STEPSTONE GROUP LP

HTTPS://WWW.LINKEDIN.COM/COMPANY/STEPSTONE-GROUP/ • LA JOLLA, CA • Investment Advisor • Hedge Fund How do I update this listing?

Download 13F Summary Create Email Alert

Subscription Required

Equal-WT
WhaleScore 2.0 ?

80

S&P 500
WhaleScore ?

Subscription Required

Original
WhaleScore ?

Stepstone Group is based out of La Jolla. Stepstone Group is a hedge fund with 277 clients and discretionary assets under management (AUM) of $72,253,048,283 (Form ADV from 2022-06-28). Their last reported 13F filing for Q2 2022 included $934,927,000 in managed 13F securities and a top 10 holdings concentration of 91.64%. Stepstone Group's largest holding is Dun & Bradstreet Holdings, Inc. with shares held of 22,042,226. Stepstone Group has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 40 13F filings, 9 13D filings, 11 13G filings, and 8 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2019-08-28. The notice included securities offered of Equity

06/30/2022

13F Activity

  • Market Value $934.927 Million
  • Prior Market Value $1.341 Billion
  • New Purchases8 stocks
  • Additional Purchases2 stocks
  • Sold out of3 stocks
  • Reduced holdings in2 stocks
  • Top 10 Holdings % 91.64 %
  • Turnover % [1]:40.74%
  • Turnover Alt % [2]: 0.39 %
  • Time Held Top20:2.40 quarters
  • Time Held Top10:2.20 quarters
  • Time Held All:1.93 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 19.27%
Performance Last 4 Quarters: -32.34%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Click to See Additional Filters

Security Types:

Refresh
*Shares are split adjusted

Global (ex. US) Holdings

A premium subscription (standard or higher) is required to view global (non-US) holdings

Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

STEPSTONE GROUP LP
Classified as Hedge Fund
4225 EXECUTIVE SQUARE SUITE 1600
LA JOLLA CA    92037
Country: United States
Business Phone: 858-558-9700
Fax: 858-558-9701
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 481
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 55,876,400,000
Total Number of Clients: 277
Amount of client funds and securities by related persons: 55,876,400,000
Total Number of clients from related persons: 277
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2019-08-28 D INVESTING Equity 115,000,000 115,000,000 0
Other Issuers in Filings
Name Address
STEPSTONE GROUP HOLDINGS LLC 4275 EXECUTIVE SQUARE
SUITE 500
LA JOLLA, CA 92037
Related Parties included in filings
Name Address Relationship
JASON MENT subscription required
    EXECUTIVE OFFICER
MONTE BREM subscription required
    EXECUTIVE OFFICER DIRECTOR
THOMAS KECK subscription required
    EXECUTIVE OFFICER DIRECTOR
JOSE FERNANDEZ subscription required
    EXECUTIVE OFFICER DIRECTOR
MARK MARUSZEWSKI subscription required
    EXECUTIVE OFFICER DIRECTOR
STEVE MITCHELL subscription required
    DIRECTOR
ROBERT WALDO subscription required
    DIRECTOR
SCOTT HART subscription required
    EXECUTIVE OFFICER
JOHNNY RANDEL subscription required
    EXECUTIVE OFFICER

STEPSTONE GROUP LP

ownership team - last updated 2022-06-28
Name Title Start Date Direct/Indirect % Ownership
RANDEL, JOHNNY, DALE CHIEF FINANCIAL OFFICER, PARTNER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2010-02-01
STEPSTONE GROUP LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2010-02-01
STEPSTONE GROUP REAL ASSETS LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2014-01-01
STEPSTONE GROUP REAL ESTATE LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2014-05-01
STEPSTONE GROUP HOLDINGS LLC GENERAL PARTNER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP GENERAL PARTNER direct 2013-01-01
STEPSTONE GROUP REAL ASSETS LP GENERAL PARTNER indirect 2014-01-01
STEPSTONE GROUP REAL ESTATE LP GENERAL PARTNER indirect 2014-05-01
HART, SCOTT, WILLIAM CHIEF EXECUTIVE OFFICER 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC MEMBER, SENIOR ASSOCIATE direct 2007-07-01
STEPSTONE GROUP LLC MEMBER, PRINCIPAL direct 2007-07-01
BREM, MONTE, MACK EXECUTIVE CHAIRMAN 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC MANAGING DIRECTOR direct 2005-01-01
PACIFIC CORPORATE GROUP LLC PRESIDENT direct 2005-01-01
PCG INTERNATIONAL LLC MEMBER indirect 2005-01-01
STEPSTONE GROUP LP CHIEF EXECUTIVE OFFICER, PARTNER direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF EXECUTIVE OFFICER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC CHIEF EXECUTIVE OFFICER, PARTNER, DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2007-03-01
FERNANDEZ, JOSE, AGUSTIN CO-CHIEF OPERATING OFFICER, PARTNER 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC SENIOR VP, GENERAL COUNSEL direct 2004-09-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL direct 2005-01-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2006-06-01
PCG INTERNATIONAL LLC GENERAL COUNSEL/ CHIEF COMPLIANCE OFFICER direct 2005-04-01
PCG INTERNATIONAL LLC SENIOR VICE PRESIDENT/GENERAL COUNSEL direct 2005-04-01
STEPSTONE GROUP LP TRUSTEE OF THE FERNANDEZ FAMILY TRUST direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP TRUSTEE indirect 2008-01-01
KECK, THOMAS, PORTER HEAD OF PORTFOLIO MANAGEMENT, PARTNER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP TRUSTEE OF THOMAS KECK AND ANTOINETTE KECK TRUST direct 2002-02-01
STEPSTONE GROUP LP TRUSTEE indirect 2002-02-01
LEUCADIA CAPITAL PARTNERS, LLC CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
MENT, JASON, PAUL PRESIDENT AND CO-CHIEF OPERATING OFFICER, PARTNER 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALOMON SMITH BARNEY VENTURE SERVICES, LLC CHIEF LEGAL OFFICER direct 2008-03-01
SSB PRIVATE MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2008-03-01
STEPSTONE GROUP LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2010-10-01
STEPSTONE GROUP REAL ASSETS LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2014-01-01
STEPSTONE GROUP REAL ESTATE LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2014-05-01
MCGUINNESS, JOHN, P CHIEF COMPLIANCE OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP REAL ASSETS LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
STEPSTONE GROUP REAL ESTATE LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
STEPSTONE GROUP LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
ISHIGURO, JENNIFER, YAYOI CHIEF LEGAL OFFICER, PARTNER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP REAL ASSETS LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP REAL ESTATE LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP INC. LIMITED PARTNER 09/01/2020 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED SOLE MANAGING MEMBER indirect 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP PARTNER indirect 2020-09-01
ARGO HOLDINGS LIMITED PARTNER 10/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2007-10-01
STEPSTONE GROUP INC. SOLE MANAGING MEMBER STEPSTONE GROUP HOLDINGS LLC 09/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED SOLE MANAGING MEMBER indirect 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP PARTNER indirect 2020-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
STEPSTONE SECONDARY OPPORTUNITIES FUND II OFFSHORE HOLDINGS, L.P. Cayman Islands 805-8495741030 Private Equity Fund 44,401,703 60,000 Master Fund Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE MARKETS SERIES 2014 United States 805-4634800773 Private Equity Fund 1,082,421,957 10,000,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS OFFSHORE II L.P. Cayman Islands 805-2420111351 Private Equity Fund 20,887,097 250,000 Fund of Funds
SILVERSTONE II, LLC - SERIES K (CLASS 2) United States 805-8375307130 Private Equity Fund 30,222,805 3,000,000 Fund of Funds
CGR/PE, LLC United States 805-2607126845 Private Equity Fund 387,016,140 0 Fund of Funds
STEPSTONE CGC OPPORTUNITIES I, L.P. Cayman Islands 805-2347150055 Private Equity Fund 9,765,441 0 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS III L.P. United States 805-4492894627 Private Equity Fund 13,923,728 250,000 Fund of Funds
SILVERSTONE II, LLC - SERIES H United States 805-7923462686 Private Equity Fund 61,130,351 0 Fund of Funds
STEPSTONE PIONEER CAPITAL III, L.P. United States 805-7181550994 Private Equity Fund 63,468,196 1,000,000 Fund of Funds
STEPSTONE NPS PE FUND, L.P. Cayman Islands 805-1149354499 Private Equity Fund 263,955,371 300,000,000 Fund of Funds
STEPSTONE EAST TOWN STRATEGIC CAPITAL FUND, L.P. United States 805-5240474676 Private Equity Fund 157,526,896 94,113,806 Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE EQUITY SERIES 1 2009 United States 805-8650335300 Private Equity Fund 46,970,798 10,000,000 Fund of Funds
ENERGY SELECT ACCESS FEEDER LP Cayman Islands 805-7527685968 Private Equity Fund 47,497,874 250,000 Fund of Funds
STEPSTONE PA TAP FUND I, LP United States 805-2661341570 Private Equity Fund 62,463,773 170,000,000 Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND III, L.P. Cayman Islands 805-6942649391 Private Equity Fund 120,495,128 90,000,000 Fund of Funds
STEPSTONE SEDCO U.S. OPPORTUNITIES FUND, L.P. Cayman Islands 805-1693211815 Private Equity Fund 50,948,055 45,000,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV, L.P. United States 805-8131455157 Private Equity Fund 428,407,206 20,000 Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND II-B, L.P. United States 805-4966907949 Private Equity Fund 216,991,118 140,000,000 Fund of Funds
ASIA REALTY ACCESS FEEDER LP Cayman Islands 805-3146320060 Private Equity Fund 9,995,937 250,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND, L.P. United States 805-3979915916 Private Equity Fund 2,132,517 10,000,000 Fund of Funds
STEPSTONE ENDURANCE, L.P. Cayman Islands 805-4122458068 Private Equity Fund 338,697,006 3,000,000 Fund of Funds
STEPSTONE MASTERS III OFFSHORE L.P. Cayman Islands 805-7797187568 Private Equity Fund 9,126,157 250,000 Fund of Funds
STEPSTONE MASTERS IV L.P. United States 805-8839003319 Private Equity Fund 44,484,721 250,000 Fund of Funds
LATIN AMERICA OPPORTUNITIES (DELAWARE), L.P. United States 805-6711250198 Private Equity Fund 758,322 250,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE II, L.P. United Kingdom 805-2795916210 Private Equity Fund 46,229,926 2,700,000 Fund of Funds
TERRACE INVESTMENT HOLDINGS SMF, LLC United States 805-2092858862 Private Equity Fund 99,774,414 26,085,146 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES III LP United States 805-2375984046 Private Equity Fund 233,745,011 250,000 Fund of Funds
STEPSTONE KF PRIVATE EQUITY FUND II, L.P. Cayman Islands 805-8130778722 Private Equity Fund 73,580,683 40,000,000 Master Fund
STEPSTONE MASTERS III L.P. United States 805-5323668985 Private Equity Fund 14,719,525 250,000 Fund of Funds
SSOF IV OVERAGE SMA L, SCSP Luxembourg 805-6497330530 Private Equity Fund 48,350,430 40,000,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND III, L.P. Cayman Islands 805-5531545453 Private Equity Fund 3,410,872,558 2,000,000,000 Fund of Funds
EUROPE ENTERPRISE II OFFSHORE L.P. Cayman Islands 805-7978525092 Private Equity Fund 16,682,404 250,000 Fund of Funds
STEPSTONE AEGON OPPORTUNITIES FUND, LP. - SERIES B United States 805-6331921496 Private Equity Fund 22,568,872 15,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES E United States 805-5665480356 Private Equity Fund 1,092,158 3,383,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS IV, L.P. United States 805-8062933340 Private Equity Fund 619,572,340 250,000 Fund of Funds
TERRACE INVESTMENT HOLDINGS, LLC United States 805-6875000862 Private Equity Fund 28,526,546 24,895,959 Fund of Funds
STEPSTONE AEGON OPPORTUNITIES FUND, LP. - SERIES A United States 805-2439614841 Private Equity Fund 114,848,757 75,000,000 Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE EQUITY SERIES 2 2012 United States 805-7936585448 Private Equity Fund 84,815,273 10,000,000 Fund of Funds
SUNSTONE PE OPPORTUNITIES FUND LLC United States 805-2221630477 Private Equity Fund 830,866,325 300,000,000 Fund of Funds
STEPSTONE MAPLE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2300099904 Private Equity Fund 463,749,309 350,000,000 Master Fund Fund of Funds
STEPSTONE VC MICRO I, L.P. United States 805-7552503487 Venture Capital Fund 195,947,277 100,000 Fund of Funds
SILVERSTONE PATTERN, LLC, SERIES A United States 805-7237626248 Private Equity Fund 19,353,516 300,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND III OFFSHORE HOLDINGS, L.P. Cayman Islands 805-1429982930 Private Equity Fund 405,196,546 100,000 Master Fund Fund of Funds
STEPSTONE TACTICAL GROWTH FUND III, L.P. United States 805-2057186951 Private Equity Fund 497,037,440 100,000 Fund of Funds
STEPSTONE VMB SECONDARY OPPORTUNITIES FUND HOLDINGS SCSP Luxembourg 805-7152573464 Private Equity Fund 118,190,670 100,000,000 Master Fund Fund of Funds
STEPSTONE VC SPV UT, L.P. United States 805-6247798325 Private Equity Fund 23,008,768 300,000 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS VI-A, L.P. United States 805-5741168296 Venture Capital Fund 857,942,539 100,000 Master Fund Fund of Funds
STEPSTONE VC EARLY STAGE II, L.P. United States 805-1093202979 Venture Capital Fund 285,930,393 50,000 Fund of Funds
STEPSTONE GE III, L.P. United States 805-4015608150 Venture Capital Fund 30,975,489 1,000,000 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS IX-A, L.P. United States 805-1663467302 Venture Capital Fund 1,818,303,041 77,800 Master Fund Fund of Funds
STEPSTONE CAPITAL PARTNERS V, L.P. United States 805-1274023588 Private Equity Fund 803,634,197 250,000 Fund of Funds
STEPSTONE THUNDERBIRD OPPORTUNITIES FUND, LP Cayman Islands 805-1329888625 Private Equity Fund 174,243,703 10,000,000 Fund of Funds
STEPSTONE P OPPORTUNITIES FUND II, L.P. Cayman Islands 805-3437692927 Private Equity Fund 251,046,557 250,000,000
STEPSTONE VC OPPORTUNITIES III, L.P. United States 805-4767893646 Private Equity Fund 232,400,860 10,000
STEPSTONE VC OPPORTUNITIES II-A, L.P. United States 805-1970380192 Private Equity Fund 22,172,083 50,000
STEPSTONE VC OPPORTUNITIES V, L.P. United States 805-9685870610 Private Equity Fund 922,007,497 23,000
STEPSTONE VC ASIA FUND I, L.P. Cayman Islands 805-3170687221 Private Equity Fund 332,678,649 50,000 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS VIII-C, L.P. United States 805-7995756041 Venture Capital Fund 77,610,811 87,335 Master Fund Fund of Funds
STEPSTONE VC MICRO II-G, L.P. United States 805-1052019348 Venture Capital Fund 48,092,120 1,000,000 Fund of Funds
STEPSTONE VC SECONDARIES FUND III, L.P. United States 805-9992839113 Venture Capital Fund 1,376,205,230 50,000 Fund of Funds
STEPSTONE GE IV, L.P. United States 805-8466305180 Venture Capital Fund 22,094,162 100,000 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS VII-C, L.P. United States 805-4802439130 Venture Capital Fund 90,054,870 50,000 Master Fund Fund of Funds
STEPSTONE GROWTH EQUITY IV, L.P. United States 805-7322453241 Private Equity Fund 469,950,657 1,000,000 Fund of Funds
STEPSTONE IL SPECIAL II, L.P. United States 805-1545940404 Private Equity Fund 151,814,415 1,000,000
STEPSTONE VC GLOBAL PARTNERS X-IC, L.P. Cayman Islands 805-6710571163 Private Equity Fund 34,964,690 23,700 Fund of Funds
SILVERSTONE TREE FROG, L.P. Cayman Islands 805-8584246014 Private Equity Fund 359,427,072 5,000,000 Fund of Funds
STEPSTONE VC EARLY STAGE I-LH, L.P. United States 805-1101916190 Private Equity Fund 2,999,995 10,000
STEPSTONE VC MICRO IV, L.P. United States 805-6174502789 Private Equity Fund 218,040,130 25,000 Fund of Funds
STEPSTONE VC OPPORTUNITIES VII-D, L.P. United States 805-6394385542 Private Equity Fund 43,675,000 125,000
STEPSTONE GE VI-L, L.P. United States 805-8355447280 Private Equity Fund 15,474,985 110,410 Fund of Funds
STEPSTONE IL SPECIAL, L.P. United States 805-1470398248 Private Equity Fund 974,041,046 1,000,000 Fund of Funds
GREENSPRING GROWTH EQUITY IV-MR, L.P. United States 805-7766129976 Private Equity Fund 83,659,637 1,000,000 Fund of Funds
STEPSTONE VC SPV IV, L.P. United States 805-1291383272 Venture Capital Fund 23,862,342 1,000,000 Fund of Funds
STEPSTONE-CARLYLE ASIA PARTNERS GROWTH II ACCESS FUND, LP Cayman Islands 805-3852890709 Private Equity Fund 45,399,093 250,000 Fund of Funds
STEPSTONE VC MICRO II, L.P. United States 805-7218091042 Venture Capital Fund 241,149,800 100,000 Fund of Funds
STEPSTONE VC DIVERSITY I, L.P. United States 805-5970703845 Private Equity Fund 104,026,656 400,000 Master Fund Fund of Funds
STEPSTONE VC EARLY STAGE I-H, L.P. United States 805-9926360321 Private Equity Fund 14,480,510 10,000
STEPSTONE SECONDARY OPPORTUNITIES FUND III, L.P. United States 805-6498497270 Private Equity Fund 456,976,217 50,000 Fund of Funds
SILVERSTONE II, LLC - SERIES K (CLASS 1) United States 805-8738972178 Private Equity Fund 98,231,432 0 Fund of Funds
T.F. CAPITAL INVESTORS II L.P. United States 805-7262479363 Private Equity Fund 1,232,022 2,500,000 Fund of Funds
STEPSTONE UWF SECONDARY OPPORTUNITIES FUND, L.P. - SERIES B United States 805-2086011259 Private Equity Fund 146,663,330 100,000,000 Fund of Funds
STEPSTONE MEZZANINE PARTNERS (OFFSHORE) I-A L.P. Cayman Islands 805-7903279540 Private Equity Fund 6,123,913 5,000,000 Master Fund
HEATHROW FOREST ASIA OPPORTUNITIES FUND, L.P. United States 805-4709705021 Private Equity Fund 115,883,358 100,000,000 Fund of Funds
EUROPE ENTERPRISE III OFFSHORE L.P. Cayman Islands 805-4222038709 Private Equity Fund 25,963,509 250,000 Fund of Funds
STEPSTONE NPS PE FUND, L.P. - TRANCHE B Cayman Islands 805-3498266372 Private Equity Fund 170,997,783 102,826,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND III OFFSHORE HOLDINGS SCSP Luxembourg 805-1338241339 Private Equity Fund 827,800,713 25,000 Master Fund Fund of Funds
STEPSTONE E OPPORTUNITIES FUND, L.P. United States 805-1344592657 Private Equity Fund 123,927,328 0 Fund of Funds
SILVERSTONE BALFOUR, L.P. Cayman Islands 805-7555546207 Private Equity Fund 271,834,093 1,252,272 Fund of Funds
SILVERSTONE II, LLC - SERIES D United States 805-8294446769 Private Equity Fund 5,679,535 5,415,079 Fund of Funds
STEPSTONE AZ SECONDARY OPPORTUNITIES FUND, L.P. United States 805-6974160834 Private Equity Fund 8,617,845 80,000,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS III CAYMAN HOLDINGS L.P. Cayman Islands 805-2043219037 Private Equity Fund 25,096,262 250,000 Master Fund Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS II-G, L.P. United States 805-4022986448 Private Equity Fund 922,894 2,068,500 Master Fund Fund of Funds
CVC CREDIT PARTNERS SPECIAL OPPORTUNITIES ACCESS FEEDER Cayman Islands 805-9517448312 Private Equity Fund 51,319,067 250,000 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES L.P. United States 805-4869051088 Private Equity Fund 35,713,471 250,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND II, L.P. Cayman Islands 805-6221009202 Private Equity Fund 1,555,326,063 1,000,000,000 Fund of Funds
STEPSTONE MEXICO I SPC Cayman Islands 805-1536872523 Private Equity Fund 47,529,367 30,880,903 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND II, L.P. United States 805-3688979169 Private Equity Fund 488,989,897 100,000 Fund of Funds
STEPSTONE PHOENIX OPPORTUNITIES FUND, LP United States 805-6655040560 Private Equity Fund 198,689,383 150,000,000 Fund of Funds
STEPSTONE FSS OPPORTUNITIES FUND, L.P. United States 805-9413972174 Private Equity Fund 334,297,744 351,099,525 Fund of Funds
STEPSTONE TS OPPORTUNITIES FUND, L.P. United States 805-1177195335 Private Equity Fund 239,507,818 200,000,000 Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND, LP Cayman Islands 805-2387032403 Private Equity Fund 100,762,867 86,000,000 Fund of Funds
STEPSTONE BV OPPORTUNITIES FUND, L.P. Cayman Islands 805-7379508001 Private Equity Fund 475,446,410 500,000,000 Fund of Funds
2007 CO-INVESTMENT PORTFOLIO, L.P. United States 805-7528986782 Private Equity Fund 57,357,731 250,000 Fund of Funds
SILVERSTONE I, LLC United States 805-1569953980 Private Equity Fund 13,152,415 500,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PORTFOLIO L.P. Cayman Islands 805-6874989290 Private Equity Fund 12,943,776 250,000 Master Fund Fund of Funds
SILVERSTONE II, LLC - SERIES A United States 805-4287689809 Private Equity Fund 2,015,087 0 Fund of Funds
MEZZANINE CO-INVESTMENT PORTFOLIO L.P. United States 805-6253100388 Private Equity Fund 1,905,797 250,000
STEPSTONE AMP OPPORTUNITIES FUND, L.P. - SERIES A United States 805-2325422340 Private Equity Fund 582,384,248 50,000,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS III OFFSHORE HOLDINGS, L.P. Cayman Islands 805-6969619025 Private Equity Fund 188,353,437 1,500,000 Master Fund Fund of Funds
STEPSTONE WATERFALL AGREGGATOR, LLC Cayman Islands 805-5436570017 Private Equity Fund 124,436,798 0 Fund of Funds
SILVERSTONE II, LLC - SERIES G United States 805-7919253956 Private Equity Fund 48,501,361 5,000,000 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES II, L.P. United States 805-9676824957 Private Equity Fund 216,850,528 500,000 Fund of Funds
