SANFORD ADVISORY SERVICES, LLC

https://www.linkedin.com/in/lori-bumgart-0a819b13/ • PORTAGE, MI • Investment Advisor How do I update this listing?

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Sanford Advisory Services is based out of Portage. Sanford Advisory Services is a large advisory firm with 1114 clients and discretionary assets under management (AUM) of $936,529,701 (Form ADV from 2022-05-13). Their last reported 13F filing for Q2 2022 included $353,846,000 in managed 13F securities and a top 10 holdings concentration of 71.06%. Sanford Advisory Services's largest holding is iShares Core S&P 500 ETF- with shares held of 104,412. Whalewisdom has at least 7 13F filings

06/30/2022

13F Activity

  • Market Value $353.846 Million
  • Prior Market Value $366.948 Million
  • New Purchases14 stocks
  • Additional Purchases44 stocks
  • Sold out of11 stocks
  • Reduced holdings in32 stocks
  • Top 10 Holdings % 71.06 %
  • Turnover % [1]:21.93%
  • Turnover Alt % [2]: 15.82 %
  • Time Held Top20:4.55 quarters
  • Time Held Top10:4.40 quarters
  • Time Held All:4.98 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 7.62%
Performance Last 4 Quarters: -1.65%
Performance Metrics
Stats are not available for the latest quarter
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SANFORD ADVISORY
590 W. CENTRE AVENUE
PORTAGE MI    49024
Country: United States
Business Phone: 269-488-6900
Fax: 269-488-6100
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MI
Number of employees: 8
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 54,854,800
Total Number of Clients: 1114
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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SANFORD ADVISORY SERVICES, LLC

ownership team - last updated 2022-05-13
Name Title Start Date Direct/Indirect % Ownership
SANFORD, TODD, ARTHUR MANAGING MEMBER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-08-01
MERCER GLOBAL ADVISORS INC. PARENT COMPANY 04/01/2022 Direct 75% or more
Fund Name Position direct/indirect start date end date
REGENT WEALTH MANAGEMENT GROUP, INC. PURCHASER OF OPERATING ASSETS direct 2019-09-01
BUMGART, LORI, JO CHIEF COMPLIANCE OFFICER 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2020-10-01
KERSTETTER, BRENT, WALTER MEMBER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01
WILLIAMS, SCOTT, MICHAEL MEMBER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01

SANFORD ADVISORY SERVICES, LLC

ownership team - last updated 2022-03-27
Name Title Start Date Direct/Indirect % Ownership
SANFORD, TODD, ARTHUR MANAGING MEMBER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-08-01
BUMGART, LORI, JO CHIEF COMPLIANCE OFFICER 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2020-10-01
KERSTETTER, BRENT, WALTER MEMBER 08/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01
WILLIAMS, SCOTT, MICHAEL MEMBER 08/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01

SANFORD ADVISORY SERVICES, LLC

ownership team - last updated 2021-06-25
Name Title Start Date Direct/Indirect % Ownership
SANFORD, TODD, ARTHUR MANAGING MEMBER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-08-01
BUMGART, LORI, JO CHIEF COMPLIANCE OFFICER 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2020-10-01
KERSTETTER, BRENT, WALTER MEMBER 08/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01
WILLIAMS, SCOTT, MICHAEL MEMBER 08/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01

SANFORD ADVISORY SERVICES, LLC

ownership team - last updated 2021-02-25
Name Title Start Date Direct/Indirect % Ownership
SANFORD, TODD, ARTHUR MANAGING MEMBER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-08-01
BUMGART, LORI, JO CHIEF COMPLIANCE OFFICER 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2020-10-01
KERSTETTER, BRENT, WALTER MEMBER 08/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01
WILLIAMS, SCOTT, MICHAEL MEMBER 08/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01

SANFORD ADVISORY SERVICES, LLC

ownership team - last updated 2020-12-15
Name Title Start Date Direct/Indirect % Ownership
SANFORD, TODD, ARTHUR MANAGING MEMBER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-08-01
BUMGART, LORI, JO CHIEF COMPLIANCE OFFICER 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2020-10-01
KERSTETTER, BRENT, WALTER MEMBER 08/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01
WILLIAMS, SCOTT, MICHAEL MEMBER 08/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01

SANFORD ADVISORY SERVICES, LLC

ownership team - last updated 2011-03-31
Name Title Start Date Direct/Indirect % Ownership
SANFORD, TODD, ARTHUR MEMBER, CHIEF COMPLIANCE OFFICER 08/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-08-01
KERSTETTER, BRENT, WALTER MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01
WILLIAMS, SCOTT, MICHAEL MEMBER 08/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SANFORD ADVISORY SERVICES, LLC MEMBER direct 2009-08-01

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