U S GLOBAL INVESTORS INC

HTTP://WWW.USFUNDS.COM • SAN ANTONIO, TX • Investment Advisor How do I update this listing?

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U S Global Investors is based out of San Antonio. U S Global Investors is a large advisory firm with 10 clients and discretionary assets under management (AUM) of $4,229,265,159 (Form ADV from 2021-09-21). Their last reported 13F filing for Q2 2022 included $2,090,086,000 in managed 13F securities and a top 10 holdings concentration of 65.82%. U S Global Investors's largest holding is Southwest Airlines Co. with shares held of 6,688,043. U S Global Investors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 93 13F filings, 74 13G filings, and 763 Form 4 filings

06/30/2022

13F Activity

  • Market Value $2.09 Billion
  • Prior Market Value $2.993 Billion
  • New Purchases29 stocks
  • Additional Purchases30 stocks
  • Sold out of36 stocks
  • Reduced holdings in36 stocks
  • Top 10 Holdings % 65.82 %
  • Turnover % [1]:49.62%
  • Turnover Alt % [2]: 12.48 %
  • Time Held Top20:9.35 quarters
  • Time Held Top10:13.50 quarters
  • Time Held All:7.16 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: -2.7%
Performance Last 4 Quarters: -18.86%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
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Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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*Shares are split adjusted

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

U.S. GLOBAL INVESTORS, INC.
7900 CALLAGHAN ROAD
SAN ANTONIO TX    78229
Country: United States
Business Phone: 210-308-1234
Fax: 210-308-1261
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: TX
Number of employees: 20
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 10
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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U.S. GLOBAL INVESTORS, INC.

ownership team - last updated 2021-09-21
Name Title Start Date Direct/Indirect % Ownership
LYDON, THOMAS, FRANCIS DIRECTOR 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
LYDON ASSET MANAGEMENT INC PRESIDENT/CHAIRMAN/CHIEF COMPLIANCE OFFICER direct 1996-04-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1997-06-01
FRAME GLOBAL ASSET MANAGEMENT LIMITED DIRECTOR direct 2015-10-01
LYDON ASSET MANAGEMENT INC PRESIDENT direct 1996-04-01 2005-03-24
HOLMES, FRANK, EDWARD DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 10/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01 2015-05-19
RUBINSTEIN, JEROLD, HOWARD DIRECTOR, CHAIRMAN OF THE BOARD 10/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 2006-02-01 2014-09-26
TERRACINA, ROY, DAVID DIRECTOR 12/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1994-12-01
U.S. GLOBAL INVESTORS, INC. VICE CHAIRMAN OF THE BOARD OF DIRECTORS direct 1994-12-01 2015-05-19
CALLICOTTE, LISA, CHRISTINE CHIEF FINANCIAL OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF FINANCIAL OFFICER direct 2013-07-01
BLANCO, MONICA CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF COMPLIANCE OFFICER direct 2019-10-01

U.S. GLOBAL INVESTORS, INC.

ownership team - last updated 2021-03-18
Name Title Start Date Direct/Indirect % Ownership
LYDON, THOMAS, FRANCIS DIRECTOR 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
LYDON ASSET MANAGEMENT INC PRESIDENT/CHAIRMAN/CHIEF COMPLIANCE OFFICER direct 1996-04-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1997-06-01
FRAME GLOBAL ASSET MANAGEMENT LIMITED DIRECTOR direct 2015-10-01
LYDON ASSET MANAGEMENT INC PRESIDENT direct 1996-04-01 2005-03-24
HOLMES, FRANK, EDWARD DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 10/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01 2015-05-19
RUBINSTEIN, JEROLD, HOWARD DIRECTOR, CHAIRMAN OF THE BOARD 10/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 2006-02-01 2014-09-26
TERRACINA, ROY, DAVID DIRECTOR 12/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1994-12-01
U.S. GLOBAL INVESTORS, INC. VICE CHAIRMAN OF THE BOARD OF DIRECTORS direct 1994-12-01 2015-05-19
CALLICOTTE, LISA, CHRISTINE CHIEF FINANCIAL OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF FINANCIAL OFFICER direct 2013-07-01
BLANCO, MONICA CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF COMPLIANCE OFFICER direct 2019-10-01

U.S. GLOBAL INVESTORS, INC.