SILVERSTONE II, LLC - SERIES C United States 805-2100093125 Private Equity Fund 7,058,053 10,176,471 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES II (PARALLEL), L.P. United States 805-1476761232 Private Equity Fund 38,234,352 500,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND II OFFSHORE HOLDINGS, L.P. Cayman Islands 805-2554663959 Private Equity Fund 139,775,854 200,000 Master Fund Fund of Funds
STEPSTONE CAPITAL PARTNERS IV OFFSHORE HOLDINGS, L.P. Cayman Islands 805-5466211280 Private Equity Fund 1,162,568,926 250,000 Master Fund Fund of Funds
STEPSTONE AZ CHINA AND ASIA OPPORTUNITIES FUND II, L.P. United States 805-6978413378 Private Equity Fund 139,549,531 120,000,000 Fund of Funds
SILVERSTONE IV, LLC - SERIES A United States 805-6399358527 Private Equity Fund 45,041,092 304,812 Fund of Funds
STEPSTONE E OFFSHORE OPPORTUNITIES FUND, L.P. Cayman Islands 805-4960254668 Private Equity Fund 573,282,077 0 Fund of Funds
STEPSTONE PHOENIX OPPORTUNITIES FUND, LP - SERIES B United States 805-7102287106 Private Equity Fund 384,721,386 31,280,000 Fund of Funds
STEPSTONE NPS PE FUND II, L.P. Cayman Islands 805-1909487472 Private Equity Fund 378,450,072 300,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES I United States 805-8856733479 Private Equity Fund 157,778,242 125,000 Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND II-A, L.P. United States 805-6975935619 Private Equity Fund 271,523,053 175,000,000 Fund of Funds
SILVERSTONE PATTERN, LLC, SERIES B United States 805-2442436433 Private Equity Fund 142,871,277 1,000,000 Fund of Funds
GREENSPRING GE III (MASTER), L.P. United States 805-4693022024 Private Equity Fund 161,687,300 1,000,000 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS V-A, L.P. United States 805-9675692073 Venture Capital Fund 570,792,119 75,000 Master Fund Fund of Funds
STEPSTONE VC SECONDARIES FUND V-B, L.P. United States 805-9338923120 Private Equity Fund 178,669,000 250,000
STEPSTONE TC OPPORTUNITIES FUND, L.P. Cayman Islands 805-9157441544 Private Equity Fund 251,500,539 250,000,000 Master Fund Fund of Funds
STEPSTONE CAPITAL PARTNERS V EUROPE HOLDINGS Luxembourg 805-6092194637 Private Equity Fund 380,108,073 1,000,000 Master Fund Fund of Funds
STEPSTONE VC EARLY STAGE I-G, L.P. United States 805-3284622409 Venture Capital Fund 67,841,918 1,000,000
STEPSTONE VC MICRO III, L.P. United States 805-9930099961 Private Equity Fund 223,091,288 100,000
AU SPECIAL INVESTMENTS II, L.P. United States 805-6581028250 Private Equity Fund 505,655,211 1,000,000
STEPSTONE BADGER SECONDARY OPPORTUNITIES HOLDINGS, L.P. Cayman Islands 805-1312436806 Private Equity Fund 287,804,117 170,216,779 Fund of Funds
STEPSTONE VC DIVERSITY I-G, L.P. United States 805-2836925738 Private Equity Fund 25,714,499 25,051,000 Fund of Funds
STEPSTONE VC IMPACT I, L.P. United States 805-3469763098 Venture Capital Fund 31,372,915 100,000 Fund of Funds
STEPSTONE VC SECONDARIES FUND IV-D, L.P. United States 805-9418824997 Private Equity Fund 55,329,962 125,000
STEPSTONE NL OPPORTUNITIES FUND IV, L.P. Cayman Islands 805-6703091518 Private Equity Fund 100,711,690 88,000,000 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS IX-C, L.P. United States 805-5424860134 Venture Capital Fund 59,863,195 25,000 Master Fund Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND IV, L.P. Cayman Islands 805-5639893219 Private Equity Fund 3,203,460,511 3,000,000,000 Fund of Funds
STEPSTONE PRIVATE ACCESS PARTNERSHIP, L.P. United States 805-2815024896 Private Equity Fund 76,871,376 200,000 Fund of Funds
STEPSTONE ATLAS OPPORTUNITIES FUND, L.P. United States 805-7225591426 Private Equity Fund 70,980,796 150,000 Fund of Funds
STEPSTONE JP OPPORTUNITIES FUND. L.P. Cayman Islands 805-9925807446 Private Equity Fund 95,956,114 90,000,000 Fund of Funds
STEPSTONE RIVAS PRIVATE EQUITY FUND, L.P. Cayman Islands 805-8666724276 Private Equity Fund 1,399,618,916 1,125,000,000 Master Fund Fund of Funds
STEPSTONE TACTICAL GROWTH FUND, L.P. United States 805-4612416117 Private Equity Fund 136,480,105 30,000 Fund of Funds
STEPSTONE ATLAS OPPORTUNITIES FUND II LP United States 805-2386003648 Private Equity Fund 82,734,945 250,000 Fund of Funds
REAL ESTATE DEVELOPMENT OPPORTUNITIES ACCESS FEEDER LP Cayman Islands 805-7601179461 Real Estate Fund 15,528,995 250,000 Feeder Fund Fund of Funds
SSG PENINSULA FUND, L.P. Cayman Islands 805-1699625547 Private Equity Fund 194,455,047 50,000,000 Fund of Funds
STEPSTONE NPS PE FUND II, L.P. - TRANCHE C Cayman Islands 805-7889122472 Private Equity Fund 61,826,392 50,000,000 Fund of Funds
STEPSTONE LMM OPPORTUNITIES FUND I, L.P. United States 805-3394695835 Private Equity Fund 808,305,893 141,040,000 Fund of Funds
STEPSTONE MASTERS V CAYMAN HOLDINGS L.P. Cayman Islands 805-9883905817 Private Equity Fund 7,292,247 250,000 Master Fund Fund of Funds
MASTERS IV CAYMAN HOLDINGS L.P. Cayman Islands 805-6448396700 Private Equity Fund 12,148,262 250,000 Master Fund Fund of Funds
STEPSTONE MASTERS V L.P. United States 805-1242769637 Private Equity Fund 20,613,166 250,000 Fund of Funds
STEPSTONE FERRO OPPORTUNITIES FUND, L.P. Cayman Islands 805-8555093722 Private Equity Fund 44,126,564 27,431,118 Master Fund Fund of Funds
SILVERSTONE IV, LLC - SERIES C United States 805-5892016178 Private Equity Fund 165,260,836 467,684 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS II, L.P. United States 805-5851929504 Private Equity Fund 16,521,509 1,379,000 Fund of Funds
STEPSTONE H OPPORTUNITIES FUND, L.P. Cayman Islands 805-1211824550 Private Equity Fund 13,355,044,529 10,000,000,000 Fund of Funds
BRIDGE VILLAGE LIMITED Cayman Islands 805-3317863583 Private Equity Fund 1,091,664,999 25,000,000 Master Fund Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND II, LP Cayman Islands 805-8096014550 Private Equity Fund 202,664,910 90,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES B United States 805-8963191247 Private Equity Fund 735,012 0 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV EUROPE HOLDINGS SCSP Luxembourg 805-1600987290 Private Equity Fund 746,282,785 150,000 Master Fund Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES III (PARALLEL) LP United States 805-5486021351 Private Equity Fund 39,376,065 250,000 Fund of Funds
EUROPE ENTERPRISE II ONSHORE L.P. United States 805-1586669670 Private Equity Fund 8,646,166 250,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND OFFSHORE HOLDINGS, L.P. Cayman Islands 805-1856693894 Private Equity Fund 85,018,123 2,000,000 Master Fund Fund of Funds
EUROPE ENTERPRISE III ONSHORE L.P. United States 805-1917364627 Private Equity Fund 4,740,935 250,000 Fund of Funds
STEPSTONE KF PRIVATE EQUITY FUND, L.P. Cayman Islands 805-5033148598 Private Equity Fund 49,340,215 50,000,000 Master Fund Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS II L.P. United States 805-9645125839 Private Equity Fund 56,008,007 250,000 Master Fund Feeder Fund Fund of Funds
CHINA OPPORTUNITIES ACCESS FEEDER LP Cayman Islands 805-6547010064 Private Equity Fund 60,326,115 250,000 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS IV (GUERNSEY), L.P. Guernsey 805-6785674623 Private Equity Fund 17,347,296 6,895,000 Fund of Funds
PEGASUS MULTI-STRATEGY SERIES (A) LP Cayman Islands 805-2021055044 Private Equity Fund 75,508,007 250,000 Fund of Funds
STEPSTONE MEZZANINE PARTNERS I-A L.P. Cayman Islands 805-2551683323 Private Equity Fund 3,071,794 5,000,000 Master Fund
SILVERSTONE IV, LLC - SERIES E United States 805-8664636691 Private Equity Fund 83,834,248 2,187,705 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS III, L.P. United States 805-1144375204 Private Equity Fund 30,905,705 749,880 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND II, L.P. United States 805-1460887660 Private Equity Fund 134,745,376 25,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS II CAYMAN HOLDINGS, L.P. Cayman Islands 805-9258329993 Private Equity Fund 44,568,497 250,000 Master Fund Fund of Funds
STEPSTONE A OPPORTUNITIES FUND, L.P. Cayman Islands 805-1966618535 Private Equity Fund 113,649,828 100,000,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS L.P. United States 805-9582516868 Private Equity Fund 60,117 250,000 Fund of Funds
STEPSTONE P OPPORTUNITIES FUND, L.P. Cayman Islands 805-4615602108 Private Equity Fund 870,594,383 500,000,000
SILVERSTONE IV, LLC - SERIES B United States 805-7008770468 Private Equity Fund 163,054,452 728,379 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS OFFSHORE L.P. Cayman Islands 805-5192332352 Private Equity Fund 148,987 250,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND, L.P. Cayman Islands 805-4545474933 Private Equity Fund 799,840,944 1,000,000,000 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS IV (DELAWARE), L.P. United States 805-4930198981 Private Equity Fund 10,099,997 551,600 Fund of Funds
SIMA PRIVATE EQUITY 6 GMBH & CO. KG Germany 805-3853011105 Private Equity Fund 318,931 5,000,000 Fund of Funds
STEPSTONE AZ CHINA AND ASIA OPPORTUNITIES FUND, L.P. United States 805-4902591254 Private Equity Fund 113,915,134 90,000,000 Fund of Funds
STEPSTONE BVK OPPORTUNITIES FUND SCSP Luxembourg 805-4727800323 Private Equity Fund 548,100,509 350,000,000 Fund of Funds
STEPSTONE AP OPPORTUNITIES FUND, L.P. United States 805-2006397955 Private Equity Fund 301,898,987 45,000,000 Fund of Funds
STEPSTONE HCSCMPTEPP FUND, L.P. United States 805-8478031906 Private Equity Fund 100,490,129 100,000,000 Fund of Funds
STEPSTONE PPL SECONDARY OPPORTUNITIES FUND, L.P. United States 805-9341339373 Private Equity Fund 5,685,463 848,000 Fund of Funds
STEPSTONE JP OPPORTUNITIES FUND IA, L.P. Cayman Islands 805-8432492301 Private Equity Fund 231,121,272 90,000,000 Fund of Funds
NYSCRF PIONEER PARTNERSHIP FUND B, L.P. United States 805-8275831619 Private Equity Fund 35,492,348 100,000,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS III, L.P. United States 805-8966867821 Private Equity Fund 420,006,110 100,000 Fund of Funds
STEPSTONE UWF SECONDARY OPPORTUNITIES FUND, L.P. - SERIES A United States 805-7198496092 Private Equity Fund 27,894,643 100,000,000 Fund of Funds
STEPSTONE OH SECONDARY OPPORTUNITIES FUND, L.P. United States 805-7924962261 Private Equity Fund 23,947,660 200,000,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV OFFSHORE HOLDINGS, L.P. Cayman Islands 805-8301679888 Private Equity Fund 1,985,499,598 20,000 Master Fund Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - INFRASTRUCTURE SERIES 1 2011 United States 805-6515014309 Private Equity Fund 94,110,947 10,000,000 Fund of Funds
LATIN AMERICA OPPORTUNITIES, L.P. Cayman Islands 805-5089838088 Private Equity Fund 5,195,554 250,000 Fund of Funds
STEPSTONE AMP OPPORTUNITIES FUND, L.P. - SERIES B United States 805-6739368755 Private Equity Fund 690,329,003 450,000,000 Fund of Funds
STEPSTONE EUROPEAN FUND SCS, SICAV-FIS - STEPSTONE CAPITAL PARTNERS III COMPARTMENT Luxembourg 805-8778410601 Private Equity Fund 119,963,241 1,091,300 Feeder Fund Fund of Funds
SILVERSTONE IV, LLC - SERIES D United States 805-8786020244 Private Equity Fund 123,808,893 125,000,000 Fund of Funds
SSOF IV OVERAGE SMA H, L.P. Cayman Islands 805-1665714104 Private Equity Fund 122,898,044 150,000,000 Fund of Funds
SSOF IV OVERAGE SMA W, L.P. Cayman Islands 805-2083788272 Private Equity Fund 166,389,517 100,000,000 Fund of Funds
SILVERSTONE III, L.P. United States 805-5857210861 Private Equity Fund 2,506,169 0 Master Fund Fund of Funds
STEPSTONE CAPITAL PARTNERS II ONSHORE, L.P. United States 805-4946858918 Private Equity Fund 43,461,661 250,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE I, L.P. INCORPORATED Guernsey 805-4037768811 Private Equity Fund 49,716,294 400,000 Fund of Funds
T.F. CAPITAL INVESTORS II OFFSHORE L.P. Cayman Islands 805-1167191370 Private Equity Fund 5,770 250,000 Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND, L.P. United States 805-4821848216 Private Equity Fund 173,955,345 69,100,000 Fund of Funds
SILVERSTONE II, LLC - SERIES J United States 805-2048194813 Private Equity Fund 101,041,759 15,000,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS IV EUROPE HOLDINGS SCSP Luxembourg 805-4333400559 Private Equity Fund 534,026,163 1,000,000 Master Fund Fund of Funds
STEPSTONE YELLOWCREEK FUND, L.P. Cayman Islands 805-6175018156 Private Equity Fund 53,174,188 50,000,000 Fund of Funds
STEPSTONE EAST TOWN STRATEGIC CAPITAL FUND V, L.P. United States 805-9282308526 Private Equity Fund 300,544,329 300,000,000 Fund of Funds
STEPSTONE VC OPPORTUNITIES VI-D, L.P. United States 805-9461624509 Venture Capital Fund 50,576,696 100,000
STEPSTONE VC GLOBAL PARTNERS IX-W, L.P. United States 805-6072242810 Private Equity Fund 11,810,124 10,000,000 Fund of Funds
SILVERSTONE IV, LLC - SERIES F United States 805-9317625993 Private Equity Fund 78,592,135 911,025 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS VIII-A, L.P. United States 805-1543938299 Venture Capital Fund 1,187,182,599 43,667 Master Fund Fund of Funds
STEPSTONE GE VI-G, L.P. United States 805-6024823834 Private Equity Fund 21,700,344 125,000 Fund of Funds
STEPSTONE VC CROSSOVER VENTURES I, L.P. United States 805-8816813540 Hedge Fund 8,482,618 50,000
STEPSTONE VC OPPORTUNITIES IV, L.P. United States 805-9269361041 Private Equity Fund 617,877,309 15,000
STEPSTONE VC SECONDARIES FUND IV-K, L.P. United States 805-4130659238 Private Equity Fund 74,718,916 353,535
STEPSTONE IL MASTER II, L.P. United States 805-3193645669 Private Equity Fund 143,075,340 1,000,000 Fund of Funds
STEPSTONE GROWTH EQUITY IV-A, L.P. United States 805-9381980537 Venture Capital Fund 162,870,956 1,000,000 Fund of Funds
STEPSTONE VC ASIA I-GB, L.P. United States 805-8533321153 Private Equity Fund 10,000,000 5,000,000 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS IV-A, L.P. United States 805-1269608751 Venture Capital Fund 37,812,048 1,000,000 Fund of Funds
STEPSTONE VC OPPORTUNITIES VII, L.P. United States 805-4282866141 Private Equity Fund 547,155,301 20,000 Master Fund
STEPSTONE VC SECONDARIES FUND V-D, L.P. United States 805-2152518644 Private Equity Fund 31,764,500 120,000
ALTRIUM II ACCESS FEEDER, LP Cayman Islands 805-6793883818 Private Equity Fund 42,444,551 250,000 Fund of Funds
GREENSPRING MASTER MR, L.P. United States 805-8020658645 Private Equity Fund 9,600,000 1,000,000 Fund of Funds
STEPSTONE VC EARLY STAGE II-K, L.P. United States 805-1024334050 Venture Capital Fund 23,111,698 2,525,253 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS IV-B, L.P. United States 805-2246017095 Venture Capital Fund 307,282,551 100,000 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS IV-C, L.P. United States 805-1471200235 Venture Capital Fund 109,498,267 50,000 Master Fund Fund of Funds
STEPSTONE VC OPPORTUNITIES II, L.P. United States 805-9578724888 Private Equity Fund 53,776,337 25,000 Master Fund
STEPSTONE VC GLOBAL PARTNERS IX-V, L.P. United States 805-3052023345 Private Equity Fund 3,233,940 250,000 Fund of Funds
SILVERSTONE IV, LLC - SERIES M United States 805-4107885805 Private Equity Fund 10,401,429 9,602,119 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS VI-C, L.P. United States 805-1304972491 Venture Capital Fund 342,339,154 25,000 Master Fund Fund of Funds
SILVERSTONE IV, LLC - SERIES N United States 805-6837711341 Private Equity Fund 90,794,232 5,081,965 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS VII-A, L.P. United States 805-3288132255 Venture Capital Fund 932,759,980 100,000 Master Fund Fund of Funds
STEPSTONE ATLAS OPPORTUNITIES FUND III (OFFSHORE), L.P. Cayman Islands 805-1483828471 Private Equity Fund 59,167,927 250,000 Fund of Funds
STEPSTONE GE V, L.P. United States 805-9010575148 Venture Capital Fund 37,268,168 1,000,000 Fund of Funds
AU SPECIAL INVESTMENTS, L.P. United States 805-7944693856 Private Equity Fund 70,169,721 1,000,000
STEPSTONE MASTER G, L.P. United States 805-1112204882 Venture Capital Fund 738,584,217 1,000,000 Fund of Funds
STEPSTONE VC ASIA FUND I-K, L.P. Cayman Islands 805-6658610616 Private Equity Fund 7,596,520 7,575,758 Fund of Funds
STEPSTONE VC HEALTHCARE I, L.P. United States 805-2574272145 Private Equity Fund 16,385,296 375,000 Fund of Funds
STEPSTONE VC SECONDARIES FUND I, L.P. United States 805-6880500052 Venture Capital Fund 120,480,919 100,000 Fund of Funds
STEPSTONE VC OPPORTUNITIES V-D, L.P. United States 805-2227819374 Private Equity Fund 82,144,351 100,000
STEPSTONE VC BA SPV, L.P. United States 805-8128264598 Venture Capital Fund 17,631,450 1,000,000 Fund of Funds
STEPSTONE GE VI-R, L.P. United States 805-7353486732 Private Equity Fund 35,203,458 7,500,000 Fund of Funds
GREENSPRING GE IV (MASTER), L.P. United States 805-4634559816 Private Equity Fund 681,221,055 1,000,000 Fund of Funds
STEPSTONE VC SPV IX, L.P. United States 805-8434363693 Private Equity Fund 116,316,949 5,000,000
STEPSTONE VC EARLY STAGE II-G, L.P. United States 805-8189901861 Venture Capital Fund 53,302,943 1,262,626 Fund of Funds
GREENSPRING GROWTH EQUITY II, L.P. United States 805-2519690109 Private Equity Fund 1,177,151,929 1,000,000 Master Fund Fund of Funds
STEPSTONE ATLAS OPPORTUNITIES FUND III (ONSHORE), L.P. United States 805-3234699619 Private Equity Fund 131,974,680 100,000 Fund of Funds
STEPSTONE VC MICRO III-G, L.P. United States 805-6432835560 Private Equity Fund 32,024,717 252,525
GREENSPRING GROWTH EQUITY, L.P. United States 805-1321371095 Private Equity Fund 304,556,253 1,000,000 Master Fund Fund of Funds
STEPSTONE VC SECONDARIES FUND II, L.P. United States 805-2234356580 Venture Capital Fund 189,022,124 60,000 Fund of Funds
STEPSTONE BVK OPPORTUNITIES FUND II SCSP Luxembourg 805-5704336221 Private Equity Fund 263,046,457 245,000,000 Fund of Funds
STEPSTONE VC EARLY STAGE I, L.P. United States 805-6993680508 Venture Capital Fund 321,292,866 50,000
STEPSTONE MEXICO I SPC - SERIES E Cayman Islands 805-4165480509 Private Equity Fund 26,109,231 25,277,097 Fund of Funds
STEPSTONE VC X-V, L.P. United States 805-6052025496 Private Equity Fund 10,250,000 250,000 Fund of Funds
STEPSTONE VC IMPACT II, L.P. United States 805-7889542308 Private Equity Fund 24,752,702 50,000 Fund of Funds
STEPSTONE SK SPECIAL, L.P. Cayman Islands 805-8818031372 Venture Capital Fund 518,909,319 1,000,000 Fund of Funds
STEPSTONE GROWTH EQUITY III, L.P. United States 805-1880798716 Private Equity Fund 669,270,282 10,000,000 Fund of Funds
SILVERSTONE PEBBLES IV, LLC United States 805-9738119036 Private Equity Fund 154,098,881 2,000,000 Fund of Funds
STEPSTONE FSS OPPORTUNITIES FUND, L.P. - SERIES B United States 805-5435992835 Private Equity Fund 290,867,217 140,050,089 Fund of Funds
STEPSTONE VC GLOBAL PARTNERS X-A, L.P. United States 805-3702337904 Private Equity Fund 1,589,006,046 50,000 Master Fund Fund of Funds
SILVERSTONE IV, LLC - SERIES I United States 805-9013710789 Private Equity Fund 81,336,581 1,901,075 Fund of Funds
SILVERSTONE IV, LLC - SERIES J United States 805-1056808474 Private Equity Fund 256,690,650 4,915,489 Fund of Funds
SILVERSTONE IV, LLC - SERIES L United States 805-4702043637 Private Equity Fund 437,610,623 6,286,792 Fund of Funds
STEPSTONE VC SPV (AV IV), L.P. United States 805-3750534355 Private Equity Fund 351,544,772 100,000
HEATHROW FOREST VENTURE OPPORTUNITIES FUND, L.P. United States 805-3133017922 Private Equity Fund 120,150,006 150,000 Fund of Funds
SILVERSTONE VC HOLDINGS, LLC - SERIES A United States 805-1584846942 Private Equity Fund 15,600,000 100,000 Fund of Funds
STEPSTONE PI OPPORTUNITIES FUND, L.P. United States 805-1477742616 Private Equity Fund 388,383,426 380,000,000 Master Fund Fund of Funds
STEPSTONE CAPITAL PARTNERS V OFFSHORE HOLDINGS, L.P. Cayman Islands 805-5494778292 Private Equity Fund 1,199,482,017 500,000 Master Fund Fund of Funds
STEPSTONE VC GW I, LP United States 805-5606418355 Venture Capital Fund 97,836,417 1,000,000 Fund of Funds
STEPSTONE IL MASTER, L.P. United States 805-9830846531 Private Equity Fund 1,428,119,103 1,000,000 Fund of Funds
STEPSTONE VC OPPORTUNITIES VI, L.P. United States 805-7223206137 Venture Capital Fund 867,500,344 30,000 Master Fund
STEPSTONE VC SECONDARIES FUND IV, L.P. United States 805-4296112447 Private Equity Fund 1,559,017,320 200,000 Master Fund
STEPSTONE VC GLOBAL PARTNERS X-C, L.P. United States 805-6436731554 Private Equity Fund 42,056,434 15,000 Master Fund Fund of Funds
SILVERSTONE IV, LLC - SERIES H United States 805-1433996312 Private Equity Fund 239,101,307 1,179,464 Fund of Funds
SILVERSTONE IV, LLC - SERIES K United States 805-1956568188 Private Equity Fund 145,240,867 1,800,024 Fund of Funds
STEPSTONE VC SECONDARIES FUND V, L.P. United States 805-3741266258 Private Equity Fund 2,091,541,150 16,000 Master Fund
STEPSTONE VC GLOBAL PARTNERS V-C, L.P. United States 805-4212935250 Venture Capital Fund 93,365,908 50,000 Master Fund Fund of Funds

