FSM WEALTH ADVISORS, LLC

http://www.fsmwealthadvisors.com • CLEVELAND, OH • Investment Advisor How do I update this listing?

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FSM Wealth Advisors is based out of Cleveland. FSM Wealth Advisors is a large advisory firm with 131 clients and discretionary assets under management (AUM) of $372,793,119 (Form ADV from 2022-07-31). Their last reported 13F filing for Q2 2022 included $101,009,000 in managed 13F securities and a top 10 holdings concentration of 32.9%. FSM Wealth Advisors's largest holding is VANGUARD TOTAL STOCK MARKET INDEX FUND-ETF Shares with shares held of 25,432. Whalewisdom has at least 1 13F filings

06/30/2022

Top Sells (13F)

  • Name% Change

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 4.8%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

JOURNEY WEALTH MANAGEMENT
22901 MILLCREEK BLVD. SUITE 225
CLEVELAND OH    44122
Country: United States
Business Phone: 216-916-8424
Fax: 216-468-1351
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: OH
Number of employees: 9
Other Business Activities: accountant or accounting firm
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 209,936,000
Total Number of Clients: 131
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

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FSM WEALTH ADVISORS, LLC

ownership team - last updated 2022-03-11
Name Title Start Date Direct/Indirect % Ownership
HIGGINS, ROSEANN CHIEF COMPLIANCE OFFICER 10/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
HERITAGE WEALTH MANAGEMENT INC. CCO direct 2021-04-01
LIGHTNER, DAVID, ALAN CEO 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRWAY SPORTS MANAGEMENT, LLC MEMBER direct 2007-06-01
MCCORMACK ADVISORS INTERNATIONAL LLC DIRECTOR OF CLIENT GROUP direct 2000-10-01 2002-03-11
MCCORMACK ADVISORS INTERNATIONAL LLC EXECUTIVE COMMITTEE MEMBER direct 2002-10-01 2003-05-02
FAIRWAY SPORTS MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01 2007-07-25
MACLAREN, LAUREN, IRENE PARTNER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01
JOURNEY WEALTH MANAGEMENT OWNER 01/01/2021 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC OWNER direct 2021-01-01
FRANZ, PETER, R PARTNER JOURNEY WEALTH MANAGEMENT 01/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC PARTNER indirect 2021-01-01
MACLAREN, LAUREN, IRENE PARTNER JOURNEY WEALTH MANAGEMENT 01/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01
GLIHA, TERENCE, JAMES PARTNER JOURNEY WEALTH MANAGEMENT 01/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC PARTNER indirect 2021-01-01

FSM WEALTH ADVISORS, LLC

ownership team - last updated 2021-10-13
Name Title Start Date Direct/Indirect % Ownership
HIGGINS, ROSEANN CHIEF COMPLIANCE OFFICER 10/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
HERITAGE WEALTH MANAGEMENT INC. CCO direct 2021-04-01
LIGHTNER, DAVID, ALAN CEO 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRWAY SPORTS MANAGEMENT, LLC MEMBER direct 2007-06-01
MCCORMACK ADVISORS INTERNATIONAL LLC DIRECTOR OF CLIENT GROUP direct 2000-10-01 2002-03-11
MCCORMACK ADVISORS INTERNATIONAL LLC EXECUTIVE COMMITTEE MEMBER direct 2002-10-01 2003-05-02
FAIRWAY SPORTS MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01 2007-07-25
MACLAREN, LAUREN, IRENE PARTNER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01
JOURNEY WEALTH MANAGEMENT OWNER 01/01/2021 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC OWNER direct 2021-01-01
FRANZ, PETER, R PARTNER JOURNEY WEALTH MANAGEMENT 01/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC PARTNER indirect 2021-01-01
MACLAREN, LAUREN, IRENE PARTNER JOURNEY WEALTH MANAGEMENT 01/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01
GLIHA, TERENCE, JAMES PARTNER JOURNEY WEALTH MANAGEMENT 01/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC PARTNER indirect 2021-01-01

