICH INVESTMENT CONSULTANTS
1805 RIO GRANDE BOULEVARD NW SUITE 1
ALBUQUERQUE NM    87104
Country: United States
Business Phone: 505-224-9100
Fax: 505-224-9107
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NM
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 117,749,000
Total Number of Clients: 212
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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ULRICH CONSULTING AND INVESTMENT GROUP, LLC

ownership team - last updated 2022-06-01
Name Title Start Date Direct/Indirect % Ownership
ULRICH, JOHN, PAUL MANAGER / PRESIDENT 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01
ULRICH CONSULTING GROUP, LLC MEMBER 12/01/2020 Direct 75% or more
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2020-12-01
CROWDER, REBECCA, ANNE CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAN ANTONIO CAPITAL MANAGEMENT, LLC VICE PRESIDENT OF RISK MANAGEMENT AND OPERATIONS direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC VICE PRESIDENT OF RISK MANAGEMENT AND OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC PRESIDENT direct 2009-11-01
COVENANT MULTI-FAMILY OFFICES, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
RITZ-SCHALK, MOLLY, PAULI MEMBER 12/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2018-03-01
ULRICH, JOHN, PAUL MEMBER / MANAGER ULRICH CONSULTING GROUP, LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01

ULRICH CONSULTING AND INVESTMENT GROUP, LLC

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
ULRICH, JOHN, PAUL MANAGER / PRESIDENT 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01
ULRICH CONSULTING GROUP, LLC MEMBER 12/01/2020 Direct 75% or more
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2020-12-01
CROWDER, REBECCA, ANNE CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAN ANTONIO CAPITAL MANAGEMENT, LLC VICE PRESIDENT OF RISK MANAGEMENT AND OPERATIONS direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC VICE PRESIDENT OF RISK MANAGEMENT AND OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC PRESIDENT direct 2009-11-01
COVENANT MULTI-FAMILY OFFICES, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
RITZ-SCHALK, MOLLY, PAULI MEMBER 12/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2018-03-01
ULRICH, JOHN, PAUL MEMBER / MANAGER ULRICH CONSULTING GROUP, LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01

ULRICH CONSULTING AND INVESTMENT GROUP, LLC

ownership team - last updated 2021-11-23
Name Title Start Date Direct/Indirect % Ownership
ULRICH, JOHN, PAUL MANAGER / PRESIDENT 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01
ULRICH CONSULTING GROUP, LLC MEMBER 12/01/2020 Direct 75% or more
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2020-12-01
CROWDER, REBECCA, ANNE CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAN ANTONIO CAPITAL MANAGEMENT, LLC VICE PRESIDENT OF RISK MANAGEMENT AND OPERATIONS direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC VICE PRESIDENT OF RISK MANAGEMENT AND OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC PRESIDENT direct 2009-11-01
COVENANT MULTI-FAMILY OFFICES, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
RITZ-SCHALK, MOLLY, PAULI MEMBER 12/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2018-03-01
ULRICH, JOHN, PAUL MEMBER / MANAGER ULRICH CONSULTING GROUP, LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01

ULRICH CONSULTING AND INVESTMENT GROUP, LLC

ownership team - last updated 2021-03-26
Name Title Start Date Direct/Indirect % Ownership
ULRICH, JOHN, PAUL MANAGER / PRESIDENT 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01
ULRICH CONSULTING GROUP, LLC MEMBER 12/01/2020 Direct 75% or more
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2020-12-01
CROWDER, REBECCA, ANNE CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAN ANTONIO CAPITAL MANAGEMENT, LLC VICE PRESIDENT OF RISK MANAGEMENT AND OPERATIONS direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC VICE PRESIDENT OF RISK MANAGEMENT AND OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2009-11-01
SAN ANTONIO CAPITAL MANAGEMENT, LLC PRESIDENT direct 2009-11-01
COVENANT MULTI-FAMILY OFFICES, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
RITZ-SCHALK, MOLLY, PAULI MEMBER 12/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2018-03-01
ULRICH, JOHN, PAUL MEMBER / MANAGER ULRICH CONSULTING GROUP, LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01

ULRICH CONSULTING GROUP, LLC

ownership team - last updated 2020-11-09
Name Title Start Date Direct/Indirect % Ownership
ULRICH, JOHN, PAUL CHIEF COMPLIANCE OFFICER / MANAGING MEMBER 04/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01
RITZ-SCHALK, MOLLY, PAULI MEMBER 03/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2018-03-01

ULRICH CONSULTING GROUP, LLC

ownership team - last updated 2020-06-19
Name Title Start Date Direct/Indirect % Ownership
ULRICH, JOHN, PAUL CHIEF COMPLIANCE OFFICER / MANAGING MEMBER 04/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01
RITZ-SCHALK, MOLLY, PAULI MEMBER 03/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2018-03-01

ULRICH CONSULTING GROUP, LLC

ownership team - last updated 2020-03-25
Name Title Start Date Direct/Indirect % Ownership

ULRICH CONSULTING GROUP, LLC

ownership team - last updated 2019-03-12
Name Title Start Date Direct/Indirect % Ownership
ULRICH, JOHN, PAUL CHIEF COMPLIANCE OFFICER / MANAGING MEMBER 04/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01
RITZ-SCHALK, MOLLY, PAULI MEMBER 03/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2018-03-01

ULRICH CONSULTING GROUP, LLC

ownership team - last updated 2018-05-30
Name Title Start Date Direct/Indirect % Ownership
ULRICH, JOHN, PAUL CHIEF COMPLIANCE OFFICER / MANAGING MEMBER 04/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOVEREIGN WEALTH ADVISORS LLC PRINCIPAL direct 2006-11-01
SOVEREIGN WEALTH ADVISORS LLC MEMBER indirect 2006-11-01
SOVEREIGN INVESTMENT ADVISORS LLC PRESIDENT direct 2008-11-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR indirect 2009-03-01
SOVEREIGN INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2009-03-01
ULRICH CONSULTING GROUP, LLC CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2007-04-01
RITZ-SCHALK, MOLLY, PAULI MEMBER 03/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ULRICH CONSULTING GROUP, LLC MEMBER direct 2018-03-01

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