STEPSTONE GROUP LP

ownership team - last updated 2021-10-20
Name Title Start Date Direct/Indirect % Ownership
RANDEL, JOHNNY, DALE CHIEF FINANCIAL OFFICER, PARTNER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2010-02-01
STEPSTONE GROUP LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2010-02-01
STEPSTONE GROUP REAL ASSETS LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2014-01-01
STEPSTONE GROUP REAL ESTATE LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2014-05-01
STEPSTONE GROUP HOLDINGS LLC GENERAL PARTNER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP GENERAL PARTNER direct 2013-01-01
STEPSTONE GROUP REAL ASSETS LP GENERAL PARTNER indirect 2014-01-01
STEPSTONE GROUP REAL ESTATE LP GENERAL PARTNER indirect 2014-05-01
HART, SCOTT, WILLIAM CO-CHIEF EXECUTIVE OFFICER, PARTNER 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC MEMBER, SENIOR ASSOCIATE direct 2007-07-01
STEPSTONE GROUP LLC MEMBER, PRINCIPAL direct 2007-07-01
BREM, MONTE, MACK CO-CHIEF EXECUTIVE OFFICER, PARTNER 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC MANAGING DIRECTOR direct 2005-01-01
PACIFIC CORPORATE GROUP LLC PRESIDENT direct 2005-01-01
PCG INTERNATIONAL LLC MEMBER indirect 2005-01-01
STEPSTONE GROUP LP CHIEF EXECUTIVE OFFICER, PARTNER direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF EXECUTIVE OFFICER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC CHIEF EXECUTIVE OFFICER, PARTNER, DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2007-03-01
FERNANDEZ, JOSE, AGUSTIN CO-CHIEF OPERATING OFFICER, PARTNER 03/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC SENIOR VP, GENERAL COUNSEL direct 2004-09-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL direct 2005-01-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2006-06-01
PCG INTERNATIONAL LLC GENERAL COUNSEL/ CHIEF COMPLIANCE OFFICER direct 2005-04-01
PCG INTERNATIONAL LLC SENIOR VICE PRESIDENT/GENERAL COUNSEL direct 2005-04-01
STEPSTONE GROUP LP TRUSTEE OF THE FERNANDEZ FAMILY TRUST direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP TRUSTEE indirect 2008-01-01
KECK, THOMAS, PORTER HEAD OF PORTFOLIO MANAGEMENT, PARTNER 02/01/2002 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP TRUSTEE OF THOMAS KECK AND ANTOINETTE KECK TRUST direct 2002-02-01
STEPSTONE GROUP LP TRUSTEE indirect 2002-02-01
LEUCADIA CAPITAL PARTNERS, LLC CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
MENT, JASON, PAUL PRESIDENT AND CO-CHIEF OPERATING OFFICER, PARTNER 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALOMON SMITH BARNEY VENTURE SERVICES, LLC CHIEF LEGAL OFFICER direct 2008-03-01
SSB PRIVATE MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2008-03-01
STEPSTONE GROUP LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2010-10-01
STEPSTONE GROUP REAL ASSETS LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2014-01-01
STEPSTONE GROUP REAL ESTATE LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2014-05-01
MCGUINNESS, JOHN, P CHIEF COMPLIANCE OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP REAL ASSETS LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
STEPSTONE GROUP REAL ESTATE LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
STEPSTONE GROUP LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
ISHIGURO, JENNIFER, YAYOI CHIEF LEGAL OFFICER, PARTNER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP REAL ASSETS LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP REAL ESTATE LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP INC. LIMITED PARTNER 09/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED SOLE MANAGING MEMBER indirect 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP PARTNER indirect 2020-09-01
ARGONAUT HOLDINGS, LLC LIMITED PARTNER 10/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2007-10-01
KAISER, GEORGE, BRUCE SOLE MEMBER ARGONAUT HOLDINGS, LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01
LEUCADIA CAPITAL PARTNERS, LLC SOLE MEMBER indirect 2007-04-01
THE MILESTONE GROUP, INC. INDIRECT BENEFICIAL OWNER indirect 2012-08-01
MBM ADVISORS, INC. OWNER indirect 2012-08-01
MBM ADVISORS INC INDIRECT BENEFICIAL OWNER indirect 2012-08-01 2015-03-23
STEPSTONE GROUP INC. SOLE MANAGING MEMBER STEPSTONE GROUP HOLDINGS LLC 09/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED SOLE MANAGING MEMBER indirect 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP PARTNER indirect 2020-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
STEPSTONE PIONEER CAPITAL EUROPE OPPORTUNITIES FUND I, L.P. INCORPORATED Guernsey 805-7279903271 Private Equity Fund 1,783,806 2,300,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE II, L.P. United Kingdom 805-2795916210 Private Equity Fund 43,504,475 2,700,000 Fund of Funds
STEPSTONE AEGON OPPORTUNITIES FUND, LP. - SERIES A United States 805-2439614841 Private Equity Fund 100,772,494 75,000,000 Fund of Funds
NYSCRF PIONEER OPPORTUNITIES FUND A, L.P. United States 805-8646442597 Private Equity Fund 95,224,242 125,000,000 Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE EQUITY SERIES 2 2012 United States 805-7936585448 Private Equity Fund 98,105,786 10,000,000 Fund of Funds
SUNSTONE PE OPPORTUNITIES FUND LLC United States 805-2221630477 Private Equity Fund 380,761,870 300,000,000 Fund of Funds
STEPSTONE ENDURANCE, L.P. Cayman Islands 805-4122458068 Private Equity Fund 280,210,899 3,000,000 Fund of Funds
STEPSTONE MASTERS III OFFSHORE L.P. Cayman Islands 805-7797187568 Private Equity Fund 11,253,637 250,000 Fund of Funds
STEPSTONE MASTERS IV L.P. United States 805-8839003319 Private Equity Fund 47,013,923 250,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND, L.P. United States 805-3979915916 Private Equity Fund 2,895,057 10,000,000 Fund of Funds
LATIN AMERICA OPPORTUNITIES (DELAWARE), L.P. United States 805-6711250198 Private Equity Fund 2,130,092 250,000 Fund of Funds
TERRACE INVESTMENT HOLDINGS SMF, LLC United States 805-2092858862 Private Equity Fund 93,289,732 26,085,146 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES III LP United States 805-2375984046 Private Equity Fund 208,256,555 250,000 Fund of Funds
STEPSTONE KF PRIVATE EQUITY FUND II, L.P. Cayman Islands 805-8130778722 Private Equity Fund 52,976,528 40,000,000 Master Fund
STEPSTONE MASTERS III L.P. United States 805-5323668985 Private Equity Fund 15,323,299 250,000 Fund of Funds
SSOF IV OVERAGE SMA L, SCSP Luxembourg 805-6497330530 Private Equity Fund 40,137,419 40,000,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND III, L.P. Cayman Islands 805-5531545453 Private Equity Fund 2,588,019,177 2,000,000,000 Fund of Funds
EUROPE ENTERPRISE II OFFSHORE L.P. Cayman Islands 805-7978525092 Private Equity Fund 9,634,321 250,000 Fund of Funds
STEPSTONE AEGON OPPORTUNITIES FUND, LP. - SERIES B United States 805-6331921496 Private Equity Fund 19,906,582 15,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES E United States 805-5665480356 Private Equity Fund 4,193,999 3,383,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS IV, L.P. United States 805-8062933340 Private Equity Fund 466,558,063 5,000,000 Fund of Funds
TERRACE INVESTMENT HOLDINGS, LLC United States 805-6875000862 Private Equity Fund 34,444,413 24,895,959 Fund of Funds
STEPSTONE MAPLE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2300099904 Private Equity Fund 417,916,688 350,000,000 Master Fund Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS III L.P. United States 805-4492894627 Private Equity Fund 34,805,378 250,000 Fund of Funds
SILVERSTONE II, LLC - SERIES H United States 805-7923462686 Private Equity Fund 52,028,383 0 Fund of Funds
STEPSTONE PIONEER CAPITAL II, L.P. United States 805-1268670019 Private Equity Fund 29,050,475 4,000,000 Fund of Funds
STEPSTONE PIONEER CAPITAL III, L.P. United States 805-7181550994 Private Equity Fund 81,021,938 1,000,000 Fund of Funds
STEPSTONE NPS PE FUND, L.P. Cayman Islands 805-1149354499 Private Equity Fund 310,197,679 300,000,000 Fund of Funds
STEPSTONE EAST TOWN STRATEGIC CAPITAL FUND, L.P. United States 805-5240474676 Private Equity Fund 300,556,414 300,000,000 Fund of Funds
SILVERSTONE PATTERN, LLC, SERIES A United States 805-7237626248 Private Equity Fund 17,499,787 300,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND III OFFSHORE HOLDINGS, L.P. Cayman Islands 805-1429982930 Private Equity Fund 117,867,823 100,000 Master Fund Fund of Funds
STEPSTONE TACTICAL GROWTH FUND III, L.P. United States 805-2057186951 Private Equity Fund 213,925,770 100,000 Fund of Funds
STEPSTONE VMB SECONDARY OPPORTUNITIES FUND HOLDINGS SCSP Luxembourg 805-7152573464 Private Equity Fund 102,539,566 100,000,000 Master Fund Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND III, L.P. United States 805-6498497270 Private Equity Fund 435,851,048 50,000 Fund of Funds
SILVERSTONE II, LLC - SERIES K (CLASS 1) United States 805-8738972178 Private Equity Fund 115,677,650 0 Fund of Funds
STEPSTONE WATERFALL AGREGGATOR, LLC Cayman Islands 805-5436570017 Private Equity Fund 205,291,591 0 Fund of Funds
SILVERSTONE II, LLC - SERIES G United States 805-7919253956 Private Equity Fund 68,566,782 5,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES C United States 805-2100093125 Private Equity Fund 6,360,561 10,176,471 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES II (PARALLEL), L.P. United States 805-1476761232 Private Equity Fund 41,221,849 500,000 Fund of Funds
MEZZANINE CO-INVESTMENT PORTFOLIO L.P. United States 805-6253100388 Private Equity Fund 1,697,734 250,000
STEPSTONE AMP OPPORTUNITIES FUND, L.P. - SERIES A United States 805-2325422340 Private Equity Fund 615,146,794 50,000,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS III OFFSHORE HOLDINGS, L.P. Cayman Islands 805-6969619025 Private Equity Fund 246,172,735 5,000,000 Master Fund Fund of Funds
SILVERSTONE II, LLC - SERIES A United States 805-4287689809 Private Equity Fund 8,841,415 0 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES II, L.P. United States 805-9676824957 Private Equity Fund 233,912,606 500,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND II OFFSHORE HOLDINGS, L.P. Cayman Islands 805-2554663959 Private Equity Fund 112,331,821 200,000 Master Fund Fund of Funds
STEPSTONE CAPITAL PARTNERS IV OFFSHORE HOLDINGS, L.P. Cayman Islands 805-5466211280 Private Equity Fund 870,490,100 5,000,000 Master Fund Fund of Funds
STEPSTONE AZ CHINA AND ASIA OPPORTUNITIES FUND II, L.P. United States 805-6978413378 Private Equity Fund 127,772,783 120,000,000 Fund of Funds
SILVERSTONE IV, LLC - SERIES A United States 805-6399358527 Private Equity Fund 45,256,996 304,812 Fund of Funds
STEPSTONE E OFFSHORE OPPORTUNITIES FUND, L.P. Cayman Islands 805-4960254668 Private Equity Fund 549,061,659 0 Fund of Funds
STEPSTONE PHOENIX OPPORTUNITIES FUND, LP - SERIES B United States 805-7102287106 Private Equity Fund 354,031,549 31,280,000 Fund of Funds
STEPSTONE NPS PE FUND II, L.P. Cayman Islands 805-1909487472 Private Equity Fund 302,774,573 300,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES I United States 805-8856733479 Private Equity Fund 138,167,848 147,000 Fund of Funds
STEPSTONE UWF SECONDARY OPPORTUNITIES FUND, L.P. - SERIES B United States 805-2086011259 Private Equity Fund 126,525,259 100,000,000 Fund of Funds
STEPSTONE MEZZANINE PARTNERS (OFFSHORE) I-A L.P. Cayman Islands 805-7903279540 Private Equity Fund 5,225,366 5,000,000 Master Fund
HEATHROW FOREST ASIA OPPORTUNITIES FUND, L.P. United States 805-4709705021 Private Equity Fund 106,528,679 100,000,000 Fund of Funds
T.F. CAPITAL INVESTORS II L.P. United States 805-7262479363 Private Equity Fund 1,485,740 2,500,000 Fund of Funds
EUROPE ENTERPRISE III OFFSHORE L.P. Cayman Islands 805-4222038709 Private Equity Fund 27,971,085 250,000 Fund of Funds
STEPSTONE NPS PE FUND, L.P. - TRANCHE B Cayman Islands 805-3498266372 Private Equity Fund 118,256,402 102,826,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND III OFFSHORE HOLDINGS SCSP Luxembourg 805-1338241339 Private Equity Fund 798,618,397 25,000 Master Fund Fund of Funds
STEPSTONE E OPPORTUNITIES FUND, L.P. United States 805-1344592657 Private Equity Fund 131,002,157 0 Fund of Funds
2006 CO-INVESTMENT PORTFOLIO, L.P. United States 805-3187748737 Private Equity Fund 161,776 250,000 Fund of Funds
SILVERSTONE BALFOUR, L.P. Cayman Islands 805-7555546207 Private Equity Fund 305,417,110 1,252,272 Fund of Funds
SILVERSTONE II, LLC - SERIES D United States 805-8294446769 Private Equity Fund 5,772,103 5,415,079 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND II, L.P. Cayman Islands 805-6221009202 Private Equity Fund 1,925,151,231 1,000,000,000 Fund of Funds
STEPSTONE MEXICO I SPC Cayman Islands 805-1536872523 Private Equity Fund 42,887,914 0 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND II, L.P. United States 805-3688979169 Private Equity Fund 390,595,300 100,000 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES L.P. United States 805-4869051088 Private Equity Fund 59,696,770 250,000 Fund of Funds
STEPSTONE PHOENIX OPPORTUNITIES FUND, LP United States 805-6655040560 Private Equity Fund 191,976,365 150,000,000 Fund of Funds
STEPSTONE FSS OPPORTUNITIES FUND, L.P. United States 805-9413972174 Private Equity Fund 542,243,257 289,028,363 Fund of Funds
STEPSTONE TS OPPORTUNITIES FUND, L.P. United States 805-1177195335 Private Equity Fund 207,320,848 200,000,000 Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND, LP Cayman Islands 805-2387032403 Private Equity Fund 95,359,392 86,000,000 Fund of Funds
STEPSTONE BV OPPORTUNITIES FUND, L.P. Cayman Islands 805-7379508001 Private Equity Fund 325,867,897 500,000,000 Fund of Funds
2007 CO-INVESTMENT PORTFOLIO, L.P. United States 805-7528986782 Private Equity Fund 74,447,785 250,000 Fund of Funds
SILVERSTONE I, LLC United States 805-1569953980 Private Equity Fund 16,646,897 500,000 Fund of Funds
2008 CO-INVESTMENT PORTFOLIO, L.P. United States 805-8408848158 Private Equity Fund 206,443 250,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PORTFOLIO L.P. Cayman Islands 805-6874989290 Private Equity Fund 13,517,096 250,000 Master Fund Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS III CAYMAN HOLDINGS L.P. Cayman Islands 805-2043219037 Private Equity Fund 50,398,797 250,000 Master Fund Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS II-G, L.P. United States 805-4022986448 Private Equity Fund 1,124,166 2,068,500 Master Fund Fund of Funds
CVC CREDIT PARTNERS SPECIAL OPPORTUNITIES ACCESS FEEDER Cayman Islands 805-9517448312 Private Equity Fund 81,182,331 250,000 Fund of Funds
STEPSTONE AZ SECONDARY OPPORTUNITIES FUND, L.P. United States 805-6974160834 Private Equity Fund 26,858,358 80,000,000 Fund of Funds
CHINA OPPORTUNITIES ACCESS FEEDER LP Cayman Islands 805-6547010064 Private Equity Fund 52,184,604 250,000 Fund of Funds
SILVERSTONE II, LLC - SERIES K (CLASS 2) United States 805-8375307130 Private Equity Fund 35,368,230 3,000,000 Fund of Funds
CGR/PE, LLC United States 805-2607126845 Private Equity Fund 374,287,514 0 Fund of Funds
STEPSTONE CGC OPPORTUNITIES I, L.P. Cayman Islands 805-2347150055 Private Equity Fund 20,381,667 0 Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE EQUITY SERIES 1 2009 United States 805-8650335300 Private Equity Fund 55,587,902 10,000,000 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS IV (GUERNSEY), L.P. Guernsey 805-6785674623 Private Equity Fund 25,658,962 6,895,000 Fund of Funds
PEGASUS MULTI-STRATEGY SERIES (A) LP Cayman Islands 805-2021055044 Private Equity Fund 67,769,879 250,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS II L.P. United States 805-9645125839 Private Equity Fund 63,628,557 250,000 Master Fund Feeder Fund Fund of Funds
STEPSTONE MEZZANINE PARTNERS I-A L.P. Cayman Islands 805-2551683323 Private Equity Fund 2,683,974 5,000,000 Master Fund
STEPSTONE SECONDARY OPPORTUNITIES FUND II OFFSHORE HOLDINGS, L.P. Cayman Islands 805-8495741030 Private Equity Fund 81,558,659 60,000 Master Fund Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE MARKETS SERIES 2014 United States 805-4634800773 Private Equity Fund 913,493,740 10,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES F United States 805-1837330971 Private Equity Fund 0 0
STEPSTONE PRIVATE EQUITY PARTNERS OFFSHORE II L.P. Cayman Islands 805-2420111351 Private Equity Fund 24,325,134 250,000 Fund of Funds
STEPSTONE PA TAP FUND I, LP United States 805-2661341570 Private Equity Fund 77,223,688 170,000,000 Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND III, L.P. Cayman Islands 805-6942649391 Private Equity Fund 94,634,925 90,000,000 Fund of Funds
STEPSTONE SEDCO U.S. OPPORTUNITIES FUND, L.P. Cayman Islands 805-1693211815 Private Equity Fund 46,806,575 45,000,000 Fund of Funds
ENERGY SELECT ACCESS FEEDER LP Cayman Islands 805-7527685968 Private Equity Fund 57,768,329 250,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV, L.P. United States 805-8131455157 Private Equity Fund 368,239,483 20,000 Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND II-B, L.P. United States 805-4966907949 Private Equity Fund 178,256,551 140,000,000 Fund of Funds
ASIA REALTY ACCESS FEEDER LP Cayman Islands 805-3146320060 Private Equity Fund 11,702,555 250,000 Fund of Funds
STEPSTONE CC OPPORTUNITIES FUND, LLC United States 805-2358898252 Private Equity Fund 1,129,166,917 200,000,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND IV, L.P. Cayman Islands 805-5639893219 Private Equity Fund 3,003,163,721 3,000,000,000 Fund of Funds
STEPSTONE PRIVATE ACCESS PARTNERSHIP, L.P. United States 805-2815024896 Private Equity Fund 65,993,257 200,000 Fund of Funds
STEPSTONE ATLAS OPPORTUNITIES FUND, L.P. United States 805-7225591426 Private Equity Fund 63,234,197 150,000 Fund of Funds
STEPSTONE JP OPPORTUNITIES FUND. L.P. Cayman Islands 805-9925807446 Private Equity Fund 125,588,739 90,000,000 Fund of Funds
STEPSTONE RIVAS PRIVATE EQUITY FUND, L.P. Cayman Islands 805-8666724276 Private Equity Fund 1,296,948,459 1,125,000,000 Master Fund Fund of Funds
STEPSTONE TACTICAL GROWTH FUND, L.P. United States 805-4612416117 Private Equity Fund 119,607,118 30,000 Fund of Funds
STEPSTONE ATLAS OPPORTUNITIES FUND II LP United States 805-2386003648 Private Equity Fund 73,246,963 250,000 Fund of Funds
REAL ESTATE DEVELOPMENT OPPORTUNITIES ACCESS FEEDER LP Cayman Islands 805-7601179461 Real Estate Fund 18,570,532 250,000 Feeder Fund Fund of Funds
SSG PENINSULA FUND, L.P. Cayman Islands 805-1699625547 Private Equity Fund 52,081,991 50,000,000 Fund of Funds
STEPSTONE NPS PE FUND II, L.P. - TRANCHE C Cayman Islands 805-7889122472 Private Equity Fund 50,000,000 50,000,000 Fund of Funds
STEPSTONE LMM OPPORTUNITIES FUND I, L.P. United States 805-3394695835 Private Equity Fund 704,033,804 141,040,000 Fund of Funds
STEPSTONE MASTERS V CAYMAN HOLDINGS L.P. Cayman Islands 805-9883905817 Private Equity Fund 5,471,408 250,000 Master Fund Fund of Funds
MASTERS IV CAYMAN HOLDINGS L.P. Cayman Islands 805-6448396700 Private Equity Fund 13,376,880 250,000 Master Fund Fund of Funds
STEPSTONE MASTERS V L.P. United States 805-1242769637 Private Equity Fund 20,238,175 250,000 Fund of Funds
STEPSTONE FERRO OPPORTUNITIES FUND, L.P. Cayman Islands 805-8555093722 Private Equity Fund 33,271,296 250,000 Master Fund Fund of Funds
EUROPE ENTERPRISE III ONSHORE L.P. United States 805-1917364627 Private Equity Fund 5,328,646 250,000 Fund of Funds
STEPSTONE KF PRIVATE EQUITY FUND, L.P. Cayman Islands 805-5033148598 Private Equity Fund 46,482,384 50,000,000 Master Fund Fund of Funds
SILVERSTONE IV, LLC - SERIES C United States 805-5892016178 Private Equity Fund 129,946,152 467,684 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS II, L.P. United States 805-5851929504 Private Equity Fund 18,446,799 1,379,000 Master Fund Fund of Funds
STEPSTONE H OPPORTUNITIES FUND, L.P. Cayman Islands 805-1211824550 Private Equity Fund 12,276,947,102 10,000,000,000 Fund of Funds
BRIDGE VILLAGE LIMITED Cayman Islands 805-3317863583 Private Equity Fund 656,621,459 25,000,000 Master Fund Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND II, LP Cayman Islands 805-8096014550 Private Equity Fund 135,034,536 90,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES B United States 805-8963191247 Private Equity Fund 4,361,641 0 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV EUROPE HOLDINGS SCSP Luxembourg 805-1600987290 Private Equity Fund 718,450,463 150,000 Master Fund Fund of Funds
STEPSTONE MEXICO I CO-INVESTMENT OPPORTUNITIES FUND, LP Cayman Islands 805-1642889599 Private Equity Fund 13,452,200 10,700,000 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES III (PARALLEL) LP United States 805-5486021351 Private Equity Fund 35,346,586 250,000 Fund of Funds
EUROPE ENTERPRISE II ONSHORE L.P. United States 805-1586669670 Private Equity Fund 8,697,427 250,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND OFFSHORE HOLDINGS, L.P. Cayman Islands 805-1856693894 Private Equity Fund 73,588,334 2,000,000 Master Fund Fund of Funds
STEPSTONE P OPPORTUNITIES FUND, L.P. Cayman Islands 805-4615602108 Private Equity Fund 636,143,466 500,000,000
SILVERSTONE IV, LLC - SERIES B United States 805-7008770468 Private Equity Fund 163,169,196 728,379 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS OFFSHORE L.P. Cayman Islands 805-5192332352 Private Equity Fund 3,372,586 250,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS L.P. United States 805-9582516868 Private Equity Fund 2,353,698 250,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND, L.P. Cayman Islands 805-4545474933 Private Equity Fund 1,062,184,528 1,000,000,000 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS IV (DELAWARE), L.P. United States 805-4930198981 Private Equity Fund 15,110,191 551,600 Fund of Funds
SIMA PRIVATE EQUITY 6 GMBH & CO. KG Germany 805-3853011105 Private Equity Fund 152,018 5,000,000 Fund of Funds
STEPSTONE AZ CHINA AND ASIA OPPORTUNITIES FUND, L.P. United States 805-4902591254 Private Equity Fund 144,822,352 90,000,000 Fund of Funds
STEPSTONE BVK OPPORTUNITIES FUND SCSP Luxembourg 805-4727800323 Private Equity Fund 450,459,988 350,000,000 Fund of Funds
STEPSTONE AP OPPORTUNITIES FUND, L.P. United States 805-2006397955 Private Equity Fund 170,159,477 45,000,000 Fund of Funds
STEPSTONE HCSCMPTEPP FUND, L.P. United States 805-8478031906 Private Equity Fund 100,010,000 100,000,000 Fund of Funds
SILVERSTONE PATTERN, LLC, SERIES B United States 805-2442436433 Private Equity Fund 128,974,449 1,000,000 Fund of Funds
SILVERSTONE IV, LLC - SERIES E United States 805-8664636691 Private Equity Fund 95,654,762 2,187,705 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS III, L.P. United States 805-1144375204 Private Equity Fund 35,482,032 749,880 Master Fund Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND II-A, L.P. United States 805-6975935619 Private Equity Fund 222,993,098 175,000,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND II, L.P. United States 805-1460887660 Private Equity Fund 227,311,728 25,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS II CAYMAN HOLDINGS, L.P. Cayman Islands 805-9258329993 Private Equity Fund 69,436,383 250,000 Master Fund Fund of Funds
STEPSTONE A OPPORTUNITIES FUND, L.P. Cayman Islands 805-1966618535 Private Equity Fund 115,260,381 100,000,000 Fund of Funds
STEPSTONE JP OPPORTUNITIES FUND IA, L.P. Cayman Islands 805-8432492301 Private Equity Fund 157,704,404 90,000,000 Fund of Funds
NYSCRF PIONEER PARTNERSHIP FUND B, L.P. United States 805-8275831619 Private Equity Fund 34,020,475 100,000,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS III, L.P. United States 805-8966867821 Private Equity Fund 547,337,662 5,000,000 Fund of Funds
STEPSTONE PPL SECONDARY OPPORTUNITIES FUND, L.P. United States 805-9341339373 Private Equity Fund 13,626,516 848,000 Fund of Funds
STEPSTONE UWF SECONDARY OPPORTUNITIES FUND, L.P. - SERIES A United States 805-7198496092 Private Equity Fund 48,015,295 100,000,000 Fund of Funds
STEPSTONE OH SECONDARY OPPORTUNITIES FUND, L.P. United States 805-7924962261 Private Equity Fund 68,940,874 200,000,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV OFFSHORE HOLDINGS, L.P. Cayman Islands 805-8301679888 Private Equity Fund 1,857,698,556 20,000 Master Fund Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - INFRASTRUCTURE SERIES 1 2011 United States 805-6515014309 Private Equity Fund 122,673,516 10,000,000 Fund of Funds
LATIN AMERICA OPPORTUNITIES, L.P. Cayman Islands 805-5089838088 Private Equity Fund 6,116,707 250,000 Fund of Funds
STEPSTONE AMP OPPORTUNITIES FUND, L.P. - SERIES B United States 805-6739368755 Private Equity Fund 560,154,088 450,000,000 Fund of Funds
STEPSTONE EUROPEAN FUND SCS, SICAV-FIS - STEPSTONE CAPITAL PARTNERS III COMPARTMENT Luxembourg 805-8778410601 Private Equity Fund 151,079,569 4,000,000 Feeder Fund Fund of Funds
SILVERSTONE IV, LLC - SERIES D United States 805-8786020244 Private Equity Fund 124,265,291 125,000,000 Fund of Funds
SSOF IV OVERAGE SMA H, L.P. Cayman Islands 805-1665714104 Private Equity Fund 100,578,268 100,000,000 Fund of Funds
SSOF IV OVERAGE SMA W, L.P. Cayman Islands 805-2083788272 Private Equity Fund 104,027,090 100,000,000 Fund of Funds
SILVERSTONE III, L.P. United States 805-5857210861 Private Equity Fund 5,415,881 0 Master Fund Fund of Funds
STEPSTONE CAPITAL PARTNERS II ONSHORE, L.P. United States 805-4946858918 Private Equity Fund 62,978,462 250,000 Fund of Funds
T.F. CAPITAL INVESTORS II OFFSHORE L.P. Cayman Islands 805-1167191370 Private Equity Fund 2,957,261 250,000 Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND, L.P. United States 805-4821848216 Private Equity Fund 199,765,734 69,100,000 Fund of Funds
SILVERSTONE II, LLC - SERIES J United States 805-2048194813 Private Equity Fund 118,895,433 15,000,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE I, L.P. INCORPORATED Guernsey 805-4037768811 Private Equity Fund 52,737,224 400,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS IV EUROPE HOLDINGS SCSP Luxembourg 805-4333400559 Private Equity Fund 402,672,350 5,000,000 Master Fund Fund of Funds