FSM WEALTH ADVISORS, LLC

ownership team - last updated 2021-02-12
Name Title Start Date Direct/Indirect % Ownership
LIGHTNER, DAVID, ALAN CEO 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRWAY SPORTS MANAGEMENT, LLC MEMBER direct 2007-06-01
MCCORMACK ADVISORS INTERNATIONAL LLC DIRECTOR OF CLIENT GROUP direct 2000-10-01 2002-03-11
MCCORMACK ADVISORS INTERNATIONAL LLC EXECUTIVE COMMITTEE MEMBER direct 2002-10-01 2003-05-02
FAIRWAY SPORTS MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01 2007-07-25
MACLAREN, LAUREN, IRENE CCO 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01
JOURNEY WEALTH MANAGEMENT OWNER 01/01/2021 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC OWNER direct 2021-01-01
FRANZ, PETER, R PARTNER JOURNEY WEALTH MANAGEMENT 01/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC PARTNER indirect 2021-01-01
MACLAREN, LAUREN, IRENE PARTNER JOURNEY WEALTH MANAGEMENT 01/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01
GLIHA, TERENCE, JAMES PARTNER JOURNEY WEALTH MANAGEMENT 01/01/2021 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC PARTNER indirect 2021-01-01

FSM WEALTH ADVISORS, LLC

ownership team - last updated 2020-10-19
Name Title Start Date Direct/Indirect % Ownership
LIGHTNER, DAVID, ALAN CEO 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRWAY SPORTS MANAGEMENT, LLC MEMBER direct 2007-06-01
MCCORMACK ADVISORS INTERNATIONAL LLC DIRECTOR OF CLIENT GROUP direct 2000-10-01 2002-03-11
MCCORMACK ADVISORS INTERNATIONAL LLC EXECUTIVE COMMITTEE MEMBER direct 2002-10-01 2003-05-02
FAIRWAY SPORTS MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01 2007-07-25
MACLAREN, LAUREN, IRENE CCO 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01

FSM WEALTH ADVISORS, LLC

ownership team - last updated 2020-06-16
Name Title Start Date Direct/Indirect % Ownership
LIGHTNER, DAVID, ALAN CEO 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRWAY SPORTS MANAGEMENT, LLC MEMBER direct 2007-06-01
MCCORMACK ADVISORS INTERNATIONAL LLC DIRECTOR OF CLIENT GROUP direct 2000-10-01 2002-03-11
MCCORMACK ADVISORS INTERNATIONAL LLC EXECUTIVE COMMITTEE MEMBER direct 2002-10-01 2003-05-02
FAIRWAY SPORTS MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01 2007-07-25
MACLAREN, LAUREN, IRENE CCO 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01

FSM WEALTH ADVISORS, LLC

ownership team - last updated 2020-03-19
Name Title Start Date Direct/Indirect % Ownership

FSM WEALTH ADVISORS, LLC

ownership team - last updated 2019-12-09
Name Title Start Date Direct/Indirect % Ownership
LIGHTNER, DAVID, ALAN CEO 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRWAY SPORTS MANAGEMENT, LLC MEMBER direct 2007-06-01
MCCORMACK ADVISORS INTERNATIONAL LLC DIRECTOR OF CLIENT GROUP direct 2000-10-01 2002-03-11
MCCORMACK ADVISORS INTERNATIONAL LLC EXECUTIVE COMMITTEE MEMBER direct 2002-10-01 2003-05-02
FAIRWAY SPORTS MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01 2007-07-25
MACLAREN, LAUREN, IRENE CCO 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01

FSM WEALTH ADVISORS, LLC

ownership team - last updated 2019-06-24
Name Title Start Date Direct/Indirect % Ownership
LIGHTNER, DAVID, ALAN CEO 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRWAY SPORTS MANAGEMENT, LLC MEMBER direct 2007-06-01
MCCORMACK ADVISORS INTERNATIONAL LLC DIRECTOR OF CLIENT GROUP direct 2000-10-01 2002-03-11
MCCORMACK ADVISORS INTERNATIONAL LLC EXECUTIVE COMMITTEE MEMBER direct 2002-10-01 2003-05-02
FAIRWAY SPORTS MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01 2007-07-25
MACLAREN, LAUREN, IRENE CCO 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01

FSM WEALTH ADVISORS, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
LIGHTNER, DAVID, ALAN CEO 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRWAY SPORTS MANAGEMENT, LLC MEMBER direct 2007-06-01
MCCORMACK ADVISORS INTERNATIONAL LLC DIRECTOR OF CLIENT GROUP direct 2000-10-01 2002-03-11
MCCORMACK ADVISORS INTERNATIONAL LLC EXECUTIVE COMMITTEE MEMBER direct 2002-10-01 2003-05-02
FAIRWAY SPORTS MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01 2007-07-25
MACLAREN, LAUREN, IRENE CCO 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FSM WEALTH ADVISORS, LLC CCO direct 2019-02-01

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