HBC FINANCIAL SERVICES, PLLC

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HBC Financial Services, P is based out of Seattle. HBC Financial Services, P is a large advisory firm with 262 clients and discretionary assets under management (AUM) of $448,379,817 (Form ADV from 2022-02-02). Their last reported 13F filing for Q2 2022 included $128,702,000 in managed 13F securities and a top 10 holdings concentration of 90.4%. HBC Financial Services, P's largest holding is iShares Russell 1000 ETF- with shares held of 170,166. Whalewisdom has at least 13 13F filings

06/30/2022

13F Activity

  • Market Value $128.702 Million
  • Prior Market Value $138.485 Million
  • New Purchases15 stocks
  • Additional Purchases34 stocks
  • Sold out of9 stocks
  • Reduced holdings in21 stocks
  • Top 10 Holdings % 90.40 %
  • Turnover % [1]:12.83%
  • Turnover Alt % [2]: 1.28 %
  • Time Held Top20:7.30 quarters
  • Time Held Top10:7.00 quarters
  • Time Held All:7.01 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 6.62%
Performance Last 4 Quarters: -2.89%
Performance Metrics
Stats are not available for the latest quarter
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

HBC FINANCIAL SERVICES, PLLC
1200 WESTLAKE AVE N, STE 902
SEATTLE WA    98109-3529
Country: United States
Business Phone: 206-548-5000
Fax: 206-545-6915
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: WA
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 262
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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Insider Transactions in the past year

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HBC FINANCIAL SERVICES, PLLC

ownership team - last updated 2022-02-02
Name Title Start Date Direct/Indirect % Ownership
CLAYPOOL, JAMES, B. MEMBER 01/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2005-01-01
GUARD, JAMES, DAYTON MEMBER AND CHIEF COMPLIANCE OFFICER 12/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2012-12-01
HBC FINANCIAL SERVICES, PLLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2014-12-01
Niess, Janon, Lee MEMBER 01/01/2021 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2021-01-01

HBC FINANCIAL SERVICES, PLLC

ownership team - last updated 2021-03-01
Name Title Start Date Direct/Indirect % Ownership
CLAYPOOL, JAMES, B. MEMBER 01/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2005-01-01
GUARD, JAMES, DAYTON MEMBER AND CHIEF COMPLIANCE OFFICER 12/01/2014 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2012-12-01
HBC FINANCIAL SERVICES, PLLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2014-12-01
Niess, Janon, Lee MEMBER 01/01/2021 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2021-01-01

HBC FINANCIAL SERVICES, PLLC

ownership team - last updated 2020-06-26
Name Title Start Date Direct/Indirect % Ownership
CLAYPOOL, JAMES, B. MEMBER 01/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2005-01-01
GUARD, JAMES, DAYTON MEMBER AND CHIEF COMPLIANCE OFFICER 12/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2012-12-01
HBC FINANCIAL SERVICES, PLLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2014-12-01

HBC FINANCIAL SERVICES, PLLC

ownership team - last updated 2020-02-08
Name Title Start Date Direct/Indirect % Ownership

HBC FINANCIAL SERVICES, PLLC

ownership team - last updated 2019-02-06
Name Title Start Date Direct/Indirect % Ownership
CLAYPOOL, JAMES, B. MEMBER 01/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2005-01-01
GUARD, JAMES, DAYTON MEMBER AND CHIEF COMPLIANCE OFFICER 12/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2012-12-01
HBC FINANCIAL SERVICES, PLLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2014-12-01

HBC FINANCIAL SERVICES, PLLC

ownership team - last updated 2017-01-31
Name Title Start Date Direct/Indirect % Ownership
HARRISON, DAVID, RUSSELL MEMBER 01/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2001-01-01
CLAYPOOL, JAMES, B. MEMBER 01/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2005-01-01
GUARD, JAMES, DAYTON MEMBER AND CHIEF COMPLIANCE OFFICER 12/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HBC FINANCIAL SERVICES, PLLC MEMBER direct 2012-12-01
HBC FINANCIAL SERVICES, PLLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2014-12-01

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