STEPSTONE GROUP LP

ownership team - last updated 2021-06-30
Name Title Start Date Direct/Indirect % Ownership
RANDEL, JOHNNY, DALE CHIEF FINANCIAL OFFICER, PARTNER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2010-02-01
STEPSTONE GROUP LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2010-02-01
STEPSTONE GROUP REAL ASSETS LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2014-01-01
STEPSTONE GROUP REAL ESTATE LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2014-05-01
STEPSTONE GROUP HOLDINGS LLC GENERAL PARTNER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP GENERAL PARTNER direct 2013-01-01
STEPSTONE GROUP REAL ASSETS LP GENERAL PARTNER indirect 2014-01-01
STEPSTONE GROUP REAL ESTATE LP GENERAL PARTNER indirect 2014-05-01
HART, SCOTT, WILLIAM CO-CHIEF EXECUTIVE OFFICER, PARTNER 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC MEMBER, SENIOR ASSOCIATE direct 2007-07-01
STEPSTONE GROUP LLC MEMBER, PRINCIPAL direct 2007-07-01
BREM, MONTE, MACK CO-CHIEF EXECUTIVE OFFICER, PARTNER 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC MANAGING DIRECTOR direct 2005-01-01
PACIFIC CORPORATE GROUP LLC PRESIDENT direct 2005-01-01
PCG INTERNATIONAL LLC MEMBER indirect 2005-01-01
STEPSTONE GROUP LP CHIEF EXECUTIVE OFFICER, PARTNER direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF EXECUTIVE OFFICER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC CHIEF EXECUTIVE OFFICER, PARTNER, DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2007-03-01
FERNANDEZ, JOSE, AGUSTIN CO-CHIEF OPERATING OFFICER, PARTNER 03/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC SENIOR VP, GENERAL COUNSEL direct 2004-09-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL direct 2005-01-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2006-06-01
PCG INTERNATIONAL LLC GENERAL COUNSEL/ CHIEF COMPLIANCE OFFICER direct 2005-04-01
PCG INTERNATIONAL LLC SENIOR VICE PRESIDENT/GENERAL COUNSEL direct 2005-04-01
STEPSTONE GROUP LP TRUSTEE OF THE FERNANDEZ FAMILY TRUST direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP TRUSTEE indirect 2008-01-01
KECK, THOMAS, PORTER HEAD OF PORTFOLIO MANAGEMENT, PARTNER 02/01/2002 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP TRUSTEE OF THOMAS KECK AND ANTOINETTE KECK TRUST direct 2002-02-01
STEPSTONE GROUP LP TRUSTEE indirect 2002-02-01
LEUCADIA CAPITAL PARTNERS, LLC CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
MENT, JASON, PAUL PRESIDENT AND CO-CHIEF OPERATING OFFICER, PARTNER 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALOMON SMITH BARNEY VENTURE SERVICES, LLC CHIEF LEGAL OFFICER direct 2008-03-01
SSB PRIVATE MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2008-03-01
STEPSTONE GROUP LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2010-10-01
STEPSTONE GROUP REAL ASSETS LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2014-01-01
STEPSTONE GROUP REAL ESTATE LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2014-05-01
MCGUINNESS, JOHN, P CHIEF COMPLIANCE OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP REAL ASSETS LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
STEPSTONE GROUP REAL ESTATE LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
STEPSTONE GROUP LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
ISHIGURO, JENNIFER, YAYOI CHIEF LEGAL OFFICER, PARTNER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP REAL ASSETS LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP REAL ESTATE LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP INC. LIMITED PARTNER 09/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED SOLE MANAGING MEMBER indirect 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP PARTNER indirect 2020-09-01
ARGONAUT HOLDINGS, LLC LIMITED PARTNER 10/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2007-10-01
KAISER, GEORGE, BRUCE SOLE MEMBER ARGONAUT HOLDINGS, LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01
LEUCADIA CAPITAL PARTNERS, LLC SOLE MEMBER indirect 2007-04-01
THE MILESTONE GROUP, INC. INDIRECT BENEFICIAL OWNER indirect 2012-08-01
MBM ADVISORS, INC. OWNER indirect 2012-08-01
MBM ADVISORS INC INDIRECT BENEFICIAL OWNER indirect 2012-08-01 2015-03-23
STEPSTONE GROUP INC. SOLE MANAGING MEMBER STEPSTONE GROUP HOLDINGS LLC 09/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED SOLE MANAGING MEMBER indirect 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP PARTNER indirect 2020-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
STEPSTONE AZ CHINA AND ASIA OPPORTUNITIES FUND, L.P. United States 805-4902591254 Private Equity Fund 144,822,352 90,000,000 Fund of Funds
STEPSTONE BVK OPPORTUNITIES FUND SCSP Luxembourg 805-4727800323 Private Equity Fund 450,459,988 350,000,000 Fund of Funds
STEPSTONE AP OPPORTUNITIES FUND, L.P. United States 805-2006397955 Private Equity Fund 170,159,477 45,000,000 Fund of Funds
STEPSTONE HCSCMPTEPP FUND, L.P. United States 805-8478031906 Private Equity Fund 100,010,000 100,000,000 Fund of Funds
SILVERSTONE PATTERN, LLC, SERIES B United States 805-2442436433 Private Equity Fund 128,974,449 1,000,000 Fund of Funds
SILVERSTONE IV, LLC - SERIES E United States 805-8664636691 Private Equity Fund 95,654,762 2,187,705 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV OFFSHORE HOLDINGS, L.P. Cayman Islands 805-8301679888 Private Equity Fund 1,857,698,556 20,000 Master Fund Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - INFRASTRUCTURE SERIES 1 2011 United States 805-6515014309 Private Equity Fund 122,673,516 10,000,000 Fund of Funds
SSG PENINSULA FUND, L.P. Cayman Islands 805-1699625547 Private Equity Fund 52,081,991 50,000,000 Fund of Funds
STEPSTONE NPS PE FUND II, L.P. - TRANCHE C Cayman Islands 805-7889122472 Private Equity Fund 50,000,000 50,000,000 Fund of Funds
STEPSTONE LMM OPPORTUNITIES FUND I, L.P. United States 805-3394695835 Private Equity Fund 704,033,804 141,040,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS III, L.P. United States 805-8966867821 Private Equity Fund 547,337,662 5,000,000 Fund of Funds
STEPSTONE PPL SECONDARY OPPORTUNITIES FUND, L.P. United States 805-9341339373 Private Equity Fund 13,626,516 848,000 Fund of Funds
STEPSTONE UWF SECONDARY OPPORTUNITIES FUND, L.P. - SERIES A United States 805-7198496092 Private Equity Fund 48,015,295 100,000,000 Fund of Funds
NYSCRF PIONEER PARTNERSHIP FUND B, L.P. United States 805-8275831619 Private Equity Fund 34,020,475 100,000,000 Fund of Funds
STEPSTONE OH SECONDARY OPPORTUNITIES FUND, L.P. United States 805-7924962261 Private Equity Fund 68,940,874 200,000,000 Fund of Funds
STEPSTONE MASTERS V CAYMAN HOLDINGS L.P. Cayman Islands 805-9883905817 Private Equity Fund 5,471,408 250,000 Master Fund Fund of Funds
MASTERS IV CAYMAN HOLDINGS L.P. Cayman Islands 805-6448396700 Private Equity Fund 13,376,880 250,000 Master Fund Fund of Funds
STEPSTONE MASTERS V L.P. United States 805-1242769637 Private Equity Fund 20,238,175 250,000 Fund of Funds
STEPSTONE FERRO OPPORTUNITIES FUND, L.P. Cayman Islands 805-8555093722 Private Equity Fund 33,271,296 250,000 Master Fund Fund of Funds
EUROPE ENTERPRISE III ONSHORE L.P. United States 805-1917364627 Private Equity Fund 5,328,646 250,000 Fund of Funds
STEPSTONE KF PRIVATE EQUITY FUND, L.P. Cayman Islands 805-5033148598 Private Equity Fund 46,482,384 50,000,000 Master Fund Fund of Funds
LATIN AMERICA OPPORTUNITIES, L.P. Cayman Islands 805-5089838088 Private Equity Fund 6,116,707 250,000 Fund of Funds
STEPSTONE AMP OPPORTUNITIES FUND, L.P. - SERIES B United States 805-6739368755 Private Equity Fund 560,154,088 450,000,000 Fund of Funds
STEPSTONE EUROPEAN FUND SCS, SICAV-FIS - STEPSTONE CAPITAL PARTNERS III COMPARTMENT Luxembourg 805-8778410601 Private Equity Fund 151,079,569 4,000,000 Feeder Fund Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS III, L.P. United States 805-1144375204 Private Equity Fund 35,482,032 749,880 Master Fund Fund of Funds
SILVERSTONE IV, LLC - SERIES D United States 805-8786020244 Private Equity Fund 124,265,291 125,000,000 Fund of Funds
SSOF IV OVERAGE SMA H, L.P. Cayman Islands 805-1665714104 Private Equity Fund 100,578,268 100,000,000 Fund of Funds
SSOF IV OVERAGE SMA W, L.P. Cayman Islands 805-2083788272 Private Equity Fund 104,027,090 100,000,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS II ONSHORE, L.P. United States 805-4946858918 Private Equity Fund 62,978,462 250,000 Fund of Funds
T.F. CAPITAL INVESTORS II OFFSHORE L.P. Cayman Islands 805-1167191370 Private Equity Fund 2,957,261 250,000 Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND, L.P. United States 805-4821848216 Private Equity Fund 199,765,734 69,100,000 Fund of Funds
SILVERSTONE III, L.P. United States 805-5857210861 Private Equity Fund 5,415,881 0 Master Fund Fund of Funds
SILVERSTONE II, LLC - SERIES J United States 805-2048194813 Private Equity Fund 118,895,433 15,000,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE I, L.P. INCORPORATED Guernsey 805-4037768811 Private Equity Fund 52,737,224 400,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS IV EUROPE HOLDINGS SCSP Luxembourg 805-4333400559 Private Equity Fund 402,672,350 5,000,000 Master Fund Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND, L.P. United States 805-3979915916 Private Equity Fund 2,895,057 10,000,000 Fund of Funds
LATIN AMERICA OPPORTUNITIES (DELAWARE), L.P. United States 805-6711250198 Private Equity Fund 2,130,092 250,000 Fund of Funds
TERRACE INVESTMENT HOLDINGS SMF, LLC United States 805-2092858862 Private Equity Fund 93,289,732 26,085,146 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES III LP United States 805-2375984046 Private Equity Fund 208,256,555 250,000 Fund of Funds
STEPSTONE KF PRIVATE EQUITY FUND II, L.P. Cayman Islands 805-8130778722 Private Equity Fund 52,976,528 40,000,000 Master Fund
STEPSTONE MASTERS III L.P. United States 805-5323668985 Private Equity Fund 15,323,299 250,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE OPPORTUNITIES FUND I, L.P. INCORPORATED Guernsey 805-7279903271 Private Equity Fund 1,783,806 2,300,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE II, L.P. United Kingdom 805-2795916210 Private Equity Fund 43,504,475 2,700,000 Fund of Funds
STEPSTONE AEGON OPPORTUNITIES FUND, LP. - SERIES A United States 805-2439614841 Private Equity Fund 100,772,494 75,000,000 Fund of Funds
STEPSTONE AEGON OPPORTUNITIES FUND, LP. - SERIES B United States 805-6331921496 Private Equity Fund 19,906,582 15,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES E United States 805-5665480356 Private Equity Fund 4,193,999 3,383,000 Fund of Funds
NYSCRF PIONEER OPPORTUNITIES FUND A, L.P. United States 805-8646442597 Private Equity Fund 95,224,242 125,000,000 Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE EQUITY SERIES 2 2012 United States 805-7936585448 Private Equity Fund 98,105,786 10,000,000 Fund of Funds
SUNSTONE PE OPPORTUNITIES FUND LLC United States 805-2221630477 Private Equity Fund 380,761,870 300,000,000 Fund of Funds
STEPSTONE ENDURANCE, L.P. Cayman Islands 805-4122458068 Private Equity Fund 280,210,899 3,000,000 Fund of Funds
STEPSTONE MASTERS III OFFSHORE L.P. Cayman Islands 805-7797187568 Private Equity Fund 11,253,637 250,000 Fund of Funds
STEPSTONE MASTERS IV L.P. United States 805-8839003319 Private Equity Fund 47,013,923 250,000 Fund of Funds
SSOF IV OVERAGE SMA L, SCSP Luxembourg 805-6497330530 Private Equity Fund 40,137,419 40,000,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND III, L.P. Cayman Islands 805-5531545453 Private Equity Fund 2,588,019,177 2,000,000,000 Fund of Funds
EUROPE ENTERPRISE II OFFSHORE L.P. Cayman Islands 805-7978525092 Private Equity Fund 9,634,321 250,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS IV, L.P. United States 805-8062933340 Private Equity Fund 466,558,063 5,000,000 Fund of Funds
STEPSTONE PHOENIX OPPORTUNITIES FUND, LP United States 805-6655040560 Private Equity Fund 191,976,365 150,000,000 Fund of Funds
STEPSTONE FSS OPPORTUNITIES FUND, L.P. United States 805-9413972174 Private Equity Fund 542,243,257 289,028,363 Fund of Funds
STEPSTONE TS OPPORTUNITIES FUND, L.P. United States 805-1177195335 Private Equity Fund 207,320,848 200,000,000 Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND, LP Cayman Islands 805-2387032403 Private Equity Fund 95,359,392 86,000,000 Fund of Funds
STEPSTONE BV OPPORTUNITIES FUND, L.P. Cayman Islands 805-7379508001 Private Equity Fund 325,867,897 500,000,000 Fund of Funds
2007 CO-INVESTMENT PORTFOLIO, L.P. United States 805-7528986782 Private Equity Fund 74,447,785 250,000 Fund of Funds
SILVERSTONE I, LLC United States 805-1569953980 Private Equity Fund 16,646,897 500,000 Fund of Funds
2008 CO-INVESTMENT PORTFOLIO, L.P. United States 805-8408848158 Private Equity Fund 206,443 250,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PORTFOLIO L.P. Cayman Islands 805-6874989290 Private Equity Fund 13,517,096 250,000 Master Fund Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS III CAYMAN HOLDINGS L.P. Cayman Islands 805-2043219037 Private Equity Fund 50,398,797 250,000 Master Fund Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS II-G, L.P. United States 805-4022986448 Private Equity Fund 1,124,166 2,068,500 Master Fund Fund of Funds
CVC CREDIT PARTNERS SPECIAL OPPORTUNITIES ACCESS FEEDER Cayman Islands 805-9517448312 Private Equity Fund 81,182,331 250,000 Fund of Funds
STEPSTONE CGC OPPORTUNITIES I, L.P. Cayman Islands 805-2347150055 Private Equity Fund 20,381,667 0 Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE EQUITY SERIES 1 2009 United States 805-8650335300 Private Equity Fund 55,587,902 10,000,000 Fund of Funds
STEPSTONE AZ SECONDARY OPPORTUNITIES FUND, L.P. United States 805-6974160834 Private Equity Fund 26,858,358 80,000,000 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS IV (GUERNSEY), L.P. Guernsey 805-6785674623 Private Equity Fund 25,658,962 6,895,000 Fund of Funds
PEGASUS MULTI-STRATEGY SERIES (A) LP Cayman Islands 805-2021055044 Private Equity Fund 67,769,879 250,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS II L.P. United States 805-9645125839 Private Equity Fund 63,628,557 250,000 Master Fund Feeder Fund Fund of Funds
STEPSTONE MEZZANINE PARTNERS I-A L.P. Cayman Islands 805-2551683323 Private Equity Fund 2,683,974 5,000,000 Master Fund
CAPITOL PRIVATE OPPORTUNITIES II, L.P. United States 805-9676824957 Private Equity Fund 233,912,606 500,000 Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE MARKETS SERIES 2014 United States 805-4634800773 Private Equity Fund 913,493,740 10,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES F United States 805-1837330971 Private Equity Fund 0 0
STEPSTONE MAPLE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2300099904 Private Equity Fund 417,916,688 350,000,000 Master Fund Fund of Funds
STEPSTONE PIONEER CAPITAL II, L.P. United States 805-1268670019 Private Equity Fund 29,050,475 4,000,000 Fund of Funds
STEPSTONE PIONEER CAPITAL III, L.P. United States 805-7181550994 Private Equity Fund 81,021,938 1,000,000 Fund of Funds
TERRACE INVESTMENT HOLDINGS, LLC United States 805-6875000862 Private Equity Fund 34,444,413 24,895,959 Fund of Funds
STEPSTONE NPS PE FUND, L.P. Cayman Islands 805-1149354499 Private Equity Fund 310,197,679 300,000,000 Fund of Funds
STEPSTONE EAST TOWN STRATEGIC CAPITAL FUND, L.P. United States 805-5240474676 Private Equity Fund 300,556,414 300,000,000 Fund of Funds
SILVERSTONE PATTERN, LLC, SERIES A United States 805-7237626248 Private Equity Fund 17,499,787 300,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND III OFFSHORE HOLDINGS, L.P. Cayman Islands 805-1429982930 Private Equity Fund 117,867,823 100,000 Master Fund Fund of Funds
STEPSTONE TACTICAL GROWTH FUND III, L.P. United States 805-2057186951 Private Equity Fund 213,925,770 100,000 Fund of Funds
STEPSTONE VMB SECONDARY OPPORTUNITIES FUND HOLDINGS SCSP Luxembourg 805-7152573464 Private Equity Fund 102,539,566 100,000,000 Master Fund Fund of Funds
STEPSTONE PA TAP FUND I, LP United States 805-2661341570 Private Equity Fund 77,223,688 170,000,000 Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND III, L.P. Cayman Islands 805-6942649391 Private Equity Fund 94,634,925 90,000,000 Fund of Funds
STEPSTONE SEDCO U.S. OPPORTUNITIES FUND, L.P. Cayman Islands 805-1693211815 Private Equity Fund 46,806,575 45,000,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS OFFSHORE II L.P. Cayman Islands 805-2420111351 Private Equity Fund 24,325,134 250,000 Fund of Funds
ENERGY SELECT ACCESS FEEDER LP Cayman Islands 805-7527685968 Private Equity Fund 57,768,329 250,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV, L.P. United States 805-8131455157 Private Equity Fund 368,239,483 20,000 Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND II-B, L.P. United States 805-4966907949 Private Equity Fund 178,256,551 140,000,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS IV OFFSHORE HOLDINGS, L.P. Cayman Islands 805-5466211280 Private Equity Fund 870,490,100 5,000,000 Master Fund Fund of Funds
STEPSTONE AZ CHINA AND ASIA OPPORTUNITIES FUND II, L.P. United States 805-6978413378 Private Equity Fund 127,772,783 120,000,000 Fund of Funds
SILVERSTONE IV, LLC - SERIES A United States 805-6399358527 Private Equity Fund 45,256,996 304,812 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND II OFFSHORE HOLDINGS, L.P. Cayman Islands 805-2554663959 Private Equity Fund 112,331,821 200,000 Master Fund Fund of Funds
SILVERSTONE II, LLC - SERIES I United States 805-8856733479 Private Equity Fund 138,167,848 147,000 Fund of Funds
STEPSTONE UWF SECONDARY OPPORTUNITIES FUND, L.P. - SERIES B United States 805-2086011259 Private Equity Fund 126,525,259 100,000,000 Fund of Funds
STEPSTONE MEZZANINE PARTNERS (OFFSHORE) I-A L.P. Cayman Islands 805-7903279540 Private Equity Fund 5,225,366 5,000,000 Master Fund
STEPSTONE E OFFSHORE OPPORTUNITIES FUND, L.P. Cayman Islands 805-4960254668 Private Equity Fund 549,061,659 0 Fund of Funds
STEPSTONE PHOENIX OPPORTUNITIES FUND, LP - SERIES B United States 805-7102287106 Private Equity Fund 354,031,549 31,280,000 Fund of Funds
STEPSTONE NPS PE FUND II, L.P. Cayman Islands 805-1909487472 Private Equity Fund 302,774,573 300,000,000 Fund of Funds
HEATHROW FOREST ASIA OPPORTUNITIES FUND, L.P. United States 805-4709705021 Private Equity Fund 106,528,679 100,000,000 Fund of Funds
T.F. CAPITAL INVESTORS II L.P. United States 805-7262479363 Private Equity Fund 1,485,740 2,500,000 Fund of Funds
EUROPE ENTERPRISE III OFFSHORE L.P. Cayman Islands 805-4222038709 Private Equity Fund 27,971,085 250,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS III L.P. United States 805-4492894627 Private Equity Fund 34,805,378 250,000 Fund of Funds
SILVERSTONE II, LLC - SERIES H United States 805-7923462686 Private Equity Fund 52,028,383 0 Fund of Funds
STEPSTONE NPS PE FUND, L.P. - TRANCHE B Cayman Islands 805-3498266372 Private Equity Fund 118,256,402 102,826,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND III OFFSHORE HOLDINGS SCSP Luxembourg 805-1338241339 Private Equity Fund 798,618,397 25,000 Master Fund Fund of Funds
STEPSTONE E OPPORTUNITIES FUND, L.P. United States 805-1344592657 Private Equity Fund 131,002,157 0 Fund of Funds
SILVERSTONE II, LLC - SERIES D United States 805-8294446769 Private Equity Fund 5,772,103 5,415,079 Fund of Funds
STEPSTONE MEXICO I SPC Cayman Islands 805-1536872523 Private Equity Fund 42,887,914 0 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND II, L.P. United States 805-3688979169 Private Equity Fund 390,595,300 100,000 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES L.P. United States 805-4869051088 Private Equity Fund 59,696,770 250,000 Fund of Funds
CHINA OPPORTUNITIES ACCESS FEEDER LP Cayman Islands 805-6547010064 Private Equity Fund 52,184,604 250,000 Fund of Funds
SILVERSTONE II, LLC - SERIES K (CLASS 2) United States 805-8375307130 Private Equity Fund 35,368,230 3,000,000 Fund of Funds
CGR/PE, LLC United States 805-2607126845 Private Equity Fund 374,287,514 0 Fund of Funds
SILVERSTONE II, LLC - SERIES K (CLASS 1) United States 805-8738972178 Private Equity Fund 115,677,650 0 Fund of Funds
STEPSTONE WATERFALL AGREGGATOR, LLC Cayman Islands 805-5436570017 Private Equity Fund 205,291,591 0 Fund of Funds
SILVERSTONE II, LLC - SERIES G United States 805-7919253956 Private Equity Fund 68,566,782 5,000,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND III, L.P. United States 805-6498497270 Private Equity Fund 435,851,048 50,000 Fund of Funds
SILVERSTONE II, LLC - SERIES C United States 805-2100093125 Private Equity Fund 6,360,561 10,176,471 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES II (PARALLEL), L.P. United States 805-1476761232 Private Equity Fund 41,221,849 500,000 Fund of Funds
MEZZANINE CO-INVESTMENT PORTFOLIO L.P. United States 805-6253100388 Private Equity Fund 1,697,734 250,000
STEPSTONE AMP OPPORTUNITIES FUND, L.P. - SERIES A United States 805-2325422340 Private Equity Fund 615,146,794 50,000,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS III OFFSHORE HOLDINGS, L.P. Cayman Islands 805-6969619025 Private Equity Fund 246,172,735 5,000,000 Master Fund Fund of Funds
SILVERSTONE II, LLC - SERIES A United States 805-4287689809 Private Equity Fund 8,841,415 0 Fund of Funds
2006 CO-INVESTMENT PORTFOLIO, L.P. United States 805-3187748737 Private Equity Fund 161,776 250,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND II, L.P. Cayman Islands 805-6221009202 Private Equity Fund 1,925,151,231 1,000,000,000 Fund of Funds
ASIA REALTY ACCESS FEEDER LP Cayman Islands 805-3146320060 Private Equity Fund 11,702,555 250,000 Fund of Funds
STEPSTONE CC OPPORTUNITIES FUND, LLC United States 805-2358898252 Private Equity Fund 1,129,166,917 200,000,000 Fund of Funds
SILVERSTONE BALFOUR, L.P. Cayman Islands 805-7555546207 Private Equity Fund 305,417,110 1,252,272 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND IV, L.P. Cayman Islands 805-5639893219 Private Equity Fund 3,003,163,721 3,000,000,000 Fund of Funds
STEPSTONE PRIVATE ACCESS PARTNERSHIP, L.P. United States 805-2815024896 Private Equity Fund 65,993,257 200,000 Fund of Funds
STEPSTONE ATLAS OPPORTUNITIES FUND, L.P. United States 805-7225591426 Private Equity Fund 63,234,197 150,000 Fund of Funds
STEPSTONE JP OPPORTUNITIES FUND. L.P. Cayman Islands 805-9925807446 Private Equity Fund 125,588,739 90,000,000 Fund of Funds
STEPSTONE RIVAS PRIVATE EQUITY FUND, L.P. Cayman Islands 805-8666724276 Private Equity Fund 1,296,948,459 1,125,000,000 Master Fund Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND II, L.P. United States 805-1460887660 Private Equity Fund 227,311,728 25,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS II CAYMAN HOLDINGS, L.P. Cayman Islands 805-9258329993 Private Equity Fund 69,436,383 250,000 Master Fund Fund of Funds
STEPSTONE A OPPORTUNITIES FUND, L.P. Cayman Islands 805-1966618535 Private Equity Fund 115,260,381 100,000,000 Fund of Funds
STEPSTONE JP OPPORTUNITIES FUND IA, L.P. Cayman Islands 805-8432492301 Private Equity Fund 157,704,404 90,000,000 Fund of Funds
STEPSTONE ATLAS OPPORTUNITIES FUND II LP United States 805-2386003648 Private Equity Fund 73,246,963 250,000 Fund of Funds
REAL ESTATE DEVELOPMENT OPPORTUNITIES ACCESS FEEDER LP Cayman Islands 805-7601179461 Real Estate Fund 18,570,532 250,000 Feeder Fund Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND II-A, L.P. United States 805-6975935619 Private Equity Fund 222,993,098 175,000,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND, L.P. United States 805-4612416117 Private Equity Fund 119,607,118 30,000 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS II, L.P. United States 805-5851929504 Private Equity Fund 18,446,799 1,379,000 Master Fund Fund of Funds
STEPSTONE H OPPORTUNITIES FUND, L.P. Cayman Islands 805-1211824550 Private Equity Fund 12,276,947,102 10,000,000,000 Fund of Funds
BRIDGE VILLAGE LIMITED Cayman Islands 805-3317863583 Private Equity Fund 656,621,459 25,000,000 Master Fund Fund of Funds
SILVERSTONE IV, LLC - SERIES C United States 805-5892016178 Private Equity Fund 129,946,152 467,684 Fund of Funds
SILVERSTONE IV, LLC - SERIES B United States 805-7008770468 Private Equity Fund 163,169,196 728,379 Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND II, LP Cayman Islands 805-8096014550 Private Equity Fund 135,034,536 90,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES B United States 805-8963191247 Private Equity Fund 4,361,641 0 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV EUROPE HOLDINGS SCSP Luxembourg 805-1600987290 Private Equity Fund 718,450,463 150,000 Master Fund Fund of Funds
STEPSTONE MEXICO I CO-INVESTMENT OPPORTUNITIES FUND, LP Cayman Islands 805-1642889599 Private Equity Fund 13,452,200 10,700,000 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES III (PARALLEL) LP United States 805-5486021351 Private Equity Fund 35,346,586 250,000 Fund of Funds
EUROPE ENTERPRISE II ONSHORE L.P. United States 805-1586669670 Private Equity Fund 8,697,427 250,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND OFFSHORE HOLDINGS, L.P. Cayman Islands 805-1856693894 Private Equity Fund 73,588,334 2,000,000 Master Fund Fund of Funds
STEPSTONE P OPPORTUNITIES FUND, L.P. Cayman Islands 805-4615602108 Private Equity Fund 636,143,466 500,000,000
STEPSTONE PRIVATE EQUITY PARTNERS L.P. United States 805-9582516868 Private Equity Fund 2,353,698 250,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND, L.P. Cayman Islands 805-4545474933 Private Equity Fund 1,062,184,528 1,000,000,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND II OFFSHORE HOLDINGS, L.P. Cayman Islands 805-8495741030 Private Equity Fund 81,558,659 60,000 Master Fund Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS OFFSHORE L.P. Cayman Islands 805-5192332352 Private Equity Fund 3,372,586 250,000 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS IV (DELAWARE), L.P. United States 805-4930198981 Private Equity Fund 15,110,191 551,600 Fund of Funds
SIMA PRIVATE EQUITY 6 GMBH & CO. KG Germany 805-3853011105 Private Equity Fund 152,018 5,000,000 Fund of Funds