ownership team - last updated 2020-10-01
Name Title Start Date Direct/Indirect % Ownership
LYDON, THOMAS, FRANCIS DIRECTOR 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
LYDON ASSET MANAGEMENT INC PRESIDENT/CHAIRMAN/CHIEF COMPLIANCE OFFICER direct 1996-04-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1997-06-01
FRAME GLOBAL ASSET MANAGEMENT LIMITED DIRECTOR direct 2015-10-01
LYDON ASSET MANAGEMENT INC PRESIDENT direct 1996-04-01 2005-03-24
HOLMES, FRANK, EDWARD DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 10/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01 2015-05-19
RUBINSTEIN, JEROLD, HOWARD DIRECTOR, CHAIRMAN OF THE BOARD 10/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 2006-02-01 2014-09-26
TERRACINA, ROY, DAVID DIRECTOR 12/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1994-12-01
U.S. GLOBAL INVESTORS, INC. VICE CHAIRMAN OF THE BOARD OF DIRECTORS direct 1994-12-01 2015-05-19
CALLICOTTE, LISA, CHRISTINE CHIEF FINANCIAL OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF FINANCIAL OFFICER direct 2013-07-01
BLANCO, MONICA CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF COMPLIANCE OFFICER direct 2019-10-01

U.S. GLOBAL INVESTORS, INC.

ownership team - last updated 2020-05-21
Name Title Start Date Direct/Indirect % Ownership
LYDON, THOMAS, FRANCIS DIRECTOR 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
LYDON ASSET MANAGEMENT INC PRESIDENT/CHAIRMAN/CHIEF COMPLIANCE OFFICER direct 1996-04-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1997-06-01
FRAME GLOBAL ASSET MANAGEMENT LIMITED DIRECTOR direct 2015-10-01
LYDON ASSET MANAGEMENT INC PRESIDENT direct 1996-04-01 2005-03-24
HOLMES, FRANK, EDWARD DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 10/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01 2015-05-19
RUBINSTEIN, JEROLD, HOWARD DIRECTOR, CHAIRMAN OF THE BOARD 10/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 2006-02-01 2014-09-26
TERRACINA, ROY, DAVID DIRECTOR 12/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1994-12-01
U.S. GLOBAL INVESTORS, INC. VICE CHAIRMAN OF THE BOARD OF DIRECTORS direct 1994-12-01 2015-05-19
CALLICOTTE, LISA, CHRISTINE CHIEF FINANCIAL OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF FINANCIAL OFFICER direct 2013-07-01
BLANCO, MONICA CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF COMPLIANCE OFFICER direct 2019-10-01

U.S. GLOBAL INVESTORS, INC.

ownership team - last updated 2019-10-15
Name Title Start Date Direct/Indirect % Ownership
LYDON, THOMAS, FRANCIS DIRECTOR 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
LYDON ASSET MANAGEMENT INC PRESIDENT/CHAIRMAN/CHIEF COMPLIANCE OFFICER direct 1996-04-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1997-06-01
FRAME GLOBAL ASSET MANAGEMENT LIMITED DIRECTOR direct 2015-10-01
LYDON ASSET MANAGEMENT INC PRESIDENT direct 1996-04-01 2005-03-24
HOLMES, FRANK, EDWARD DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 10/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01 2015-05-19
RUBINSTEIN, JEROLD, HOWARD DIRECTOR, CHAIRMAN OF THE BOARD 10/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 2006-02-01 2014-09-26
TERRACINA, ROY, DAVID DIRECTOR 12/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1994-12-01
U.S. GLOBAL INVESTORS, INC. VICE CHAIRMAN OF THE BOARD OF DIRECTORS direct 1994-12-01 2015-05-19
CALLICOTTE, LISA, CHRISTINE CHIEF FINANCIAL OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF FINANCIAL OFFICER direct 2013-07-01
BLANCO, MONICA CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF COMPLIANCE OFFICER direct 2019-10-01

U.S. GLOBAL INVESTORS, INC.

