CASTLE WEALTH MANAGEMENT LLC (P.F.S. Advisors)

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Castle Wealth Management LLC (p.f.s. Advisors) is based out of West Palm Beach,. Castle Wealth Management LLC (p.f.s. Advisors) is a large advisory firm with 237 clients and discretionary assets under management (AUM) of $407,038,482 (Form ADV from 2022-07-25). Their last reported 13F filing for Q2 2022 included $171,860,000 in managed 13F securities and a top 10 holdings concentration of 42.7%. Castle Wealth Management LLC (p.f.s. Advisors)'s largest holding is iShares Core S&P Mid-Cap ETF- with shares held of 52,771. Whalewisdom has at least 1 13F filings

06/30/2022

Top Sells (13F)

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06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 3.15%
Performance Last 4 Quarters: 0.0%
Performance Metrics
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

CASTLE WEALTH MANAGEMENT
201 ARKONA CT
WEST PALM BEACH FL    33401-7116
Country: United States
Business Phone: 561-686-9604
Fax: 561-584-5080
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: FL
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities: 308,067,000
Total Number of Clients: 237
Amount of client funds and securities by related persons: 11,234,400
Total Number of clients from related persons: 10
Disclosures:
Data above was derived from SEC filings.

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CASTLE WEALTH MANAGEMENT LLC

ownership team - last updated 2022-03-24
Name Title Start Date Direct/Indirect % Ownership
WORLEY, CHRISTINA, L CHIEF COMPLIANCE OFFICER 10/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. CHIEF COMPLIANCE OFFICER direct 1997-10-01
P.F.S. ADVISORS L.C. OPERATING MANAGER direct 1997-10-01 2003-11-19
P.F.S. ADVISORS L.C. MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-10-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
SELLARI, GARY, B. SECRETARY & TREASURER 10/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. SECRETARY & TREASURER direct 1997-10-01
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1974-01-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
GANNON, MELISSA, ANN FINANCIAL PLANNER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CASTLE WEALTH MANAGEMENT LLC FINANCIAL PLANNER direct 2016-01-01

CASTLE WEALTH MANAGEMENT LLC

ownership team - last updated 2021-08-20
Name Title Start Date Direct/Indirect % Ownership
WORLEY, CHRISTINA, L CHIEF COMPLIANCE OFFICER 10/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. CHIEF COMPLIANCE OFFICER direct 1997-10-01
P.F.S. ADVISORS L.C. OPERATING MANAGER direct 1997-10-01 2003-11-19
P.F.S. ADVISORS L.C. MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-10-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
SELLARI, GARY, B. SECRETARY & TREASURER 10/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. SECRETARY & TREASURER direct 1997-10-01
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1974-01-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
GANNON, MELISSA, ANN FINANCIAL PLANNER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CASTLE WEALTH MANAGEMENT LLC FINANCIAL PLANNER direct 2016-01-01

CASTLE WEALTH MANAGEMENT LLC

ownership team - last updated 2021-03-25
Name Title Start Date Direct/Indirect % Ownership
WORLEY, CHRISTINA, L CHIEF COMPLIANCE OFFICER 10/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. CHIEF COMPLIANCE OFFICER direct 1997-10-01
P.F.S. ADVISORS L.C. OPERATING MANAGER direct 1997-10-01 2003-11-19
P.F.S. ADVISORS L.C. MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-10-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
SELLARI, GARY, B. SECRETARY & TREASURER 10/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. SECRETARY & TREASURER direct 1997-10-01
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1974-01-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20

CASTLE WEALTH MANAGEMENT LLC

ownership team - last updated 2020-12-04
Name Title Start Date Direct/Indirect % Ownership
WORLEY, CHRISTINA, L CHIEF COMPLIANCE OFFICER 10/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. CHIEF COMPLIANCE OFFICER direct 1997-10-01
P.F.S. ADVISORS L.C. OPERATING MANAGER direct 1997-10-01 2003-11-19
P.F.S. ADVISORS L.C. MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-10-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
SELLARI, GARY, B. SECRETARY & TREASURER 10/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. SECRETARY & TREASURER direct 1997-10-01
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1974-01-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20