STEPSTONE GROUP LP

ownership team - last updated 2020-10-12
Name Title Start Date Direct/Indirect % Ownership
RANDEL, JOHNNY, DALE CHIEF FINANCIAL OFFICER, PARTNER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2010-02-01
STEPSTONE GROUP LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2010-02-01
STEPSTONE GROUP REAL ASSETS LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2014-01-01
STEPSTONE GROUP REAL ESTATE LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2014-05-01
STEPSTONE GROUP HOLDINGS LLC GENERAL PARTNER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP GENERAL PARTNER direct 2013-01-01
STEPSTONE GROUP REAL ASSETS LP GENERAL PARTNER indirect 2014-01-01
STEPSTONE GROUP REAL ESTATE LP GENERAL PARTNER indirect 2014-05-01
HART, SCOTT, WILLIAM CO-CHIEF EXECUTIVE OFFICER, PARTNER 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC MEMBER, SENIOR ASSOCIATE direct 2007-07-01
STEPSTONE GROUP LLC MEMBER, PRINCIPAL direct 2007-07-01
BREM, MONTE, MACK CO-CHIEF EXECUTIVE OFFICER, PARTNER 03/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC MANAGING DIRECTOR direct 2005-01-01
PACIFIC CORPORATE GROUP LLC PRESIDENT direct 2005-01-01
PCG INTERNATIONAL LLC MEMBER indirect 2005-01-01
STEPSTONE GROUP LP CHIEF EXECUTIVE OFFICER, PARTNER direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF EXECUTIVE OFFICER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC CHIEF EXECUTIVE OFFICER, PARTNER, DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2007-03-01
FERNANDEZ, JOSE, AGUSTIN CO-CHIEF OPERATING OFFICER, PARTNER 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC SENIOR VP, GENERAL COUNSEL direct 2004-09-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL direct 2005-01-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2006-06-01
PCG INTERNATIONAL LLC GENERAL COUNSEL/ CHIEF COMPLIANCE OFFICER direct 2005-04-01
PCG INTERNATIONAL LLC SENIOR VICE PRESIDENT/GENERAL COUNSEL direct 2005-04-01
STEPSTONE GROUP LP TRUSTEE OF THE FERNANDEZ FAMILY TRUST direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP TRUSTEE indirect 2008-01-01
KECK, THOMAS, PORTER HEAD OF PORTFOLIO MANAGEMENT, PARTNER 02/01/2002 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP TRUSTEE OF THOMAS KECK AND ANTOINETTE KECK TRUST direct 2002-02-01
STEPSTONE GROUP LP TRUSTEE indirect 2002-02-01
LEUCADIA CAPITAL PARTNERS, LLC CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
MENT, JASON, PAUL PRESIDENT AND CO-CHIEF OPERATING OFFICER, PARTNER 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALOMON SMITH BARNEY VENTURE SERVICES, LLC CHIEF LEGAL OFFICER direct 2008-03-01
SSB PRIVATE MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2008-03-01
STEPSTONE GROUP LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2010-10-01
STEPSTONE GROUP REAL ASSETS LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2014-01-01
STEPSTONE GROUP REAL ESTATE LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2014-05-01
MCGUINNESS, JOHN, P CHIEF COMPLIANCE OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP REAL ASSETS LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
STEPSTONE GROUP REAL ESTATE LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
STEPSTONE GROUP LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
ISHIGURO, JENNIFER, YAYOI CHIEF LEGAL OFFICER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP REAL ASSETS LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP REAL ESTATE LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP INC. PARTNER 09/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED SOLE MANAGING MEMBER indirect 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP PARTNER indirect 2020-09-01
ARGONAUT HOLDINGS, LLC LIMITED PARTNER 10/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2007-10-01
THE FERNANDEZ FAMILY TRUST LIMITED PARTNERS 05/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BOBERSKI & CO PRESIDENT direct 1966-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
TYREE, DAVID W. PRESIDENT direct 1991-04-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
HONISS ROBIN OWNER direct 1993-01-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
SIFE DIRECTOR/OWNER direct 1995-12-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
FSC SECURITIES CORPORATION DIRECTOR/CHAIRMAN direct 1997-10-01 2000-12-15
J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR direct 1994-06-01 2002-01-23
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1983-03-01 2002-03-19
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST direct 1996-04-01 2002-04-04
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01 2002-04-17
MUHLENKAMP & CO INC SHAREHOLDER direct 1983-02-01 2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR & PRESIDENT direct 1992-10-01 2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC SECRETARY direct 1994-01-01 2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC 52% SHAREHOLDER indirect 1997-03-01 2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC PRESIDENT direct 1997-12-01 2002-05-03
ARISTA INVESTMENT ADVISORS, LTD. PRESIDENT direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. SECRETARY direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. VICE-PRESIDENT direct 1996-04-01 2002-05-06
PINNACLE FUND MANAGEMENT LLC NONE direct 1997-03-01 2002-05-06
SUCCESSFUL MONEY STRATEGIES INC CHIEF INVESTMENT OFFICER direct 1993-03-01 2002-05-07
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-09-01 2002-05-14
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-12-01 2002-05-14
PLANNERS FINANCIAL SERVICES, INC. BOARD MEMBER direct 1984-03-01 2002-05-24
PACIFIC CAPITAL PLANNING COMPANY OWNER direct 1997-09-01 2002-05-24
A. G. EDWARDS & SONS, INC. DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY direct 1998-03-01 2002-05-31
R.V. KUHNS & ASSOCIATES, INC. TREASURER indirect 1986-01-01 2002-06-25
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 1994-10-01 2002-07-22
TRUSTED SECURITIES ADVISORS CORP. CHAIRMAN AND DIRECTOR direct 1998-08-01 2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC. ASSISTANT TREASURER direct 1998-08-01 2002-08-29
EQUITY ANALYSTS INC. SHAREHOLDER direct 1998-09-01 2002-09-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2002-09-23
1717 CAPITAL MANAGEMENT COMPANY DIRECTOR direct 1998-11-01 2002-09-26
KILLIAN ASSET MANAGEMENT CORP PRESIDENT direct 1987-04-01 2002-10-11
ABSOLUTE RETURN ADVISORS, LTD. CROP/SROP/VP direct 1996-12-01 2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-03-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-11-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1983-02-01 2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED OUTSIDE SHAREHOLDER direct 1986-03-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDER direct 1997-12-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDERS direct 1997-12-01 2002-10-31
BERGER & ASSOCIATES LLC MANAGER & 100% OWNER direct 1997-04-01 2002-12-04
MUHLENKAMP & CO INC SHAREHOLDER indirect 1983-02-01 2002-12-18
THE DANFORTH ASSOCIATES, INC VICE PRESIDENT & DIRECTOR direct 1994-09-01 2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CHAIRMAN OF THE BOARD & DIRECTOR direct 1994-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY GENERAL COUNSEL & SECRETARY direct 1996-08-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP & CHIEF FINANCIAL OFFICER direct 1996-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY VP FINANCE & TREASURER direct 1998-11-01 2003-01-02
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1992-01-01 2003-01-10
MEMORIAL INVESTMENT ADVISORS INC PRESIDENT AND CEO direct 1998-10-01 2003-01-14
MEMORIAL INVESTMENT ADVISORS INC VP AND CFO direct 1998-10-01 2003-01-14
LAUREL MANAGEMENT CO LLC MEMBER direct 1995-07-01 2003-01-15
CLARK FINANCIAL SERVICES GROUP INC PRESIDENT direct 1987-01-01 2003-01-24
ROLF ADLER GROUP INC PRESIDENT direct 1987-12-01 2003-01-25
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1984-01-01 2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) DIRECTOR OF COMPLIANCE direct 1997-03-01 2003-02-07
THE DANFORTH ASSOCIATES, INC DIRECTOR direct 1994-09-01 2003-02-14
GURUN, INC. PRESIDENT direct 1986-03-01 2003-02-27
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1992-07-01 2003-03-03
WILLINGHAM ASSET MANAGEMENT INC PRESIDENT direct 1995-11-01 2003-03-03
JULIUS BAER SECURITIES INC. SENIOR VICE PRESIDENT direct 1994-12-01 2003-03-14
JULIUS BAER SECURITIES INC. DIRECTOR direct 1996-05-01 2003-03-14
THE DE BURLO GROUP,INC. PRESIDENT direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SECRETARY direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. DIRECTOR direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SENIOR VICE PRESIDENT direct 1996-03-01 2003-03-18
PERKINS, WOLF, MCDONNELL & CO. SHAREHOLDER direct 1983-03-01 2003-03-26
KEENE & ASSOCIATES, INC. PRESIDENT, DIRECTOR direct 1994-09-01 2003-03-26
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1985-03-01 2003-03-27
NVEST FUNDS MANAGEMENT LP GENERAL PARTNER direct 1995-01-01 2003-03-27
CJ CAPITAL MANAGEMENT LLC MEMBER, PRESIDENT direct 1998-08-01 2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC DIRECTOR direct 1985-05-01 2003-03-28
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1972-05-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD VICE PRESIDENT direct 1990-08-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD CORPORATE SECRETARY direct 1992-04-01 2003-03-31
FIRST WESTERN ADVISORS PRESIDENT direct 1997-10-01 2003-04-02
J. BUSH & CO., INCORPORATED PRESIDENT / DIRECTOR direct 1998-03-01 2003-04-03
HORNOR, TOWNSEND & KENT, INC. DIRECTOR direct 1998-05-01 2003-04-08
BERGER & ASSOCIATES LLC MANAGING DIRECTOR direct 1997-04-01 2003-04-16
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1995-10-01 2003-05-02
TWEEDY, BROWNE COMPANY LLC MANAGING DIRECTOR direct 1997-10-01 2003-05-07
JULIUS BAER SECURITIES INC. SHAREHOLDER direct 1962-11-01 2003-05-20
HARBOUR INVESTMENTS, INC. VICE PRESIDENT, SECRETARY direct 1992-04-01 2003-06-13
HARBOUR INVESTMENTS, INC. CCO direct 1994-05-01 2003-06-13
HARBOUR INVESTMENTS, INC. VICE PRESIDENT direct 1997-03-01 2003-06-13
BRILL SECURITIES, INC. VP., TRES., SEC., ,CHIEF OPERATING OFFICER direct 1987-06-01 2003-06-30
SIGNATOR INVESTORS, INC. VICE PRESIDENT direct 1998-09-01 2003-07-03
MECHTENBERG FINANCIAL GROUP INC SHAREHOLDER direct 1980-01-01 2003-07-14
DEVON ADVISORS INC PRESIDENT direct 1998-07-01 2003-07-30
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1991-01-01 2003-08-06
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1989-10-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1993-01-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1996-01-01 2003-08-28
CHARLES SCHWAB & CO., INC. SENIOR VICE PRESIDENT - GENERAL COUNSEL direct 1997-07-01 2003-09-11
METROPOLITAN LIFE INSURANCE COMPANY SENIOR VICE PRESIDENT direct 1998-03-01 2003-09-17
THE DANFORTH ASSOCIATES, INC CHAIRMAN & DIRECTOR direct 1949-01-01 2003-09-25
THE DANFORTH ASSOCIATES, INC PRESIDENT & DIRECTOR direct 1994-08-01 2003-09-25
MONEY CONCEPTS CAPITAL CORP CHAIRMAN direct 1982-06-01 2003-10-27
MONEY CONCEPTS CAPITAL CORP SHAREHOLDER indirect 1982-06-01 2003-10-27
UBOC INVESTMENT SERVICES, INC. DIRECTOR direct 1993-02-01 2003-10-27
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1991-07-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1995-01-01 2003-11-18
ROGGE GLOBAL PARTNERS PLC 100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED indirect 1996-09-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1992-12-01 2003-12-17
CITIGROUP GLOBAL MARKETS INC. CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT direct 1997-09-01 2003-12-18
CAPITAL MANAGEMENT CONSULTING, LLC CO-PRESIDENT direct 1996-07-01 2004-01-02
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT direct 1993-03-01 2004-01-07
WARFIELD ASSOCIATES, INC. CORPORATE SECRETARY direct 1988-11-01 2004-01-13
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER direct 1998-03-01 2004-01-15
TRF INVESTMENTS INC PRESIDENT direct 1992-03-01 2004-01-20
PPS & V ASSET MANAGEMENT CONSULTANTS INC PRESIDENT direct 1991-09-01 2004-01-22
AMERISTOCK CORP SHAREHOLDER direct 1995-06-01 2004-02-03
MADISON PORTFOLIO CONSULTANTS INC. PRESIDENT, DIRECTOR direct 1990-12-01 2004-02-26
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. CHAIRMAN, DIRECTOR direct 1978-08-01 2004-03-08
LORD ANDREW CHARLES MEMBER direct 1984-01-01 2004-03-09
TOWER EQUITIES, INC. TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST direct 1992-12-01 2004-03-25
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY, DIRECTOR direct 1994-11-01 2004-03-25
FISHMAN JAY A LTD PRESIDENT direct 1983-09-01 2004-03-26
BAXTER FINANCIAL CORPORATION SECRETARY direct 1989-04-01 2004-03-26
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT direct 1994-10-01 2004-03-26
ORION CAPITAL MANAGEMENT INC PRESIDENT direct 1991-05-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR direct 1996-07-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER direct 1996-07-01 2004-03-29
ORION CAPITAL MANAGEMENT INC SECRETARY/TREASURER direct 1997-01-01 2004-03-29
LAFAYETTE INVESTMENTS, INC. SECRETARY direct 1988-05-01 2004-03-30
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-12-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. PRESIDENT direct 1993-04-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. DIRECTOR direct 1993-04-01 2004-03-30
LAFAYETTE INVESTMENTS, INC. DIRECTOR direct 1998-05-01 2004-03-30
COMMERCE CAPITAL MARKETS, INC. PRESIDENT/CEO/DIRECTOR direct 1971-10-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-11-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR direct 1994-02-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. SENIOR VP/DIRECTOR direct 1998-03-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. CFO/SECRETARY/FINOP direct 1998-09-01 2004-03-31
AMERICAN INVESTMENT SERVICES INC BOARD CHAIRMAN & DIRECTOR direct 1998-10-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. COMPLIANCE OFFICER direct 1998-11-01 2004-03-31
COOPER LARRY CLARK SOLE PROPRIETOR direct 1983-10-01 2004-04-02
C.E. UNTERBERG, TOWBIN LLC PRESIDENT indirect 1989-05-01 2004-04-22
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR direct 1992-05-01 2004-04-29
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1992-08-01 2004-05-13
WILLIAM MANN CO INC PRESIDENT direct 1989-05-01 2004-06-22
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/PRESIDENT direct 1977-01-01 2004-06-29
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-03-01 2004-07-06
POPULAR SECURITIES, INC. CFO direct 1997-09-01 2004-07-19
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1985-05-01 2004-07-26
LEGACY FINANCIAL GROUP, INC. PRESIDENT AND DIRECTOR direct 1998-11-01 2004-08-03
SAFECO INVESTMENT SERVICES, INC. ASSISTANT SECRETARY direct 1998-02-01 2004-08-05
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1998-06-01 2004-08-05
FINDELL & CO INC PRESIDENT direct 1987-01-01 2004-08-24
MOODY INVESTMENT ADVISORS, INC. PRESIDENT direct 1995-01-01 2004-08-27
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1994-12-01 2004-09-02
THE WEIL COMPANY TRUSTEE OF THE WEIL FAMILY TRUST OF 1980 direct 1980-09-01 2004-09-09
DANDA FINANCIAL SERVICES, INC. PRESIDENT direct 1992-01-01 2004-09-15
CARDINAL CAPITAL MANAGEMENT INC CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER direct 1992-01-01 2004-10-06
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/COMPLIANCE OFFICER direct 1992-05-01 2004-10-07
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR & PRINCIPAL direct 1996-12-01 2004-10-07
PRIMECAP MANAGEMENT CO CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO VICE CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO PRESIDENT direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO EXECUTIVE VICE PRESIDENT direct 1986-07-01 2004-10-26
CAPITAL MANAGEMENT ASSOCIATES INC PRESIDENT direct 1996-04-01 2004-11-02
CAPITAL MANAGEMENT ASSOCIATES INC SECRETARY/TREASURER direct 1996-04-01 2004-11-02
HORNOR, TOWNSEND & KENT, INC. COUNSEL direct 1998-11-01 2004-11-23
THE PROGRAM WORKS, INC. CHAIRMAN direct 1990-11-01 2004-11-29
UNITED AMERICAN SECURITIES, INC. NONE direct 1987-11-01 2004-12-03
UNITED AMERICAN SECURITIES, INC. NONE direct 1988-01-01 2004-12-03
C.E. UNTERBERG, TOWBIN LLC MANAGING DIRECTOR indirect 1989-05-01 2004-12-07
FINANCIAL ADVISORY SERVICE INC PRESIDENT, DIRECTOR SHAREHOLDER direct 1983-02-01 2004-12-15
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY direct 1981-03-01 2004-12-16
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNERSHIP indirect 1984-05-01 2005-01-04
D.J. ST. GERMAIN CO., INC. VICE PRESIDENT direct 1987-06-01 2005-01-07
D.J. ST. GERMAIN CO., INC. DIRECTOR direct 1988-03-01 2005-01-07
WILEN MANAGEMENT CO INC CORPORATION indirect 1984-07-01 2005-01-21
ANDREW J. SOTER OWNER direct 1988-09-01 2005-01-25
METROPOLITAN LIFE INSURANCE COMPANY SENIOR EXECUTIVE VICE PRESIDENT & CAO direct 1998-03-01 2005-02-01
DFC FINANCIAL GROUP INC PRESIDENT direct 1983-01-01 2005-02-03
WILEN MANAGEMENT CO INC PRESIDENT direct 1984-07-01 2005-02-03
WILEN MANAGEMENT CO INC SECRETARY/TREASURER direct 1984-07-01 2005-02-03
WILEN MANAGEMENT CO INC CHIEF COMPLIANCE OFFICER direct 1984-07-01 2005-02-03
MORSE WILLIAMS & CO. INC. PRESIDENT/CEO direct 1984-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. PORTFOLIO STRATEGIST direct 1986-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER direct 1992-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/PRINCIPAL direct 1996-12-01 2005-02-11
DARTMOUTH CAPITAL ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 1995-12-01 2005-02-17
FINCH JAMES AUSTIN III PRINCIPAL direct 1994-12-01 2005-02-22
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER direct 1994-11-01 2005-03-01
AMR INVESTMENT SERVICES, INC VICE PRESIDENT & COMPLIANCE OFFICER direct 1995-07-01 2005-03-01
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-03-01 2005-03-03
ASSET MANAGEMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 1996-03-01 2005-03-10
AMERICAN INVESTMENT SERVICES INC DIRECTOR direct 1989-07-01 2005-03-11
BAXTER FINANCIAL CORPORATION SECRETARY AND CCO direct 1989-04-01 2005-03-17
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. PRESIDENT, DIRECTOR direct 1978-11-01 2005-03-21
BOXER LAURA JUDITH OWNER direct 1986-01-01 2005-03-21
ADVISORY ONE, INC. PRESIDENT direct 1993-08-01 2005-03-23
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) CHIEF FINANCIAL OFFICER direct 1998-07-01 2005-03-23
HAMILTON ADVISORS INC PRESIDENT direct 1981-01-01 2005-03-25
KETTLER JAMES ROBERT OWNER direct 1992-10-01 2005-03-25
DOWSE SECURITIES MANAGEMENT CORP PRESIDENT direct 1978-04-01 2005-03-28
SPECTRUM CAPITAL MANAGEMENT GENERAL PARTNER direct 1987-01-01 2005-03-28
FAGAN ASSOCIATES INC PRESIDENT direct 1989-08-01 2005-03-28
CARDINAL CAPITAL MANAGEMENT INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1992-01-01 2005-03-28
BUCKINGHAM CAPITAL MANAGEMENT INC PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR direct 1985-05-01 2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER indirect 1985-05-01 2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC CHAIRMAN direct 1988-08-01 2005-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF OPERATING OFFICER direct 1998-05-01 2005-03-30
STANLEY D J & CO INC PRESIDENT direct 1976-05-01 2005-03-31
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT & CHIEF LEGAL OFFICER direct 1995-07-01 2005-03-31
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-08-01 2005-03-31
REGISTER & AKERS INVESTMENTS, INC. VICE PRESIDENT direct 1997-04-01 2005-03-31
OCCAM CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 1998-07-01 2005-03-31
REAL ESTATE RESEARCH CORP CEO direct 1996-12-01 2005-04-08
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1988-01-01 2005-05-02
J. BUSH & CO., INCORPORATED CHAIRMAN, CHIEF EXECUTIVE OFFICER direct 1970-07-01 2005-05-06
J. BUSH & CO., INCORPORATED DIRECTOR direct 1997-10-01 2005-05-06
J. BUSH & CO., INCORPORATED SHAREHOLDER indirect 1997-10-01 2005-05-06
MBIA CAPITAL MANAGEMENT CORP. TREASURER AND DIRECTOR direct 1994-01-01 2005-05-13
MBIA CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR direct 1998-02-01 2005-05-13
FIRST WESTERN ADVISORS FINOPS PRINCIPAL direct 1997-10-01 2005-05-19
FIRST WESTERN ADVISORS VP/EXECUTIVE OFFICER direct 1997-10-01 2005-05-19
BORTHWICK ASSOCIATES, INC. SECRETARY/TREASURER direct 1982-01-01 2005-05-24
J. BUSH & CO., INCORPORATED PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER direct 1970-07-01 2005-06-06
FERGUSON INVESTMENT CONSULTANTS INC VICE PRESIDENT direct 1988-06-01 2005-06-14
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1992-07-01 2005-06-16
LEIST ALAN R PLANNING GROUP INC PRESIDENT indirect 1998-09-01 2005-06-20
LEIST ALAN R PLANNING GROUP INC PRESIDENT direct 1998-09-01 2005-06-20
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT direct 1993-04-01 2005-06-29
RUNDE $ CO INCORPORATED PRESIDENT direct 1992-11-01 2005-06-30
THE PEACH CORPORATION PRESIDENT direct 1996-01-01 2005-07-21
GALOVICH FINANCIAL PLANNING SERVICES INC COMPLIANCE OFFICER direct 1985-06-01 2005-08-03
JONAS BRITTAIN GLENN INC. PRESIDENT direct 1998-08-01 2005-08-15
HART ADVISERS INC CHAIRMAN/CEO direct 1987-12-01 2005-08-16
HART ADVISERS INC PRESIDENT AND COO direct 1987-12-01 2005-08-16
HART ADVISERS INC EXECUTIVE VICE PRESIDENT direct 1987-12-01 2005-08-16
KARK M Z & ASSOCIATES INC 97.5% SHAREHOLDER direct 1989-07-01 2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC PRESIDENT direct 1991-10-01 2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1991-10-01 2005-09-06
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 1998-05-01 2005-09-07
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2005-09-12
CHECK CAPITAL MANAGEMENT INC PRESIDENT direct 1990-01-01 2005-09-15
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1986-12-01 2005-09-16
STEPHENS INC. SHAREHOLDER COMMON A indirect 1988-01-01 2005-09-16
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR direct 1977-01-01 2005-09-20
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/CCO/PRESIDENT direct 1977-01-01 2005-09-20
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC. OWNER direct 1986-02-01 2005-09-21
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1992-07-01 2005-09-30
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY direct 1994-11-01 2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER indirect 1995-05-01 2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2005-10-14
REDSTONE CONSULTING LLC LIMITED PARTNER indirect 1998-08-01 2005-10-31
LINSCO/PRIVATE LEDGER CORP. DIRECTOR direct 1989-04-01 2005-11-29
PPS & V ASSET MANAGEMENT CONSULTANTS INC CHIEF COMPLIANCE OFFICER direct 1991-09-01 2005-12-05
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CCO direct 1978-08-01 2005-12-07
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY indirect 1998-09-01 2005-12-08
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY direct 1998-09-01 2005-12-08
MUHLENKAMP & CO INC DIRECTOR/PRESIDENT direct 1981-08-01 2005-12-20
MUHLENKAMP & CO INC DIRECTOR direct 1982-07-01 2005-12-20
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD direct 1990-05-01 2006-01-05
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1996-10-01 2006-01-05
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1990-05-01 2006-01-06
LANCZ ALAN B & ASSOCIATES INC CHIEF COMPLIANCE OFFICER direct 1985-03-01 2006-01-19
JONAS BRITTAIN GLENN INC. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 1998-08-01 2006-01-19
LATEEF MANAGEMENT ASSOCIATES GENERAL PARTNER direct 1974-01-01 2006-01-23
LATEEF MANAGEMENT ASSOCIATES GENERAL/LIMITED PARTNER direct 1994-01-01 2006-01-23
MOODY ALDRICH & SULLIVAN LLC MEMBER direct 1988-06-01 2006-01-27
MOODY ALDRICH & SULLIVAN LLC MEMBER direct 1992-12-01 2006-01-27
AMERICAN INVESTMENT SERVICES INC VICE PRESIDENT direct 1984-03-01 2006-02-01
HARRELL ROBERT INCORPORATED CHIEF EXECUTIVE OFFICER direct 1991-07-01 2006-02-01
HARRELL ROBERT INCORPORATED VICE PRESIDENT, SECRETARY, TREASURER direct 1991-07-01 2006-02-01
TREGER & ASSOCIATES LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 1992-08-01 2006-02-01
TREGER & ASSOCIATES LLC PRINCIPAL direct 1992-08-01 2006-02-01
NVNG INVESTMENTS INC CHIEF COMPLIANCE OFFICER direct 1994-01-01 2006-02-02
REAL ESTATE RESEARCH CORP CEO/CCO direct 1996-12-01 2006-02-08
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & CEO direct 1988-08-01 2006-02-10
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. PRESIDENT & COO direct 1990-12-01 2006-02-10
WHITEGATE INVESTMENT COUNSELORS INC SOLE SHAREHOLDER direct 1998-07-01 2006-02-10
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1996-12-01 2006-02-13
RANDALL PAUL MARTIN SOLE PROP direct 1992-12-01 2006-02-17
GALOVICH FINANCIAL PLANNING SERVICES INC CHIEF COMPLIANCE OFFICER direct 1985-06-01 2006-02-21
FINCH JAMES AUSTIN III PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 1994-12-01 2006-02-21
ADVISORY ONE, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-08-01 2006-03-01
DOWSE SECURITIES MANAGEMENT CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1978-04-01 2006-03-20
LEE KRASNER GROUP LTD PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER direct 1993-10-01 2006-03-20
MOODY INVESTMENT ADVISORS, INC. PRESIDENT AND COMPLIANCE OFFICER direct 1995-01-01 2006-03-20
RUNDE $ CO INCORPORATED VICE PRESIDENT direct 1992-11-01 2006-03-21
RUNDE & CO. LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1992-11-01 2006-03-21
VARIABLE ANNUITY LIFE INSURANCE CO PARENT COMPANY indirect 1969-01-01 2006-03-24
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT; CHIEF COMPLIANCE OFFICER direct 1994-10-01 2006-03-27
HAMILTON ADVISORS INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1981-01-01 2006-03-28
DFC FINANCIAL GROUP INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1983-01-01 2006-03-28
SPECTRUM CAPITAL MANAGEMENT GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1987-01-01 2006-03-28
OCCAM CAPITAL MANAGEMENT, LLC CEO/CCO/CFO/CLO direct 1998-07-01 2006-03-29
POPULAR SECURITIES, INC. PRESIDENT & CEO direct 1995-05-01 2006-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP CONSULTANT direct 1998-05-01 2006-03-30
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1983-03-01 2006-03-31
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A SHARES direct 1985-03-01 2006-03-31
BOXER LAURA JUDITH OWNER/CHIEF COMPLIANCE OFFICER direct 1986-01-01 2006-03-31
AMR INVESTMENT SERVICES, INC PRESIDENT & DIRECTOR direct 1986-11-01 2006-03-31
AMR INVESTMENT SERVICES, INC VICE PRESIDENT direct 1988-08-01 2006-03-31
FAGAN ASSOCIATES INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1989-08-01 2006-03-31
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CCO direct 1993-04-01 2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC. TREASURER direct 1994-06-01 2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2006-03-31
AMR INVESTMENT SERVICES, INC VICE PRESIDENT direct 1995-05-01 2006-03-31
AMR INVESTMENT SERVICES, INC TREASURER direct 1995-05-01 2006-03-31
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR, VICE PRESIDENT direct 1994-06-01 2006-04-22
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-05-15
PRIMEVEST FINANCIAL SERVICES, INC. ASST. SECRETARY direct 1998-04-01 2006-06-21
STEPHENS INC. TRUSTEE indirect 1985-01-01 2006-07-21
STEPHENS INC. TRUSTEE indirect 1995-03-01 2006-07-21
STEPHENS INC. SHAREHOLDER COMMON A indirect 1997-01-01 2006-07-21
STRAND, ATKINSON, WILLIAMS & YORK, INC. PRESIDENT AND CEO, UMPQUA HOLDINGS CORP. direct 1994-06-01 2006-10-02
STRAND, ATKINSON, WILLIAMS & YORK, INC. EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP direct 1997-11-01 2006-10-02
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-10-05
UVEST FINANCIAL SERVICES GROUP, INC. DIRECTOR direct 1996-03-01 2006-10-16
AMP CAPITAL REDDING INVESTORS (US) LIMITED MEMBER indirect 1998-11-01 2006-11-15
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2006-12-19
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-COMMON direct 1991-11-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1994-02-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-PREFERRED direct 1997-08-01 2007-02-02
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-01-01 2007-02-08
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/SECRETARY direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/CHAIRMAN EMERITUS direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1991-04-01 2007-02-09
A. G. EDWARDS & SONS, INC. CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT direct 1980-06-01 2007-02-16
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1994-01-01 2007-02-27
MAXWELL NOLL INC DIRECTOR direct 1988-07-01 2007-03-01
HART REALTY ADVISERS, INC. MANAGING PARTNER--INVESTMENT TRANSACTIONS direct 1987-12-01 2007-03-02
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2007-03-09
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-02-01 2007-03-23
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1975-07-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1987-05-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-09-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1997-04-01 2007-03-28
THE PORTOLA GROUP INC SHAREHOLDER direct 1997-06-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY PRESIDENT, INDIVIDUAL BUSINESS direct 1998-03-01 2007-03-28
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-05-01 2007-03-30
THE VARIABLE ANNUITY LIFE INSURANCE CO SHAREHOLDER indirect 1969-01-01 2007-04-02
GARNER ASSET MANAGEMENT COMPANY, LP PRESIDENT direct 1994-07-01 2007-04-02
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1983-08-01 2007-04-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1993-06-01 2007-04-25
WIDMANN, SIFF & CO., INC. SHAREHOLDER direct 1970-09-01 2007-05-10
GARRISON ASSET MANAGEMENT, LLC MINORITY OWNER direct 1994-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND HEAD TRADER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND PORTFOLIO MANAGER direct 1997-03-01 2007-06-01
DW HEALTHCARE MANAGEMENT II, LLC. MEMBER indirect 1998-04-01 2007-06-07
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-06-22
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
MAXWELL NOLL INC SHAREHOLDER direct 1988-07-01 2007-08-22
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1995-12-01 2007-11-06
THCP MANAGEMENT II, L.P. MEMBER indirect 1998-10-01 2008-01-04
D.J. ST. GERMAIN CO., INC. 5% OWNER direct 1982-01-01 2008-01-17
AMERVEST CO INC MANAGING DIRECTOR direct 1983-01-01 2008-02-08