ownership team - last updated 2019-09-19
Name Title Start Date Direct/Indirect % Ownership
LYDON, THOMAS, FRANCIS DIRECTOR 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
LYDON ASSET MANAGEMENT INC PRESIDENT/CHAIRMAN/CHIEF COMPLIANCE OFFICER direct 1996-04-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1997-06-01
FRAME GLOBAL ASSET MANAGEMENT LIMITED DIRECTOR direct 2015-10-01
LYDON ASSET MANAGEMENT INC PRESIDENT direct 1996-04-01 2005-03-24
THOLT, RITA, ELIZABETH CHIEF COMPLIANCE OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-10-01
NATIONWIDE INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2009-11-01
GRANITESHARES ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
HOLMES, FRANK, EDWARD DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 10/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01 2015-05-19
RUBINSTEIN, JEROLD, HOWARD DIRECTOR, CHAIRMAN OF THE BOARD 10/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 2006-02-01 2014-09-26
TERRACINA, ROY, DAVID DIRECTOR 12/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1994-12-01
U.S. GLOBAL INVESTORS, INC. VICE CHAIRMAN OF THE BOARD OF DIRECTORS direct 1994-12-01 2015-05-19
CALLICOTTE, LISA, CHRISTINE CHIEF FINANCIAL OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF FINANCIAL OFFICER direct 2013-07-01

U.S. GLOBAL INVESTORS, INC.

ownership team - last updated 2019-05-20
Name Title Start Date Direct/Indirect % Ownership
LYDON, THOMAS, FRANCIS DIRECTOR 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
LYDON ASSET MANAGEMENT INC PRESIDENT/CHAIRMAN/CHIEF COMPLIANCE OFFICER direct 1996-04-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1997-06-01
FRAME GLOBAL ASSET MANAGEMENT LIMITED DIRECTOR direct 2015-10-01
LYDON ASSET MANAGEMENT INC PRESIDENT direct 1996-04-01 2005-03-24
HOLMES, FRANK, EDWARD DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 10/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01 2015-05-19
RUBINSTEIN, JEROLD, HOWARD DIRECTOR, CHAIRMAN OF THE BOARD 10/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 2006-02-01 2014-09-26
TERRACINA, ROY, DAVID DIRECTOR 12/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1994-12-01
U.S. GLOBAL INVESTORS, INC. VICE CHAIRMAN OF THE BOARD OF DIRECTORS direct 1994-12-01 2015-05-19
CALLICOTTE, LISA, CHRISTINE CHIEF FINANCIAL OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF FINANCIAL OFFICER direct 2013-07-01
BARONCELLI, JOHN, ELLIOTT CHIEF COMPLIANCE OFFICER 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF COMPLIANCE OFFICER direct 2019-05-01

U.S. GLOBAL INVESTORS, INC.

ownership team - last updated 2017-09-19
Name Title Start Date Direct/Indirect % Ownership
LYDON, THOMAS, FRANCIS DIRECTOR 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
LYDON ASSET MANAGEMENT INC PRESIDENT/CHAIRMAN/CHIEF COMPLIANCE OFFICER direct 1996-04-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1997-06-01
FRAME GLOBAL ASSET MANAGEMENT LIMITED DIRECTOR direct 2015-10-01
LYDON ASSET MANAGEMENT INC PRESIDENT direct 1996-04-01 2005-03-24
MCGEE, SUSAN, BROCK PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER 03/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 1997-03-01
U.S. GLOBAL INVESTORS, INC. PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 1994-03-01 2007-05-31
U.S. GLOBAL INVESTORS, INC. PRESIDENT, GENERAL COUNSEL direct 1994-03-01 2015-05-19
U.S. GLOBAL INVESTORS, INC. PRESIDENT, GENERAL COUNSEL direct 1997-03-01 2015-09-18
HOLMES, FRANK, EDWARD DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER 10/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1989-10-01 2015-05-19
RUBINSTEIN, JEROLD, HOWARD DIRECTOR, CHAIRMAN OF THE BOARD 10/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 1989-10-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1989-10-01 2006-03-01
U.S. GLOBAL INVESTORS, INC. DIRECTOR, CHAIRMAN OF THE BOARD direct 2006-02-01 2014-09-26
TERRACINA, ROY, DAVID DIRECTOR 12/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. DIRECTOR direct 1994-12-01
U.S. GLOBAL INVESTORS, INC. VICE CHAIRMAN OF THE BOARD OF DIRECTORS direct 1994-12-01 2015-05-19
CALLICOTTE, LISA, CHRISTINE CHIEF FINANCIAL OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
U.S. GLOBAL INVESTORS, INC. CHIEF FINANCIAL OFFICER direct 2013-07-01

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