CASTLE WEALTH MANAGEMENT LLC

ownership team - last updated 2020-07-24
Name Title Start Date Direct/Indirect % Ownership
WORLEY, CHRISTINA, L CHIEF COMPLIANCE OFFICER 10/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. CHIEF COMPLIANCE OFFICER direct 1997-10-01
P.F.S. ADVISORS L.C. OPERATING MANAGER direct 1997-10-01 2003-11-19
P.F.S. ADVISORS L.C. MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-10-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
SELLARI, GARY, B. SECRETARY & TREASURER 10/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. SECRETARY & TREASURER direct 1997-10-01
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1974-01-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20

CASTLE WEALTH MANAGEMENT LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
WORLEY, CHRISTINA, L CHIEF COMPLIANCE OFFICER 10/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. CHIEF COMPLIANCE OFFICER direct 1997-10-01
P.F.S. ADVISORS L.C. OPERATING MANAGER direct 1997-10-01 2003-11-19
P.F.S. ADVISORS L.C. MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-10-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
SELLARI, GARY, B. SECRETARY & TREASURER 10/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. SECRETARY & TREASURER direct 1997-10-01
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1974-01-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20

CASTLE WEALTH MANAGEMENT LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

CASTLE WEALTH MANAGEMENT LLC

ownership team - last updated 2019-10-03
Name Title Start Date Direct/Indirect % Ownership
WORLEY, CHRISTINA, L CHIEF COMPLIANCE OFFICER 10/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. CHIEF COMPLIANCE OFFICER direct 1997-10-01
P.F.S. ADVISORS L.C. OPERATING MANAGER direct 1997-10-01 2003-11-19
P.F.S. ADVISORS L.C. MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-10-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
SELLARI, GARY, B. SECRETARY & TREASURER 10/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. SECRETARY & TREASURER direct 1997-10-01
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1974-01-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20

CASTLE WEALTH MANAGEMENT LLC

ownership team - last updated 2019-04-09
Name Title Start Date Direct/Indirect % Ownership
WORLEY, CHRISTINA, L CHIEF COMPLIANCE OFFICER 10/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. CHIEF COMPLIANCE OFFICER direct 1997-10-01
P.F.S. ADVISORS L.C. OPERATING MANAGER direct 1997-10-01 2003-11-19
P.F.S. ADVISORS L.C. MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-10-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
SELLARI, GARY, B. SECRETARY & TREASURER 10/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. SECRETARY & TREASURER direct 1997-10-01
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1974-01-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20

CASTLE WEALTH MANAGEMENT LLC

ownership team - last updated 2019-03-01
Name Title Start Date Direct/Indirect % Ownership
WORLEY, CHRISTINA, L CHIEF COMPLIANCE OFFICER 10/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. CHIEF COMPLIANCE OFFICER direct 1997-10-01
P.F.S. ADVISORS L.C. OPERATING MANAGER direct 1997-10-01 2003-11-19
P.F.S. ADVISORS L.C. MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-10-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
SELLARI, GARY, B. SECRETARY & TREASURER 10/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. SECRETARY & TREASURER direct 1997-10-01
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1974-01-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20

P.F.S. ADVISORS L.C.

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
WORLEY, CHRISTINA, L CHIEF COMPLIANCE OFFICER 10/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. CHIEF COMPLIANCE OFFICER direct 1997-10-01
P.F.S. ADVISORS L.C. OPERATING MANAGER direct 1997-10-01 2003-11-19
P.F.S. ADVISORS L.C. MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1997-10-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20
SELLARI, GARY, B. SECRETARY & TREASURER 10/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
P.F.S. ADVISORS L.C. SECRETARY & TREASURER direct 1997-10-01
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1974-01-01 2007-02-15
P.F.S. ADVISORS L.C. SHAREHOLDER indirect 1997-10-01 2009-11-20

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