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-05-01 2008-02-27
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1993-07-01 2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1992-01-01 2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-10-01 2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1996-09-01 2008-04-03
DELESSERT FINANCIAL SERVICES INC PRESIDENT, TREASURER AND CLERK direct 1994-04-01 2008-04-17
COMMONWEALTH ADVISORS INC PRESIDENT direct 1991-04-01 2008-06-02
COMMONWEALTH ADVISORS INC CONTROLLING SHAREHOLDER direct 1991-04-01 2008-06-02
DUNCAN-WILLIAMS, INC. 100% indirect 1993-06-01 2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1991-11-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR direct 1994-02-01 2008-06-18
CLARK FINANCIAL ADVISORS DIRECTOR direct 1983-11-01 2008-07-29
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 1995-12-01 2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. LIMITED PARTNER indirect 1996-01-01 2009-02-09
DUPREE & COMPANY, INC. SHAREHOLDER, DIRECTOR direct 1991-01-01 2009-02-11
LAFAYETTE INVESTMENTS, INC. SECRETARY/ DIRECTOR direct 1988-05-01 2009-03-17
CALTON & ASSOCIATES, INC. SECRETARY indirect 1989-03-01 2009-03-24
BUSH POLEN & ASSOCIATES INC PRESIDENT direct 1985-06-01 2009-03-26
BRIAUD FINANCIAL PLANNING INC PRESIDENT direct 1992-01-01 2009-03-27
CANTERBURY CONSULTING INCORPORATED ASSISTANT VICE PRESIDENT direct 1995-11-01 2009-05-12
CANTERBURY CONSULTING INCORPORATED VP/ DIRECTOR OF MANAGER SEARCH direct 1996-10-01 2009-05-12
COMMERCE BROKERAGE SERVICES, INC. SECRETARY direct 1996-02-01 2009-06-09
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1993-07-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR/EXECUTIVE VICE PRESIDENT direct 1996-10-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR direct 1998-02-01 2009-06-10
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER direct 1998-09-01 2009-07-01
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER indirect 1998-09-01 2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC. CORPORATE SECRETARY/REPRESENTATIVE direct 1998-08-01 2009-08-04
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2009-09-08
CERTIFIED PLANNERS INC SHAREHOLDER direct 1994-04-01 2009-12-10
D.J. ST. GERMAIN CO., INC. FIVE PERCENT PLUS OWNER direct 1982-01-01 2010-01-05
R.V. KUHNS & ASSOCIATES, INC. TREASURER direct 1986-01-01 2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD. CORPORATE SECRETARY direct 1997-09-01 2010-03-11
MISSOURI VALLEY PARTNERS, INC. SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD. indirect 1985-10-01 2010-03-25
KARK M Z & ASSOCIATES INC 92.3% SHAREHOLDER direct 1989-07-01 2010-03-25
KARK M Z & ASSOCIATES INC 99% SHAREHOLDER indirect 1993-09-01 2010-03-25
KARK M Z & ASSOCIATES INC 1% SHAREHOLDER indirect 1993-09-01 2010-03-25
INVESTMENT SCIENCES INC SHAREHOLDER direct 1969-12-01 2010-03-26
WHITNELL & CO SHAREHOLDER direct 1990-05-01 2010-03-31
FFR ADVISORY LLC MEMBER direct 1997-01-01 2010-03-31
HORSLEY BRIDGE PARTNERS LLC MEMBER direct 1997-03-01 2010-03-31
STANFORD ADVISORY GROUP, LLC MANAGING MEMBER direct 1992-10-01 2010-05-11
INVESTMENT PROFESSIONALS, INC. DIRECT OWNER direct 1995-05-01 2010-06-18
BAILARD BIEHL & KAISER INC SHAREHOLDER indirect 1972-03-01 2010-06-29
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2010-07-27
ALEX. BROWN REALTY, INC. SHAREHOLDER indirect 1992-03-01 2010-08-27
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1988-01-01 2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS OWNER indirect 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2010-10-22
JHS CAPITAL ADVISORS, INC. OWNER indirect 1997-05-01 2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP GENERAL PARTNER indirect 1997-08-01 2011-03-23
PARNASSUS INVESTMENTS OWNER direct 1998-04-01 2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC PRESIDENT direct 1997-04-01 2011-04-06
WS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 1997-01-01 2011-04-13
CLARK FINANCIAL SERVICES GROUP INC CHAIRMAN OF THE BOARD direct 1987-01-01 2011-05-02
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER / DIRECTOR direct 1988-05-01 2011-05-06
VAN BERKOM AND ASSOCIATES INC. HOLDING COMPANY direct 1991-07-01 2011-06-29
CS CAPITAL MANAGEMENT INC PRESIDENT direct 1993-12-01 2011-07-18
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR direct 1990-01-01 2011-07-29
VAN BERKOM AND ASSOCIATES INC. SECRETARY direct 1991-07-01 2011-08-02
UNITED AMERICAN SECURITIES, INC. SECRETARY direct 1987-10-01 2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT direct 1990-05-01 2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP direct 1997-06-01 2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC PRESIDENT direct 1995-08-01 2012-03-12
KMH WEALTH MANAGEMENT, LLC OWNER direct 1998-02-01 2012-03-21
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER direct 1988-05-01 2012-03-28
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2012-03-28
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02 direct 1981-03-01 2012-06-18
MOLUMPHY CAPITAL MANAGEMENT PRESIDENT direct 1988-09-01 2012-06-22
GURUN, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1986-03-01 2012-08-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE direct 1987-09-01 2012-09-21
PALADIN REALTY PARTNERS, LLC GENERAL PARTNER indirect 1998-02-01 2013-04-01
HALL CAPITAL PARTNERS LLC MEMBER CLASS B direct 1995-07-01 2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-08-01 2013-05-23
FTA PARTNERS, LLC TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS) indirect 1994-12-01 2013-09-10
FTA PARTNERS, LLC MANAGER (COMMON UNITS) indirect 1997-09-01 2013-09-10
WALL STREET ASSOCIATES SHAREHOLDER indirect 1991-05-01 2013-09-24
BOULDER INVESTMENT ADVISERS LLC TRUSTEE indirect 1994-11-01 2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1998-07-01 2013-12-18
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1974-01-01 2014-03-12
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1995-04-01 2014-03-27
HMS ADVISER LP SHAREHOLDER indirect 1989-12-01 2014-03-31
GENEVA CAPITAL MANAGEMENT LTD WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES direct 1998-04-01 2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1996-10-01 2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-06-01 2014-06-27
HART REALTY ADVISERS, INC. SENIOR MANAGING PARTNER direct 1987-12-01 2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC COMMON SHAREHOLDER direct 1998-07-01 2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC MAJORITY SHAREHOLDER direct 1998-07-01 2015-02-20
TRIUMPH ALTERNATIVES LLC CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST indirect 1993-01-01 2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED SHAREHOLDER direct 1975-06-01 2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNER indirect 1984-05-01 2015-03-31
HART REALTY ADVISERS, INC. CHAIRMAN direct 1987-12-01 2015-03-31
UNITED AMERICAN SECURITIES, INC. DIRECTOR direct 1987-10-01 2015-04-28
CALTON & ASSOCIATES, INC. SHAREHOLDER direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR direct 1987-11-01 2016-02-29
RAHN DAVID R & ASSOCIATES INC SHAREHOLDER direct 1993-02-01 2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER indirect 1997-03-01 2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER direct 1997-04-01 2016-03-30
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT direct 1981-03-01 2016-05-24
PCCP, LLC MEMBER indirect 1998-05-01 2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. SHAREHOLDER indirect 1982-11-01 2016-12-01
SUMMIT GLOBAL MANAGEMENT INC. LIVING TRUST direct 1994-11-01 2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC TRUSTEE indirect 1988-11-01 2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC OFFICER direct 1992-01-01 2017-02-27
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1998-01-01 2017-05-17
WALLACE R. WEITZ & COMPANY DIRECTOR direct 1983-03-01 2017-07-31
FIRST FINANCIAL EQUITY CORPORATION DIRECTOR OF TELECOMMUNICATIONS direct 1996-02-01 2017-08-01
KAISER, GEORGE, BRUCE SOLE MEMBER ARGONAUT HOLDINGS, LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSC INC. INDIRECT BENEFICIAL OWNER indirect 1991-11-01
INVESTMENT CONCEPTS, INC. OWNER indirect 2001-03-01
LEUCADIA CAPITAL PARTNERS, LLC SOLE MEMBER indirect 2007-04-01
THE MILESTONE GROUP, INC. INDIRECT BENEFICIAL OWNER indirect 2012-08-01
MBM ADVISORS, INC. OWNER indirect 2012-08-01
MBM ADVISORS INC INDIRECT BENEFICIAL OWNER indirect 2012-08-01 2015-03-23
FERNANDEZ, JOSE, AGUSTIN TRUSTEE THE FERNANDEZ FAMILY TRUST 01/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC SENIOR VP, GENERAL COUNSEL direct 2004-09-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL direct 2005-01-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2006-06-01
PCG INTERNATIONAL LLC GENERAL COUNSEL/ CHIEF COMPLIANCE OFFICER direct 2005-04-01
PCG INTERNATIONAL LLC SENIOR VICE PRESIDENT/GENERAL COUNSEL direct 2005-04-01
STEPSTONE GROUP LP TRUSTEE OF THE FERNANDEZ FAMILY TRUST direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP TRUSTEE indirect 2008-01-01
BUDDIN, DEIDRE, ALICE TRUSTEE THE FERNANDEZ FAMILY TRUST 01/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP TRUSTEE OF THE FERNANDEZ FAMILY TRUST direct 2007-03-01
STEPSTONE GROUP LP TRUSTEE indirect 2008-01-01
STEPSTONE GROUP INC. SOLE MANAGING MEMBER STEPSTONE GROUP HOLDINGS LLC 09/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED SOLE MANAGING MEMBER indirect 2020-09-01
SWISS CAPITAL INVEST HOLDING (DUBLIN) LIMITED PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE GROUP REAL ASSETS LP PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP SOLE MANAGING MEMBER indirect 2020-09-01
STEPSTONE CONVERSUS LLC PARTNER indirect 2020-09-01
STEPSTONE GROUP REAL ESTATE LP PARTNER indirect 2020-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
STEPSTONE LMM OPPORTUNITIES FUND I, L.P. United States 805-3394695835 Private Equity Fund 685,383,345 141,040,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS III, L.P. United States 805-8966867821 Private Equity Fund 446,651,178 5,000,000 Fund of Funds
STEPSTONE PPL SECONDARY OPPORTUNITIES FUND, L.P. United States 805-9341339373 Private Equity Fund 14,677,357 848,000 Fund of Funds
STEPSTONE UWF SECONDARY OPPORTUNITIES FUND, L.P. - SERIES A United States 805-7198496092 Private Equity Fund 56,069,209 100,000,000 Fund of Funds
NYSCRF PIONEER PARTNERSHIP FUND B, L.P. United States 805-8275831619 Private Equity Fund 43,470,417 100,000,000 Fund of Funds
STEPSTONE OH SECONDARY OPPORTUNITIES FUND, L.P. United States 805-7924962261 Private Equity Fund 84,860,840 200,000,000 Fund of Funds
STEPSTONE SEDCO U.S. OPPORTUNITIES FUND, L.P. Cayman Islands 805-1693211815 Private Equity Fund 49,133,520 45,000,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS OFFSHORE II L.P. Cayman Islands 805-2420111351 Private Equity Fund 25,114,281 250,000 Fund of Funds
ENERGY SELECT ACCESS FEEDER LP Cayman Islands 805-7527685968 Private Equity Fund 72,040,808 250,000 Fund of Funds
STEPSTONE RIVAS PRIVATE EQUITY FUND, L.P. Cayman Islands 805-8666724276 Private Equity Fund 1,164,414,862 1,125,000,000 Master Fund Fund of Funds
REAL ESTATE DEVELOPMENT OPPORTUNITIES ACCESS FEEDER LP Cayman Islands 805-7601179461 Real Estate Fund 21,379,587 250,000 Feeder Fund Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND II-A, L.P. United States 805-6975935619 Private Equity Fund 186,544,962 175,000,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND, L.P. United States 805-4612416117 Private Equity Fund 120,332,909 30,000 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS II, L.P. United States 805-5851929504 Private Equity Fund 18,229,083 1,379,000 Master Fund Fund of Funds
STEPSTONE-SYN INVESTMENTS, L.L.L.P. United States 805-7847686222 Private Equity Fund 10,227,297 30,000,000
STEPSTONE H OPPORTUNITIES FUND, L.P. Cayman Islands 805-1211824550 Private Equity Fund 11,678,402,614 10,000,000,000 Fund of Funds
BRIDGE VILLAGE LIMITED Cayman Islands 805-3317863583 Private Equity Fund 228,937,713 125,000,000 Master Fund Fund of Funds
STEPSTONE E OFFSHORE OPPORTUNITIES FUND, L.P. Cayman Islands 805-4960254668 Private Equity Fund 529,582,784 0 Fund of Funds
STEPSTONE AZ CHINA AND ASIA OPPORTUNITIES FUND II, L.P. United States 805-6978413378 Private Equity Fund 121,200,050 120,000,000 Fund of Funds
SILVERSTONE IV, LLC - SERIES A United States 805-6399358527 Private Equity Fund 39,110,119 304,812 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND II OFFSHORE HOLDINGS, L.P. Cayman Islands 805-2554663959 Private Equity Fund 59,858,416 200,000 Master Fund Fund of Funds
SILVERSTONE II, LLC - SERIES I United States 805-8856733479 Private Equity Fund 128,210,719 147,000 Fund of Funds
STEPSTONE CC OPPORTUNITIES FUND, LLC United States 805-2358898252 Private Equity Fund 963,027,700 200,000,000 Fund of Funds
STEPSTONE UWF SECONDARY OPPORTUNITIES FUND, L.P. - SERIES B United States 805-2086011259 Private Equity Fund 108,124,147 100,000,000 Fund of Funds
STEPSTONE MEZZANINE PARTNERS (OFFSHORE) I-A L.P. Cayman Islands 805-7903279540 Private Equity Fund 6,496,023 5,000,000 Master Fund
STEPSTONE K STRATEGIC OPPORTUNITIES FUND III, L.P. Cayman Islands 805-5531545453 Private Equity Fund 2,150,398,801 2,000,000,000 Fund of Funds
STEPSTONE PRIVATE ACCESS PARTNERSHIP, L.P. United States 805-2815024896 Private Equity Fund 56,288,113 200,000 Fund of Funds
STEPSTONE ATLAS OPPORTUNITIES FUND, L.P. United States 805-7225591426 Private Equity Fund 52,057,628 150,000 Fund of Funds
STEPSTONE JP OPPORTUNITIES FUND. L.P. Cayman Islands 805-9925807446 Private Equity Fund 113,219,374 90,000,000 Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND, LP Cayman Islands 805-2387032403 Private Equity Fund 100,439,799 86,000,000 Fund of Funds
STEPSTONE CGC OPPORTUNITIES I, L.P. Cayman Islands 805-2347150055 Private Equity Fund 27,779,738 0 Fund of Funds
STEPSTONE PA TAP FUND I, LP United States 805-2661341570 Private Equity Fund 97,711,247 170,000,000 Fund of Funds
HEATHROW FOREST ASIA OPPORTUNITIES FUND, L.P. United States 805-4709705021 Private Equity Fund 100,150,000 100,000,000 Fund of Funds
T.F. CAPITAL INVESTORS II L.P. United States 805-7262479363 Private Equity Fund 9,082,884 2,500,000 Fund of Funds
EUROPE ENTERPRISE III OFFSHORE L.P. Cayman Islands 805-4222038709 Private Equity Fund 42,926,550 250,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS III L.P. United States 805-4492894627 Private Equity Fund 44,431,149 250,000 Fund of Funds
STEPSTONE NPS PE FUND, L.P. Cayman Islands 805-1149354499 Private Equity Fund 340,380,869 300,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES H United States 805-7923462686 Private Equity Fund 57,859,384 0 Fund of Funds
STEPSTONE NPS PE FUND, L.P. - TRANCHE B Cayman Islands 805-3498266372 Private Equity Fund 108,757,464 102,826,000 Fund of Funds
ASIA ENTERPRISE II ONSHORE LLC United States 805-1814595433 Private Equity Fund 1,176,344 250,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND III OFFSHORE HOLDINGS SCSP Luxembourg 805-1338241339 Private Equity Fund 758,470,325 25,000 Master Fund Fund of Funds
STEPSTONE E OPPORTUNITIES FUND, L.P. United States 805-1344592657 Private Equity Fund 129,619,178 0 Fund of Funds
SILVERSTONE II, LLC - SERIES D United States 805-8294446769 Private Equity Fund 11,923,955 5,415,079 Fund of Funds
STEPSTONE MEXICO I SPC Cayman Islands 805-1536872523 Private Equity Fund 37,352,194 0 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND II, L.P. United States 805-3688979169 Private Equity Fund 208,200,734 100,000 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES L.P. United States 805-4869051088 Private Equity Fund 48,939,904 250,000 Fund of Funds
CHINA OPPORTUNITIES ACCESS FEEDER LP Cayman Islands 805-6547010064 Private Equity Fund 37,696,828 250,000 Fund of Funds
SILVERSTONE II, LLC - SERIES K (CLASS 2) United States 805-8375307130 Private Equity Fund 25,194,777 3,000,000 Fund of Funds
CGR/PE, LLC United States 805-2607126845 Private Equity Fund 335,959,717 0 Fund of Funds
SILVERSTONE II, LLC - SERIES K (CLASS 1) United States 805-8738972178 Private Equity Fund 82,031,205 0 Fund of Funds
STEPSTONE WATERFALL AGREGGATOR, LLC Cayman Islands 805-5436570017 Private Equity Fund 187,679,558 0 Fund of Funds
SILVERSTONE IV, LLC - SERIES C United States 805-5892016178 Private Equity Fund 75,000,001 467,684 Fund of Funds
STEPSTONE M OPPORTUNITIES FUND, L.P. Cayman Islands 805-7598053648 Private Equity Fund 99,697,285 100,000,000 Fund of Funds
SILVERSTONE IV, LLC - SERIES B United States 805-7008770468 Private Equity Fund 167,894,768 728,379 Fund of Funds
STEPSTONE PHOENIX OPPORTUNITIES FUND, LP - SERIES B United States 805-7102287106 Private Equity Fund 349,427,087 31,280,000 Fund of Funds
STEPSTONE NPS PE FUND II, L.P. Cayman Islands 805-1909487472 Private Equity Fund 302,250,000 300,000,000 Fund of Funds
STEPSTONE TS OPPORTUNITIES FUND, L.P. United States 805-1177195335 Private Equity Fund 199,499,673 200,000,000 Fund of Funds
STEPSTONE BV OPPORTUNITIES FUND, L.P. Cayman Islands 805-7379508001 Private Equity Fund 104,106,538 100,000,000 Fund of Funds
2007 CO-INVESTMENT PORTFOLIO, L.P. United States 805-7528986782 Private Equity Fund 107,559,802 250,000 Fund of Funds
SILVERSTONE I, LLC United States 805-1569953980 Private Equity Fund 46,408,953 500,000 Fund of Funds
2008 CO-INVESTMENT PORTFOLIO, L.P. United States 805-8408848158 Private Equity Fund 41,062 250,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PORTFOLIO L.P. Cayman Islands 805-6874989290 Private Equity Fund 18,434,051 250,000 Master Fund Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS III CAYMAN HOLDINGS L.P. Cayman Islands 805-2043219037 Private Equity Fund 48,398,034 250,000 Master Fund Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS II-G, L.P. United States 805-4022986448 Private Equity Fund 1,312,103 2,068,500 Master Fund Fund of Funds
CVC CREDIT PARTNERS SPECIAL OPPORTUNITIES ACCESS FEEDER United States 805-9517448312 Private Equity Fund 117,634,956 250,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV, L.P. United States 805-8131455157 Private Equity Fund 318,240,821 20,000 Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND II-B, L.P. United States 805-4966907949 Private Equity Fund 149,150,259 140,000,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS IV OFFSHORE HOLDINGS, L.P. Cayman Islands 805-5466211280 Private Equity Fund 746,682,259 5,000,000 Master Fund Fund of Funds
STEPSTONE NL OPPORTUNITIES FUND II, LP Cayman Islands 805-8096014550 Private Equity Fund 101,832,125 90,000,000 Fund of Funds
STEPSTONE JP OPPORTUNITIES FUND II, L.P. Cayman Islands 805-7272551181 Private Equity Fund 100,010,000 100,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES B United States 805-8963191247 Private Equity Fund 3,802,066 0 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV EUROPE HOLDINGS SCSP Luxembourg 805-1600987290 Private Equity Fund 526,096,820 150,000 Master Fund Fund of Funds
STEPSTONE CAPITAL PARTNERS II ONSHORE, L.P. United States 805-4946858918 Private Equity Fund 83,362,796 250,000 Fund of Funds
T.F. CAPITAL INVESTORS II OFFSHORE L.P. Cayman Islands 805-1167191370 Private Equity Fund 23,701,314 250,000 Fund of Funds
STEPSTONE XL OPPORTUNITIES FUND, L.P. United States 805-4821848216 Private Equity Fund 202,684,025 69,100,000 Fund of Funds
SILVERSTONE III, L.P. United States 805-5857210861 Private Equity Fund 5,436,486 0 Master Fund Fund of Funds
STEPSTONE MASTERS V CAYMAN HOLDINGS L.P. Cayman Islands 805-9883905817 Private Equity Fund 5,321,197 250,000 Master Fund Fund of Funds
MASTERS IV CAYMAN HOLDINGS L.P. Cayman Islands 805-6448396700 Private Equity Fund 15,094,862 250,000 Master Fund Fund of Funds
STEPSTONE MASTERS V L.P. United States 805-1242769637 Private Equity Fund 18,891,823 250,000 Fund of Funds
STEPSTONE FERRO OPPORTUNITIES FUND, L.P. Cayman Islands 805-8555093722 Private Equity Fund 27,533,613 250,000 Master Fund Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND IV OFFSHORE HOLDINGS, L.P. Cayman Islands 805-8301679888 Private Equity Fund 1,429,243,183 20,000 Master Fund Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - INFRASTRUCTURE SERIES 1 2011 United States 805-6515014309 Private Equity Fund 82,504,994 10,000,000 Fund of Funds
EUROPE ENTERPRISE II OFFSHORE L.P. Cayman Islands 805-7978525092 Private Equity Fund 19,003,138 250,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS IV, L.P. United States 805-8062933340 Private Equity Fund 394,578,787 5,000,000 Fund of Funds
STEPSTONE PHOENIX OPPORTUNITIES FUND, LP United States 805-6655040560 Private Equity Fund 178,335,503 150,000,000 Fund of Funds
STEPSTONE FSS OPPORTUNITIES FUND, L.P. United States 805-9413972174 Private Equity Fund 380,077,308 289,028,363 Fund of Funds
SILVERSTONE II, LLC - SERIES J United States 805-2048194813 Private Equity Fund 84,108,171 15,000,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE I, L.P. INCORPORATED Guernsey 805-4037768811 Private Equity Fund 62,963,254 400,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS IV EUROPE HOLDINGS SCSP Luxembourg 805-4333400559 Private Equity Fund 348,336,465 5,000,000 Master Fund Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND II, L.P. United States 805-1460887660 Private Equity Fund 231,402,046 25,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS II CAYMAN HOLDINGS, L.P. Cayman Islands 805-9258329993 Private Equity Fund 93,283,870 250,000 Master Fund Fund of Funds
STEPSTONE A OPPORTUNITIES FUND, L.P. Cayman Islands 805-1966618535 Private Equity Fund 113,990,265 100,000,000 Fund of Funds
STEPSTONE JP OPPORTUNITIES FUND IA, L.P. Cayman Islands 805-8432492301 Private Equity Fund 107,967,875 90,000,000 Fund of Funds
STEPSTONE ATLAS OPPORTUNITIES FUND II LP United States 805-2386003648 Private Equity Fund 70,252,783 250,000 Fund of Funds
STEPSTONE MEXICO I CO-INVESTMENT OPPORTUNITIES FUND, LP Cayman Islands 805-1642889599 Private Equity Fund 13,788,784 10,700,000 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES III (PARALLEL) LP United States 805-5486021351 Private Equity Fund 38,198,186 250,000 Fund of Funds
LATIN AMERICA OPPORTUNITIES, L.P. Cayman Islands 805-5089838088 Private Equity Fund 4,512,813 250,000 Fund of Funds
STEPSTONE AMP OPPORTUNITIES FUND, L.P. - SERIES B United States 805-6739368755 Private Equity Fund 488,532,893 450,000,000 Fund of Funds
STEPSTONE EUROPEAN FUND SCS, SICAV-FIS - STEPSTONE CAPITAL PARTNERS III COMPARTMENT Luxembourg 805-8778410601 Private Equity Fund 125,956,557 4,000,000 Feeder Fund Fund of Funds
LATIN AMERICA OPPORTUNITIES (DELAWARE), L.P. United States 805-6711250198 Private Equity Fund 2,219,836 250,000 Fund of Funds
TERRACE INVESTMENT HOLDINGS SMF, LLC United States 805-2092858862 Private Equity Fund 85,923,665 26,085,146 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES III LP United States 805-2375984046 Private Equity Fund 224,307,578 250,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND, L.P. United States 805-3979915916 Private Equity Fund 3,150,448 10,000,000 Fund of Funds
STEPSTONE KF PRIVATE EQUITY FUND II, L.P. Cayman Islands 805-8130778722 Private Equity Fund 43,403,705 40,000,000 Master Fund
STEPSTONE MASTERS III L.P. United States 805-5323668985 Private Equity Fund 18,564,076 250,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE OPPORTUNITIES FUND I, L.P. INCORPORATED Guernsey 805-7279903271 Private Equity Fund 2,714,011 2,300,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE II, L.P. United Kingdom 805-2795916210 Private Equity Fund 68,034,836 2,700,000 Fund of Funds
STEPSTONE AEGON OPPORTUNITIES FUND, LP. - SERIES A United States 805-2439614841 Private Equity Fund 94,851,315 75,000,000 Fund of Funds
STEPSTONE AEGON OPPORTUNITIES FUND, LP. - SERIES B United States 805-6331921496 Private Equity Fund 18,888,112 15,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES E United States 805-5665480356 Private Equity Fund 4,530,033 3,383,000 Fund of Funds
NYSCRF PIONEER OPPORTUNITIES FUND A, L.P. United States 805-8646442597 Private Equity Fund 149,524 125,000,000 Fund of Funds
STEPSTONE PIONEER CAPITAL BUYOUT FUND II, L.P. United States 805-4307963650 Private Equity Fund 35,390,109 10,000,000 Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE EQUITY SERIES 2 2012 United States 805-7936585448 Private Equity Fund 103,165,054 10,000,000 Fund of Funds
SUNSTONE PE OPPORTUNITIES FUND LLC United States 805-2221630477 Private Equity Fund 318,203,857 300,000,000 Fund of Funds
STEPSTONE ENDURANCE, L.P. Cayman Islands 805-4122458068 Private Equity Fund 181,650,438 3,000,000 Fund of Funds
STEPSTONE MASTERS III OFFSHORE L.P. Cayman Islands 805-7797187568 Private Equity Fund 13,131,309 250,000 Fund of Funds
STEPSTONE MASTERS IV L.P. United States 805-8839003319 Private Equity Fund 53,452,958 250,000 Fund of Funds
ASIA ENTERPRISE II OFFSHORE L.P. Cayman Islands 805-2247269656 Private Equity Fund 3,144,555 250,000 Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE EQUITY SERIES 1 2009 United States 805-8650335300 Private Equity Fund 124,488,843 10,000,000 Fund of Funds
STEPSTONE AZ SECONDARY OPPORTUNITIES FUND, L.P. United States 805-6974160834 Private Equity Fund 31,066,912 80,000,000 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS IV (GUERNSEY), L.P. Guernsey 805-6785674623 Private Equity Fund 32,911,067 6,895,000 Fund of Funds
PEGASUS MULTI-STRATEGY SERIES (A) LP Cayman Islands 805-2021055044 Private Equity Fund 58,962,061 250,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS II L.P. United States 805-9645125839 Private Equity Fund 65,396,358 250,000 Master Fund Feeder Fund Fund of Funds
EUROPE ENTERPRISE III ONSHORE L.P. United States 805-1917364627 Private Equity Fund 8,117,693 250,000 Fund of Funds
STEPSTONE KF PRIVATE EQUITY FUND, L.P. Cayman Islands 805-5033148598 Private Equity Fund 62,211,933 50,000,000 Master Fund Fund of Funds
SILVERSTONE II, LLC - SERIES G United States 805-7919253956 Private Equity Fund 59,213,280 5,000,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND III, L.P. United States 805-6498497270 Private Equity Fund 409,112,108 50,000 Fund of Funds
SILVERSTONE II, LLC - SERIES C United States 805-2100093125 Private Equity Fund 6,316,430 10,176,471 Fund of Funds
CAPITOL PRIVATE OPPORTUNITIES II (PARALLEL), L.P. United States 805-1476761232 Private Equity Fund 39,252,067 500,000 Fund of Funds
MEZZANINE CO-INVESTMENT PORTFOLIO L.P. United States 805-6253100388 Private Equity Fund 1,745,556 250,000
STEPSTONE AMP OPPORTUNITIES FUND, L.P. - SERIES A United States 805-2325422340 Private Equity Fund 509,325,923 50,000,000 Fund of Funds
STEPSTONE CAPITAL PARTNERS III OFFSHORE HOLDINGS, L.P. Cayman Islands 805-6969619025 Private Equity Fund 200,855,982 5,000,000 Master Fund Fund of Funds
STEPSTONE PIONEER OPPORTUNITIES FUND II, L.P. United States 805-3189402532 Private Equity Fund 4,643,898 5,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES A United States 805-4287689809 Private Equity Fund 9,462,027 0 Fund of Funds
2006 CO-INVESTMENT PORTFOLIO, L.P. United States 805-3187748737 Private Equity Fund 62,389 250,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND II, L.P. Cayman Islands 805-6221009202 Private Equity Fund 1,371,984,861 1,000,000,000 Fund of Funds
ASIA REALTY ACCESS FEEDER LP Cayman Islands 805-3146320060 Private Equity Fund 17,022,501 250,000 Fund of Funds
EUROPE ENTERPRISE II ONSHORE L.P. United States 805-1586669670 Private Equity Fund 9,954,245 250,000 Fund of Funds
STEPSTONE PIONEER CAPITAL EUROPE OPPORTUNITIES FUND IB, L.P. INCORPORATED Guernsey 805-3686190692 Private Equity Fund 2,423,136 600,000 Fund of Funds
STEPSTONE TACTICAL GROWTH FUND OFFSHORE HOLDINGS, L.P. Cayman Islands 805-1856693894 Private Equity Fund 75,503,509 2,000,000 Master Fund Fund of Funds
STEPSTONE P OPPORTUNITIES FUND, L.P. Cayman Islands 805-4615602108 Private Equity Fund 522,234,932 500,000,000
STEPSTONE PRIVATE EQUITY PARTNERS L.P. United States 805-9582516868 Private Equity Fund 2,591,220 250,000 Fund of Funds
STEPSTONE PRIVATE EQUITY PARTNERS OFFSHORE L.P. Cayman Islands 805-5192332352 Private Equity Fund 3,584,719 250,000 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS IV (DELAWARE), L.P. United States 805-4930198981 Private Equity Fund 19,722,623 551,600 Fund of Funds
SIMA PRIVATE EQUITY 6 GMBH & CO. KG Germany 805-3853011105 Private Equity Fund 394,015 5,000,000 Fund of Funds
STEPSTONE K STRATEGIC OPPORTUNITIES FUND, L.P. Cayman Islands 805-4545474933 Private Equity Fund 794,589,070 1,000,000,000 Fund of Funds
STEPSTONE SECONDARY OPPORTUNITIES FUND II OFFSHORE HOLDINGS, L.P. Cayman Islands 805-8495741030 Private Equity Fund 72,040,220 60,000 Master Fund Fund of Funds
STEPSTONE AZ CHINA AND ASIA OPPORTUNITIES FUND, L.P. United States 805-4902591254 Private Equity Fund 108,484,314 90,000,000 Fund of Funds
STEPSTONE BVK OPPORTUNITIES FUND SCSP Luxembourg 805-4727800323 Private Equity Fund 375,831,445 350,000,000 Fund of Funds
STEPSTONE AP OPPORTUNITIES FUND, L.P. United States 805-2006397955 Private Equity Fund 157,970,079 45,000,000 Fund of Funds
STEPSTONE MEZZANINE PARTNERS I-A L.P. Cayman Islands 805-2551683323 Private Equity Fund 2,858,563 5,000,000 Master Fund
CAPITOL PRIVATE OPPORTUNITIES II, L.P. United States 805-9676824957 Private Equity Fund 223,884,660 500,000 Fund of Funds
STEPSTONE ATLANTIC FUND, L.P. - PRIVATE MARKETS SERIES 2014 United States 805-4634800773 Private Equity Fund 758,885,822 10,000,000 Fund of Funds
STEPSTONE PIONEER OPPORTUNITIES FUND, L.P. United States 805-5868127803 Private Equity Fund 26,132,379 5,000,000 Fund of Funds
SILVERSTONE II, LLC - SERIES F United States 805-1837330971 Private Equity Fund 14,020 0
STEPSTONE MAPLE OPPORTUNITIES FUND, L.P. Cayman Islands 805-2300099904 Private Equity Fund 386,901,235 350,000,000 Master Fund Fund of Funds
STEPSTONE PIONEER CAPITAL II, L.P. United States 805-1268670019 Private Equity Fund 36,938,097 4,000,000 Fund of Funds
STEPSTONE PIONEER CAPITAL III, L.P. United States 805-7181550994 Private Equity Fund 84,175,778 1,000,000 Fund of Funds
TERRACE INVESTMENT HOLDINGS, LLC United States 805-6875000862 Private Equity Fund 36,842,217 24,895,959 Fund of Funds
STEPSTONE INTERNATIONAL INVESTORS III, L.P. United States 805-1144375204 Private Equity Fund 49,540,584 749,880 Master Fund Fund of Funds
SILVERSTONE IV, LLC - SERIES D United States 805-8786020244 Private Equity Fund 125,000,000 125,000,000 Fund of Funds
SSOF IV OVERAGE SMA H, L.P. Cayman Islands 805-1665714104 Private Equity Fund 100,000,000 100,000,000 Fund of Funds
SSOF IV OVERAGE SMA W, L.P. Cayman Islands 805-2083788272 Private Equity Fund 100,000,000 100,000,000 Fund of Funds

STEPSTONE GROUP LP

ownership team - last updated 2020-06-25
Name Title Start Date Direct/Indirect % Ownership
THOMAS KECK AND ANTOINETTE KECK TRUST LIMITED PARTNERS 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BOBERSKI & CO PRESIDENT direct 1966-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
TYREE, DAVID W. PRESIDENT direct 1991-04-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
HONISS ROBIN OWNER direct 1993-01-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
SIFE DIRECTOR/OWNER direct 1995-12-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
FSC SECURITIES CORPORATION DIRECTOR/CHAIRMAN direct 1997-10-01 2000-12-15
J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR direct 1994-06-01 2002-01-23
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1983-03-01 2002-03-19
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST direct 1996-04-01 2002-04-04
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01 2002-04-17
MUHLENKAMP & CO INC SHAREHOLDER direct 1983-02-01 2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR & PRESIDENT direct 1992-10-01 2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC SECRETARY direct 1994-01-01 2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC 52% SHAREHOLDER indirect 1997-03-01 2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC PRESIDENT direct 1997-12-01 2002-05-03
ARISTA INVESTMENT ADVISORS, LTD. PRESIDENT direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. SECRETARY direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. VICE-PRESIDENT direct 1996-04-01 2002-05-06
PINNACLE FUND MANAGEMENT LLC NONE direct 1997-03-01 2002-05-06
SUCCESSFUL MONEY STRATEGIES INC CHIEF INVESTMENT OFFICER direct 1993-03-01 2002-05-07
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-09-01 2002-05-14
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-12-01 2002-05-14
PLANNERS FINANCIAL SERVICES, INC. BOARD MEMBER direct 1984-03-01 2002-05-24
PACIFIC CAPITAL PLANNING COMPANY OWNER direct 1997-09-01 2002-05-24
A. G. EDWARDS & SONS, INC. DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY direct 1998-03-01 2002-05-31
R.V. KUHNS & ASSOCIATES, INC. TREASURER indirect 1986-01-01 2002-06-25
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 1994-10-01 2002-07-22
TRUSTED SECURITIES ADVISORS CORP. CHAIRMAN AND DIRECTOR direct 1998-08-01 2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC. ASSISTANT TREASURER direct 1998-08-01 2002-08-29
EQUITY ANALYSTS INC. SHAREHOLDER direct 1998-09-01 2002-09-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2002-09-23
1717 CAPITAL MANAGEMENT COMPANY DIRECTOR direct 1998-11-01 2002-09-26
KILLIAN ASSET MANAGEMENT CORP PRESIDENT direct 1987-04-01 2002-10-11
ABSOLUTE RETURN ADVISORS, LTD. CROP/SROP/VP direct 1996-12-01 2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-03-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-11-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1983-02-01 2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED OUTSIDE SHAREHOLDER direct 1986-03-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDER direct 1997-12-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDERS direct 1997-12-01 2002-10-31
BERGER & ASSOCIATES LLC MANAGER & 100% OWNER direct 1997-04-01 2002-12-04
MUHLENKAMP & CO INC SHAREHOLDER indirect 1983-02-01 2002-12-18
THE DANFORTH ASSOCIATES, INC VICE PRESIDENT & DIRECTOR direct 1994-09-01 2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CHAIRMAN OF THE BOARD & DIRECTOR direct 1994-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY GENERAL COUNSEL & SECRETARY direct 1996-08-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP & CHIEF FINANCIAL OFFICER direct 1996-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY VP FINANCE & TREASURER direct 1998-11-01 2003-01-02
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1992-01-01 2003-01-10
MEMORIAL INVESTMENT ADVISORS INC PRESIDENT AND CEO direct 1998-10-01 2003-01-14
MEMORIAL INVESTMENT ADVISORS INC VP AND CFO direct 1998-10-01 2003-01-14
LAUREL MANAGEMENT CO LLC MEMBER direct 1995-07-01 2003-01-15
CLARK FINANCIAL SERVICES GROUP INC PRESIDENT direct 1987-01-01 2003-01-24
ROLF ADLER GROUP INC PRESIDENT direct 1987-12-01 2003-01-25
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1984-01-01 2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) DIRECTOR OF COMPLIANCE direct 1997-03-01 2003-02-07
THE DANFORTH ASSOCIATES, INC DIRECTOR direct 1994-09-01 2003-02-14
GURUN, INC. PRESIDENT direct 1986-03-01 2003-02-27
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1992-07-01 2003-03-03
WILLINGHAM ASSET MANAGEMENT INC PRESIDENT direct 1995-11-01 2003-03-03
JULIUS BAER SECURITIES INC. SENIOR VICE PRESIDENT direct 1994-12-01 2003-03-14
JULIUS BAER SECURITIES INC. DIRECTOR direct 1996-05-01 2003-03-14
THE DE BURLO GROUP,INC. PRESIDENT direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SECRETARY direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. DIRECTOR direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SENIOR VICE PRESIDENT direct 1996-03-01 2003-03-18
PERKINS, WOLF, MCDONNELL & CO. SHAREHOLDER direct 1983-03-01 2003-03-26
KEENE & ASSOCIATES, INC. PRESIDENT, DIRECTOR direct 1994-09-01 2003-03-26
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1985-03-01 2003-03-27
NVEST FUNDS MANAGEMENT LP GENERAL PARTNER direct 1995-01-01 2003-03-27
CJ CAPITAL MANAGEMENT LLC MEMBER, PRESIDENT direct 1998-08-01 2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC DIRECTOR direct 1985-05-01 2003-03-28
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1972-05-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD VICE PRESIDENT direct 1990-08-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD CORPORATE SECRETARY direct 1992-04-01 2003-03-31
FIRST WESTERN ADVISORS PRESIDENT direct 1997-10-01 2003-04-02
J. BUSH & CO., INCORPORATED PRESIDENT / DIRECTOR direct 1998-03-01 2003-04-03
HORNOR, TOWNSEND & KENT, INC. DIRECTOR direct 1998-05-01 2003-04-08
BERGER & ASSOCIATES LLC MANAGING DIRECTOR direct 1997-04-01 2003-04-16
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1995-10-01 2003-05-02
TWEEDY, BROWNE COMPANY LLC MANAGING DIRECTOR direct 1997-10-01 2003-05-07
JULIUS BAER SECURITIES INC. SHAREHOLDER direct 1962-11-01 2003-05-20
HARBOUR INVESTMENTS, INC. VICE PRESIDENT, SECRETARY direct 1992-04-01 2003-06-13
HARBOUR INVESTMENTS, INC. CCO direct 1994-05-01 2003-06-13
HARBOUR INVESTMENTS, INC. VICE PRESIDENT direct 1997-03-01 2003-06-13
BRILL SECURITIES, INC. VP., TRES., SEC., ,CHIEF OPERATING OFFICER direct 1987-06-01 2003-06-30
SIGNATOR INVESTORS, INC. VICE PRESIDENT direct 1998-09-01 2003-07-03
MECHTENBERG FINANCIAL GROUP INC SHAREHOLDER direct 1980-01-01 2003-07-14
DEVON ADVISORS INC PRESIDENT direct 1998-07-01 2003-07-30
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1991-01-01 2003-08-06
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1989-10-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1993-01-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1996-01-01 2003-08-28
CHARLES SCHWAB & CO., INC. SENIOR VICE PRESIDENT - GENERAL COUNSEL direct 1997-07-01 2003-09-11
METROPOLITAN LIFE INSURANCE COMPANY SENIOR VICE PRESIDENT direct 1998-03-01 2003-09-17
THE DANFORTH ASSOCIATES, INC CHAIRMAN & DIRECTOR direct 1949-01-01 2003-09-25
THE DANFORTH ASSOCIATES, INC PRESIDENT & DIRECTOR direct 1994-08-01 2003-09-25
MONEY CONCEPTS CAPITAL CORP CHAIRMAN direct 1982-06-01 2003-10-27
MONEY CONCEPTS CAPITAL CORP SHAREHOLDER indirect 1982-06-01 2003-10-27
UBOC INVESTMENT SERVICES, INC. DIRECTOR direct 1993-02-01 2003-10-27
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1991-07-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1995-01-01 2003-11-18
ROGGE GLOBAL PARTNERS PLC 100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED indirect 1996-09-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1992-12-01 2003-12-17
CITIGROUP GLOBAL MARKETS INC. CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT direct 1997-09-01 2003-12-18
CAPITAL MANAGEMENT CONSULTING, LLC CO-PRESIDENT direct 1996-07-01 2004-01-02
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT direct 1993-03-01 2004-01-07
WARFIELD ASSOCIATES, INC. CORPORATE SECRETARY direct 1988-11-01 2004-01-13
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER direct 1998-03-01 2004-01-15
TRF INVESTMENTS INC PRESIDENT direct 1992-03-01 2004-01-20
PPS & V ASSET MANAGEMENT CONSULTANTS INC PRESIDENT direct 1991-09-01 2004-01-22
AMERISTOCK CORP SHAREHOLDER direct 1995-06-01 2004-02-03
MADISON PORTFOLIO CONSULTANTS INC. PRESIDENT, DIRECTOR direct 1990-12-01 2004-02-26
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. CHAIRMAN, DIRECTOR direct 1978-08-01 2004-03-08
LORD ANDREW CHARLES MEMBER direct 1984-01-01 2004-03-09
TOWER EQUITIES, INC. TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST direct 1992-12-01 2004-03-25
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY, DIRECTOR direct 1994-11-01 2004-03-25
FISHMAN JAY A LTD PRESIDENT direct 1983-09-01 2004-03-26
BAXTER FINANCIAL CORPORATION SECRETARY direct 1989-04-01 2004-03-26
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT direct 1994-10-01 2004-03-26
ORION CAPITAL MANAGEMENT INC PRESIDENT direct 1991-05-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR direct 1996-07-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER direct 1996-07-01 2004-03-29
ORION CAPITAL MANAGEMENT INC SECRETARY/TREASURER direct 1997-01-01 2004-03-29
LAFAYETTE INVESTMENTS, INC. SECRETARY direct 1988-05-01 2004-03-30
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-12-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. PRESIDENT direct 1993-04-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. DIRECTOR direct 1993-04-01 2004-03-30
LAFAYETTE INVESTMENTS, INC. DIRECTOR direct 1998-05-01 2004-03-30
COMMERCE CAPITAL MARKETS, INC. PRESIDENT/CEO/DIRECTOR direct 1971-10-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-11-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR direct 1994-02-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. SENIOR VP/DIRECTOR direct 1998-03-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. CFO/SECRETARY/FINOP direct 1998-09-01 2004-03-31
AMERICAN INVESTMENT SERVICES INC BOARD CHAIRMAN & DIRECTOR direct 1998-10-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. COMPLIANCE OFFICER direct 1998-11-01 2004-03-31
COOPER LARRY CLARK SOLE PROPRIETOR direct 1983-10-01 2004-04-02
C.E. UNTERBERG, TOWBIN LLC PRESIDENT indirect 1989-05-01 2004-04-22
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR direct 1992-05-01 2004-04-29
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1992-08-01 2004-05-13
WILLIAM MANN CO INC PRESIDENT direct 1989-05-01 2004-06-22
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/PRESIDENT direct 1977-01-01 2004-06-29
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-03-01 2004-07-06
POPULAR SECURITIES, INC. CFO direct 1997-09-01 2004-07-19
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1985-05-01 2004-07-26
LEGACY FINANCIAL GROUP, INC. PRESIDENT AND DIRECTOR direct 1998-11-01 2004-08-03
SAFECO INVESTMENT SERVICES, INC. ASSISTANT SECRETARY direct 1998-02-01 2004-08-05
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1998-06-01 2004-08-05
FINDELL & CO INC PRESIDENT direct 1987-01-01 2004-08-24
MOODY INVESTMENT ADVISORS, INC. PRESIDENT direct 1995-01-01 2004-08-27
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1994-12-01 2004-09-02
THE WEIL COMPANY TRUSTEE OF THE WEIL FAMILY TRUST OF 1980 direct 1980-09-01 2004-09-09
DANDA FINANCIAL SERVICES, INC. PRESIDENT direct 1992-01-01 2004-09-15
CARDINAL CAPITAL MANAGEMENT INC CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER direct 1992-01-01 2004-10-06
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/COMPLIANCE OFFICER direct 1992-05-01 2004-10-07
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR & PRINCIPAL direct 1996-12-01 2004-10-07
PRIMECAP MANAGEMENT CO CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO VICE CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO PRESIDENT direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO EXECUTIVE VICE PRESIDENT direct 1986-07-01 2004-10-26
CAPITAL MANAGEMENT ASSOCIATES INC PRESIDENT direct 1996-04-01 2004-11-02
CAPITAL MANAGEMENT ASSOCIATES INC SECRETARY/TREASURER direct 1996-04-01 2004-11-02
HORNOR, TOWNSEND & KENT, INC. COUNSEL direct 1998-11-01 2004-11-23
THE PROGRAM WORKS, INC. CHAIRMAN direct 1990-11-01 2004-11-29
UNITED AMERICAN SECURITIES, INC. NONE direct 1987-11-01 2004-12-03
UNITED AMERICAN SECURITIES, INC. NONE direct 1988-01-01 2004-12-03
C.E. UNTERBERG, TOWBIN LLC MANAGING DIRECTOR indirect 1989-05-01 2004-12-07
FINANCIAL ADVISORY SERVICE INC PRESIDENT, DIRECTOR SHAREHOLDER direct 1983-02-01 2004-12-15
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY direct 1981-03-01 2004-12-16
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNERSHIP indirect 1984-05-01 2005-01-04
D.J. ST. GERMAIN CO., INC. VICE PRESIDENT direct 1987-06-01 2005-01-07
D.J. ST. GERMAIN CO., INC. DIRECTOR direct 1988-03-01 2005-01-07
WILEN MANAGEMENT CO INC CORPORATION indirect 1984-07-01 2005-01-21
ANDREW J. SOTER OWNER direct 1988-09-01 2005-01-25
METROPOLITAN LIFE INSURANCE COMPANY SENIOR EXECUTIVE VICE PRESIDENT & CAO direct 1998-03-01 2005-02-01
DFC FINANCIAL GROUP INC PRESIDENT direct 1983-01-01 2005-02-03
WILEN MANAGEMENT CO INC PRESIDENT direct 1984-07-01 2005-02-03
WILEN MANAGEMENT CO INC SECRETARY/TREASURER direct 1984-07-01 2005-02-03
WILEN MANAGEMENT CO INC CHIEF COMPLIANCE OFFICER direct 1984-07-01 2005-02-03
MORSE WILLIAMS & CO. INC. PRESIDENT/CEO direct 1984-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. PORTFOLIO STRATEGIST direct 1986-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER direct 1992-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/PRINCIPAL direct 1996-12-01 2005-02-11
DARTMOUTH CAPITAL ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 1995-12-01 2005-02-17
FINCH JAMES AUSTIN III PRINCIPAL direct 1994-12-01 2005-02-22
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER direct 1994-11-01 2005-03-01
AMR INVESTMENT SERVICES, INC VICE PRESIDENT & COMPLIANCE OFFICER direct 1995-07-01 2005-03-01
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-03-01 2005-03-03
ASSET MANAGEMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 1996-03-01 2005-03-10
AMERICAN INVESTMENT SERVICES INC DIRECTOR direct 1989-07-01 2005-03-11
BAXTER FINANCIAL CORPORATION SECRETARY AND CCO direct 1989-04-01 2005-03-17
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. PRESIDENT, DIRECTOR direct 1978-11-01 2005-03-21
BOXER LAURA JUDITH OWNER direct 1986-01-01 2005-03-21
ADVISORY ONE, INC. PRESIDENT direct 1993-08-01 2005-03-23
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) CHIEF FINANCIAL OFFICER direct 1998-07-01 2005-03-23
HAMILTON ADVISORS INC PRESIDENT direct 1981-01-01 2005-03-25
KETTLER JAMES ROBERT OWNER direct 1992-10-01 2005-03-25
DOWSE SECURITIES MANAGEMENT CORP PRESIDENT direct 1978-04-01 2005-03-28
SPECTRUM CAPITAL MANAGEMENT GENERAL PARTNER direct 1987-01-01 2005-03-28
FAGAN ASSOCIATES INC PRESIDENT direct 1989-08-01 2005-03-28
CARDINAL CAPITAL MANAGEMENT INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1992-01-01 2005-03-28
BUCKINGHAM CAPITAL MANAGEMENT INC PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR direct 1985-05-01 2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER indirect 1985-05-01 2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC CHAIRMAN direct 1988-08-01 2005-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF OPERATING OFFICER direct 1998-05-01 2005-03-30
STANLEY D J & CO INC PRESIDENT direct 1976-05-01 2005-03-31
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT & CHIEF LEGAL OFFICER direct 1995-07-01 2005-03-31
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-08-01 2005-03-31
REGISTER & AKERS INVESTMENTS, INC. VICE PRESIDENT direct 1997-04-01 2005-03-31
OCCAM CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 1998-07-01 2005-03-31
REAL ESTATE RESEARCH CORP CEO direct 1996-12-01 2005-04-08
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1988-01-01 2005-05-02
J. BUSH & CO., INCORPORATED CHAIRMAN, CHIEF EXECUTIVE OFFICER direct 1970-07-01 2005-05-06
J. BUSH & CO., INCORPORATED DIRECTOR direct 1997-10-01 2005-05-06
J. BUSH & CO., INCORPORATED SHAREHOLDER indirect 1997-10-01 2005-05-06
MBIA CAPITAL MANAGEMENT CORP. TREASURER AND DIRECTOR direct 1994-01-01 2005-05-13
MBIA CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR direct 1998-02-01 2005-05-13
FIRST WESTERN ADVISORS FINOPS PRINCIPAL direct 1997-10-01 2005-05-19
FIRST WESTERN ADVISORS VP/EXECUTIVE OFFICER direct 1997-10-01 2005-05-19
BORTHWICK ASSOCIATES, INC. SECRETARY/TREASURER direct 1982-01-01 2005-05-24
J. BUSH & CO., INCORPORATED PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER direct 1970-07-01 2005-06-06
FERGUSON INVESTMENT CONSULTANTS INC VICE PRESIDENT direct 1988-06-01 2005-06-14
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1992-07-01 2005-06-16
LEIST ALAN R PLANNING GROUP INC PRESIDENT indirect 1998-09-01 2005-06-20
LEIST ALAN R PLANNING GROUP INC PRESIDENT direct 1998-09-01 2005-06-20
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT direct 1993-04-01 2005-06-29
RUNDE $ CO INCORPORATED PRESIDENT direct 1992-11-01 2005-06-30
THE PEACH CORPORATION PRESIDENT direct 1996-01-01 2005-07-21
GALOVICH FINANCIAL PLANNING SERVICES INC COMPLIANCE OFFICER direct 1985-06-01 2005-08-03
JONAS BRITTAIN GLENN INC. PRESIDENT direct 1998-08-01 2005-08-15
HART ADVISERS INC CHAIRMAN/CEO direct 1987-12-01 2005-08-16
HART ADVISERS INC PRESIDENT AND COO direct 1987-12-01 2005-08-16
HART ADVISERS INC EXECUTIVE VICE PRESIDENT direct 1987-12-01 2005-08-16
KARK M Z & ASSOCIATES INC 97.5% SHAREHOLDER direct 1989-07-01 2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC PRESIDENT direct 1991-10-01 2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1991-10-01 2005-09-06
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 1998-05-01 2005-09-07
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2005-09-12
CHECK CAPITAL MANAGEMENT INC PRESIDENT direct 1990-01-01 2005-09-15
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1986-12-01 2005-09-16
STEPHENS INC. SHAREHOLDER COMMON A indirect 1988-01-01 2005-09-16
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR direct 1977-01-01 2005-09-20
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/CCO/PRESIDENT direct 1977-01-01 2005-09-20
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC. OWNER direct 1986-02-01 2005-09-21
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1992-07-01 2005-09-30
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY direct 1994-11-01 2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER indirect 1995-05-01 2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2005-10-14
REDSTONE CONSULTING LLC LIMITED PARTNER indirect 1998-08-01 2005-10-31
LINSCO/PRIVATE LEDGER CORP. DIRECTOR direct 1989-04-01 2005-11-29
PPS & V ASSET MANAGEMENT CONSULTANTS INC CHIEF COMPLIANCE OFFICER direct 1991-09-01 2005-12-05
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CCO direct 1978-08-01 2005-12-07
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY indirect 1998-09-01 2005-12-08
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY direct 1998-09-01 2005-12-08
MUHLENKAMP & CO INC DIRECTOR/PRESIDENT direct 1981-08-01 2005-12-20
MUHLENKAMP & CO INC DIRECTOR direct 1982-07-01 2005-12-20
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD direct 1990-05-01 2006-01-05
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1996-10-01 2006-01-05
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1990-05-01 2006-01-06
LANCZ ALAN B & ASSOCIATES INC CHIEF COMPLIANCE OFFICER direct 1985-03-01 2006-01-19
JONAS BRITTAIN GLENN INC. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 1998-08-01 2006-01-19
LATEEF MANAGEMENT ASSOCIATES GENERAL PARTNER direct 1974-01-01 2006-01-23
LATEEF MANAGEMENT ASSOCIATES GENERAL/LIMITED PARTNER direct 1994-01-01 2006-01-23
MOODY ALDRICH & SULLIVAN LLC MEMBER direct 1988-06-01 2006-01-27
MOODY ALDRICH & SULLIVAN LLC MEMBER direct 1992-12-01 2006-01-27
AMERICAN INVESTMENT SERVICES INC VICE PRESIDENT direct 1984-03-01 2006-02-01
HARRELL ROBERT INCORPORATED CHIEF EXECUTIVE OFFICER direct 1991-07-01 2006-02-01
HARRELL ROBERT INCORPORATED VICE PRESIDENT, SECRETARY, TREASURER direct 1991-07-01 2006-02-01
TREGER & ASSOCIATES LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 1992-08-01 2006-02-01
TREGER & ASSOCIATES LLC PRINCIPAL direct 1992-08-01 2006-02-01
NVNG INVESTMENTS INC CHIEF COMPLIANCE OFFICER direct 1994-01-01 2006-02-02
REAL ESTATE RESEARCH CORP CEO/CCO direct 1996-12-01 2006-02-08
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & CEO direct 1988-08-01 2006-02-10
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. PRESIDENT & COO direct 1990-12-01 2006-02-10
WHITEGATE INVESTMENT COUNSELORS INC SOLE SHAREHOLDER direct 1998-07-01 2006-02-10
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1996-12-01 2006-02-13
RANDALL PAUL MARTIN SOLE PROP direct 1992-12-01 2006-02-17
GALOVICH FINANCIAL PLANNING SERVICES INC CHIEF COMPLIANCE OFFICER direct 1985-06-01 2006-02-21
FINCH JAMES AUSTIN III PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 1994-12-01 2006-02-21
ADVISORY ONE, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-08-01 2006-03-01
DOWSE SECURITIES MANAGEMENT CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1978-04-01 2006-03-20
LEE KRASNER GROUP LTD PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER direct 1993-10-01 2006-03-20
MOODY INVESTMENT ADVISORS, INC. PRESIDENT AND COMPLIANCE OFFICER direct 1995-01-01 2006-03-20
RUNDE $ CO INCORPORATED VICE PRESIDENT direct 1992-11-01 2006-03-21
RUNDE & CO. LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1992-11-01 2006-03-21
VARIABLE ANNUITY LIFE INSURANCE CO PARENT COMPANY indirect 1969-01-01 2006-03-24
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT; CHIEF COMPLIANCE OFFICER direct 1994-10-01 2006-03-27
HAMILTON ADVISORS INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1981-01-01 2006-03-28
DFC FINANCIAL GROUP INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1983-01-01 2006-03-28
SPECTRUM CAPITAL MANAGEMENT GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1987-01-01 2006-03-28
OCCAM CAPITAL MANAGEMENT, LLC CEO/CCO/CFO/CLO direct 1998-07-01 2006-03-29
POPULAR SECURITIES, INC. PRESIDENT & CEO direct 1995-05-01 2006-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP CONSULTANT direct 1998-05-01 2006-03-30
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1983-03-01 2006-03-31
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A SHARES direct 1985-03-01 2006-03-31
BOXER LAURA JUDITH OWNER/CHIEF COMPLIANCE OFFICER direct 1986-01-01 2006-03-31
AMR INVESTMENT SERVICES, INC PRESIDENT & DIRECTOR direct 1986-11-01 2006-03-31
AMR INVESTMENT SERVICES, INC VICE PRESIDENT direct 1988-08-01 2006-03-31
FAGAN ASSOCIATES INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1989-08-01 2006-03-31
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CCO direct 1993-04-01 2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC. TREASURER direct 1994-06-01 2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2006-03-31
AMR INVESTMENT SERVICES, INC VICE PRESIDENT direct 1995-05-01 2006-03-31
AMR INVESTMENT SERVICES, INC TREASURER direct 1995-05-01 2006-03-31
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR, VICE PRESIDENT direct 1994-06-01 2006-04-22
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-05-15
PRIMEVEST FINANCIAL SERVICES, INC. ASST. SECRETARY direct 1998-04-01 2006-06-21
STEPHENS INC. TRUSTEE indirect 1985-01-01 2006-07-21
STEPHENS INC. TRUSTEE indirect 1995-03-01 2006-07-21
STEPHENS INC. SHAREHOLDER COMMON A indirect 1997-01-01 2006-07-21
STRAND, ATKINSON, WILLIAMS & YORK, INC. PRESIDENT AND CEO, UMPQUA HOLDINGS CORP. direct 1994-06-01 2006-10-02
STRAND, ATKINSON, WILLIAMS & YORK, INC. EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP direct 1997-11-01 2006-10-02
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-10-05
UVEST FINANCIAL SERVICES GROUP, INC. DIRECTOR direct 1996-03-01 2006-10-16
AMP CAPITAL REDDING INVESTORS (US) LIMITED MEMBER indirect 1998-11-01 2006-11-15
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2006-12-19
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-COMMON direct 1991-11-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1994-02-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-PREFERRED direct 1997-08-01 2007-02-02
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-01-01 2007-02-08
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/SECRETARY direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/CHAIRMAN EMERITUS direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1991-04-01 2007-02-09
A. G. EDWARDS & SONS, INC. CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT direct 1980-06-01 2007-02-16
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1994-01-01 2007-02-27
MAXWELL NOLL INC DIRECTOR direct 1988-07-01 2007-03-01
HART REALTY ADVISERS, INC. MANAGING PARTNER--INVESTMENT TRANSACTIONS direct 1987-12-01 2007-03-02
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2007-03-09
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-02-01 2007-03-23
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1975-07-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1987-05-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-09-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1997-04-01 2007-03-28
THE PORTOLA GROUP INC SHAREHOLDER direct 1997-06-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY PRESIDENT, INDIVIDUAL BUSINESS direct 1998-03-01 2007-03-28
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-05-01 2007-03-30
THE VARIABLE ANNUITY LIFE INSURANCE CO SHAREHOLDER indirect 1969-01-01 2007-04-02
GARNER ASSET MANAGEMENT COMPANY, LP PRESIDENT direct 1994-07-01 2007-04-02
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1983-08-01 2007-04-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1993-06-01 2007-04-25
WIDMANN, SIFF & CO., INC. SHAREHOLDER direct 1970-09-01 2007-05-10
GARRISON ASSET MANAGEMENT, LLC MINORITY OWNER direct 1994-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND HEAD TRADER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND PORTFOLIO MANAGER direct 1997-03-01 2007-06-01
DW HEALTHCARE MANAGEMENT II, LLC. MEMBER indirect 1998-04-01 2007-06-07
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-06-22
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
MAXWELL NOLL INC SHAREHOLDER direct 1988-07-01 2007-08-22
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1995-12-01 2007-11-06
THCP MANAGEMENT II, L.P. MEMBER indirect 1998-10-01 2008-01-04
D.J. ST. GERMAIN CO., INC. 5% OWNER direct 1982-01-01 2008-01-17
AMERVEST CO INC MANAGING DIRECTOR direct 1983-01-01 2008-02-08
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-05-01 2008-02-27
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1993-07-01 2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1992-01-01 2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-10-01 2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1996-09-01 2008-04-03
DELESSERT FINANCIAL SERVICES INC PRESIDENT, TREASURER AND CLERK direct 1994-04-01 2008-04-17
COMMONWEALTH ADVISORS INC PRESIDENT direct 1991-04-01 2008-06-02
COMMONWEALTH ADVISORS INC CONTROLLING SHAREHOLDER direct 1991-04-01 2008-06-02
DUNCAN-WILLIAMS, INC. 100% indirect 1993-06-01 2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1991-11-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR direct 1994-02-01 2008-06-18
CLARK FINANCIAL ADVISORS DIRECTOR direct 1983-11-01 2008-07-29
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 1995-12-01 2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. LIMITED PARTNER indirect 1996-01-01 2009-02-09
DUPREE & COMPANY, INC. SHAREHOLDER, DIRECTOR direct 1991-01-01 2009-02-11
LAFAYETTE INVESTMENTS, INC. SECRETARY/ DIRECTOR direct 1988-05-01 2009-03-17
CALTON & ASSOCIATES, INC. SECRETARY indirect 1989-03-01 2009-03-24
BUSH POLEN & ASSOCIATES INC PRESIDENT direct 1985-06-01 2009-03-26
BRIAUD FINANCIAL PLANNING INC PRESIDENT direct 1992-01-01 2009-03-27
CANTERBURY CONSULTING INCORPORATED ASSISTANT VICE PRESIDENT direct 1995-11-01 2009-05-12
CANTERBURY CONSULTING INCORPORATED VP/ DIRECTOR OF MANAGER SEARCH direct 1996-10-01 2009-05-12
COMMERCE BROKERAGE SERVICES, INC. SECRETARY direct 1996-02-01 2009-06-09
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1993-07-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR/EXECUTIVE VICE PRESIDENT direct 1996-10-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR direct 1998-02-01 2009-06-10
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER direct 1998-09-01 2009-07-01
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER indirect 1998-09-01 2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC. CORPORATE SECRETARY/REPRESENTATIVE direct 1998-08-01 2009-08-04
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2009-09-08
CERTIFIED PLANNERS INC SHAREHOLDER direct 1994-04-01 2009-12-10
D.J. ST. GERMAIN CO., INC. FIVE PERCENT PLUS OWNER direct 1982-01-01 2010-01-05
R.V. KUHNS & ASSOCIATES, INC. TREASURER direct 1986-01-01 2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD. CORPORATE SECRETARY direct 1997-09-01 2010-03-11
MISSOURI VALLEY PARTNERS, INC. SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD. indirect 1985-10-01 2010-03-25
KARK M Z & ASSOCIATES INC 92.3% SHAREHOLDER direct 1989-07-01 2010-03-25
KARK M Z & ASSOCIATES INC 99% SHAREHOLDER indirect 1993-09-01 2010-03-25
KARK M Z & ASSOCIATES INC 1% SHAREHOLDER indirect 1993-09-01 2010-03-25
INVESTMENT SCIENCES INC SHAREHOLDER direct 1969-12-01 2010-03-26
WHITNELL & CO SHAREHOLDER direct 1990-05-01 2010-03-31
FFR ADVISORY LLC MEMBER direct 1997-01-01 2010-03-31
HORSLEY BRIDGE PARTNERS LLC MEMBER direct 1997-03-01 2010-03-31
STANFORD ADVISORY GROUP, LLC MANAGING MEMBER direct 1992-10-01 2010-05-11
INVESTMENT PROFESSIONALS, INC. DIRECT OWNER direct 1995-05-01 2010-06-18
BAILARD BIEHL & KAISER INC SHAREHOLDER indirect 1972-03-01 2010-06-29
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2010-07-27
ALEX. BROWN REALTY, INC. SHAREHOLDER indirect 1992-03-01 2010-08-27
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1988-01-01 2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS OWNER indirect 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2010-10-22
JHS CAPITAL ADVISORS, INC. OWNER indirect 1997-05-01 2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP GENERAL PARTNER indirect 1997-08-01 2011-03-23
PARNASSUS INVESTMENTS OWNER direct 1998-04-01 2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC PRESIDENT direct 1997-04-01 2011-04-06
WS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 1997-01-01 2011-04-13
CLARK FINANCIAL SERVICES GROUP INC CHAIRMAN OF THE BOARD direct 1987-01-01 2011-05-02
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER / DIRECTOR direct 1988-05-01 2011-05-06
VAN BERKOM AND ASSOCIATES INC. HOLDING COMPANY direct 1991-07-01 2011-06-29
CS CAPITAL MANAGEMENT INC PRESIDENT direct 1993-12-01 2011-07-18
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR direct 1990-01-01 2011-07-29
VAN BERKOM AND ASSOCIATES INC. SECRETARY direct 1991-07-01 2011-08-02
UNITED AMERICAN SECURITIES, INC. SECRETARY direct 1987-10-01 2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT direct 1990-05-01 2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP direct 1997-06-01 2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC PRESIDENT direct 1995-08-01 2012-03-12
KMH WEALTH MANAGEMENT, LLC OWNER direct 1998-02-01 2012-03-21
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER direct 1988-05-01 2012-03-28
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2012-03-28
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02 direct 1981-03-01 2012-06-18
MOLUMPHY CAPITAL MANAGEMENT PRESIDENT direct 1988-09-01 2012-06-22
GURUN, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1986-03-01 2012-08-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE direct 1987-09-01 2012-09-21
PALADIN REALTY PARTNERS, LLC GENERAL PARTNER indirect 1998-02-01 2013-04-01
HALL CAPITAL PARTNERS LLC MEMBER CLASS B direct 1995-07-01 2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-08-01 2013-05-23
FTA PARTNERS, LLC TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS) indirect 1994-12-01 2013-09-10
FTA PARTNERS, LLC MANAGER (COMMON UNITS) indirect 1997-09-01 2013-09-10
WALL STREET ASSOCIATES SHAREHOLDER indirect 1991-05-01 2013-09-24
BOULDER INVESTMENT ADVISERS LLC TRUSTEE indirect 1994-11-01 2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1998-07-01 2013-12-18
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1974-01-01 2014-03-12
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1995-04-01 2014-03-27
HMS ADVISER LP SHAREHOLDER indirect 1989-12-01 2014-03-31
GENEVA CAPITAL MANAGEMENT LTD WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES direct 1998-04-01 2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1996-10-01 2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-06-01 2014-06-27
HART REALTY ADVISERS, INC. SENIOR MANAGING PARTNER direct 1987-12-01 2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC COMMON SHAREHOLDER direct 1998-07-01 2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC MAJORITY SHAREHOLDER direct 1998-07-01 2015-02-20
TRIUMPH ALTERNATIVES LLC CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST indirect 1993-01-01 2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED SHAREHOLDER direct 1975-06-01 2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNER indirect 1984-05-01 2015-03-31
HART REALTY ADVISERS, INC. CHAIRMAN direct 1987-12-01 2015-03-31
UNITED AMERICAN SECURITIES, INC. DIRECTOR direct 1987-10-01 2015-04-28
CALTON & ASSOCIATES, INC. SHAREHOLDER direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR direct 1987-11-01 2016-02-29
RAHN DAVID R & ASSOCIATES INC SHAREHOLDER direct 1993-02-01 2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER indirect 1997-03-01 2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER direct 1997-04-01 2016-03-30
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT direct 1981-03-01 2016-05-24
PCCP, LLC MEMBER indirect 1998-05-01 2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. SHAREHOLDER indirect 1982-11-01 2016-12-01
SUMMIT GLOBAL MANAGEMENT INC. LIVING TRUST direct 1994-11-01 2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC TRUSTEE indirect 1988-11-01 2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC OFFICER direct 1992-01-01 2017-02-27
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1998-01-01 2017-05-17
WALLACE R. WEITZ & COMPANY DIRECTOR direct 1983-03-01 2017-07-31
FIRST FINANCIAL EQUITY CORPORATION DIRECTOR OF TELECOMMUNICATIONS direct 1996-02-01 2017-08-01
ISHIGURO, JENNIFER, YAYOI CHIEF LEGAL OFFICER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP REAL ASSETS LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP LP CHIEF LEGAL OFFICER direct 2019-09-01
STEPSTONE GROUP REAL ESTATE LP CHIEF LEGAL OFFICER direct 2019-09-01
MCGUINNESS, JOHN, P CHIEF COMPLIANCE OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP REAL ASSETS LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
STEPSTONE GROUP REAL ESTATE LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
STEPSTONE GROUP LP CHIEF COMPLIANCE OFFICER direct 2019-06-01
ARGONAUT HOLDINGS, LLC PARTNER 10/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2007-10-01
MCCABE, MICHAEL, IGNATIUS PARTNER 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC PARTNER direct 2012-12-01
MENT, JASON, PAUL PRESIDENT AND CO-CHIEF OPERATING OFFICER, PARTNER 10/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SALOMON SMITH BARNEY VENTURE SERVICES, LLC CHIEF LEGAL OFFICER direct 2008-03-01
SSB PRIVATE MANAGEMENT, LLC CHIEF LEGAL OFFICER direct 2008-03-01
STEPSTONE GROUP LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2010-10-01
STEPSTONE GROUP REAL ASSETS LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2014-01-01
STEPSTONE GROUP REAL ESTATE LP PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2014-05-01
JEFFREY, DAVID, TIMOTHY PARTNER 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP PARTNER direct 2012-12-01
PCA ADVISORS, LLLP MANAGING PARTNER indirect 2006-04-01
PARISH CAPITAL ADVISORS, LLP MANAGING PARTNER direct 2008-03-01
BRADLEY, THOMAS, ALCOTT PARTNER 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC PARTNER direct 2012-12-01
KECK, THOMAS, PORTER HEAD OF PORTFOLIO MANAGEMENT, PARTNER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP TRUSTEE OF THOMAS KECK AND ANTOINETTE KECK TRUST direct 2002-02-01
STEPSTONE GROUP LP TRUSTEE indirect 2002-02-01
LEUCADIA CAPITAL PARTNERS, LLC CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
FERNANDEZ, JOSE, AGUSTIN CO-CHIEF OPERATING OFFICER, PARTNER 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC SENIOR VP, GENERAL COUNSEL direct 2004-09-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL direct 2005-01-01
PACIFIC CORPORATE GROUP LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2006-06-01
PCG INTERNATIONAL LLC GENERAL COUNSEL/ CHIEF COMPLIANCE OFFICER direct 2005-04-01
PCG INTERNATIONAL LLC SENIOR VICE PRESIDENT/GENERAL COUNSEL direct 2005-04-01
STEPSTONE GROUP LP TRUSTEE OF THE FERNANDEZ FAMILY TRUST direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LP TRUSTEE indirect 2008-01-01
BREM, MONTE, MACK CO-CHIEF EXECUTIVE OFFICER, PARTNER 03/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PACIFIC CORPORATE GROUP LLC MANAGING DIRECTOR direct 2005-01-01
PACIFIC CORPORATE GROUP LLC PRESIDENT direct 2005-01-01
PCG INTERNATIONAL LLC MEMBER indirect 2005-01-01
STEPSTONE GROUP LP CHIEF EXECUTIVE OFFICER, PARTNER direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF EXECUTIVE OFFICER, PARTNER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC MEMBER, CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2007-03-01
STEPSTONE GROUP LLC CHIEF EXECUTIVE OFFICER, PARTNER, DIRECTOR direct 2007-03-01
LEUCADIA CAPITAL PARTNERS, LLC CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2007-03-01
HART, SCOTT, WILLIAM CO-CHIEF EXECUTIVE OFFICER, PARTNER 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC MEMBER, SENIOR ASSOCIATE direct 2007-07-01
STEPSTONE GROUP LLC MEMBER, PRINCIPAL direct 2007-07-01
STEPSTONE GROUP HOLDINGS LLC GENERAL PARTNER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP GENERAL PARTNER direct 2013-01-01
STEPSTONE GROUP REAL ASSETS LP GENERAL PARTNER indirect 2014-01-01
STEPSTONE GROUP REAL ESTATE LP GENERAL PARTNER indirect 2014-05-01
SANFORD ENERGY, INC. LIMITED PARTNER 05/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LP LIMITED PARTNER direct 2019-05-01
MARUSZEWSKI, MARK PARTNER 01/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC DIRECTOR direct 2011-01-01
STEPSTONE GROUP LP PARTNER direct 2011-01-01
STEPSTONE GROUP LLC PARTNER, DIRECTOR direct 2011-01-01
RANDEL, JOHNNY, DALE CHIEF FINANCIAL OFFICER, PARTNER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
STEPSTONE GROUP LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2010-02-01
STEPSTONE GROUP LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2010-02-01
STEPSTONE GROUP REAL ASSETS LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2014-01-01
STEPSTONE GROUP REAL ESTATE LP PARTNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2014-05-01
THE FERNANDEZ FAMILY TRUST LIMITED PARTNERS 05/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BOBERSKI & CO PRESIDENT direct 1966-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
TYREE, DAVID W. PRESIDENT direct 1991-04-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
HONISS ROBIN OWNER direct 1993-01-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
SIFE DIRECTOR/OWNER direct 1995-12-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
FSC SECURITIES CORPORATION DIRECTOR/CHAIRMAN direct 1997-10-01 2000-12-15
J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR direct 1994-06-01 2002-01-23
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1983-03-01 2002-03-19
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST