FIRST NATIONAL ADVISERS, LLC

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First National Advisers is based out of Omaha. First National Advisers is a large advisory firm with 1452 clients and discretionary assets under management (AUM) of $1,069,846,852 (Form ADV from 2022-06-09). Their last reported 13F filing for Q2 2022 included $48,190,000 in managed 13F securities and a top 10 holdings concentration of 30.64%. First National Advisers's largest holding is Apple Inc with shares held of 22,529. Whalewisdom has at least 1 13F filings

06/30/2022

Top Sells (13F)

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06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 5.48%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter
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View Last Form Adv Compilation Report on Record

FIRST NATIONAL ADVISERS, LLC
14010 FNB PARKWAY STOP 8121
OMAHA NE    68154
Country: United States
Business Phone: 402-602-3424
Fax: 402-938-5228
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: NE
Number of employees: 15
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 1452
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (1),11.D (2),11.D (4)
Data above was derived from SEC filings.

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FIRST NATIONAL ADVISERS, LLC

ownership team - last updated 2022-06-09
Name Title Start Date Direct/Indirect % Ownership
ALANIZ, LORENZO, ERIC CHIEF COMPLIANCE OFFICER 02/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF COMPLIANCE OFFICER direct 2006-10-01
AUMAN, STACY, ALAN DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC DIRECTOR, INVESTMENT MANAGEMENT direct 2012-02-01
FIRST NATIONAL ADVISERS, LLC DIRECTOR direct 2015-07-01
FIRST NATIONAL BANK OF OMAHA MEMBER 07/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC OWNER direct 2010-05-01
TRIBUTARY CAPITAL MANAGEMENT, LLC MEMBER direct 2010-05-01
FIRST NATIONAL BANK OF OMAHA DIRECT indirect 2010-09-01
FIRST NATIONAL BANK OF OMAHA DIRECT direct 2010-09-01
FIRST NATIONAL ADVISERS, LLC MEMBER direct 2015-07-01
FIRST NATIONAL ADVISERS, LLC DIRECT direct 2015-07-01
SPIELER, KURTIS, DEENE DIRECTOR 05/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR direct 2006-09-01
FIRST NATIONAL BANK OF OMAHA VICE PRESIDENT, INVESTMENT MANAGEMENT direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA CHIEF INVESTMENT OFFICER direct 2005-03-01
FIRST NATIONAL BANK (FORT COLLINS) MANAGING DIRECTOR direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA MANAGING DIRECTOR, INVESTMENT MANAGEMENT direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA PRESIDENT direct 2011-08-01
FIRST NATIONAL OF NEBRASKA, INC. SHAREHOLDER - COMMON FIRST NATIONAL BANK OF OMAHA 01/01/1969 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 1995-01-01
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 2010-05-01
FIRST NATIONAL CAPITAL MARKETS, INC. DIRECT OWNER indirect 2007-04-01
FIRST NATIONAL BANK OF OMAHA SHAREHOLDER - COMMON indirect 1969-01-01
FIRST NATIONAL BANK (FORT COLLINS) SHAREHOLDER - COMMON indirect 1995-01-01
FIRST NATIONAL ADVISERS, LLC SHAREHOLDER - COMMON indirect 1969-01-01

FIRST NATIONAL ADVISERS, LLC

ownership team - last updated 2022-03-23
Name Title Start Date Direct/Indirect % Ownership
ALANIZ, LORENZO, ERIC CHIEF COMPLIANCE OFFICER 02/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAUER CAPTAIN & JOHNSON, INC. CHIEF COMPLIANCE OFFICER direct 2006-10-01
AUMAN, STACY, ALAN DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC DIRECTOR, INVESTMENT MANAGEMENT direct 2012-02-01
FIRST NATIONAL ADVISERS, LLC DIRECTOR direct 2015-07-01
FIRST NATIONAL BANK OF OMAHA MEMBER 07/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC OWNER direct 2010-05-01
TRIBUTARY CAPITAL MANAGEMENT, LLC MEMBER direct 2010-05-01
FIRST NATIONAL BANK OF OMAHA DIRECT indirect 2010-09-01
FIRST NATIONAL BANK OF OMAHA DIRECT direct 2010-09-01
FIRST NATIONAL ADVISERS, LLC MEMBER direct 2015-07-01
FIRST NATIONAL ADVISERS, LLC DIRECT direct 2015-07-01
SPIELER, KURTIS, DEENE DIRECTOR 05/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR direct 2006-09-01
FIRST NATIONAL BANK OF OMAHA VICE PRESIDENT, INVESTMENT MANAGEMENT direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA CHIEF INVESTMENT OFFICER direct 2005-03-01
FIRST NATIONAL BANK (FORT COLLINS) MANAGING DIRECTOR direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA MANAGING DIRECTOR, INVESTMENT MANAGEMENT direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA PRESIDENT direct 2011-08-01
FIRST NATIONAL OF NEBRASKA, INC. SHAREHOLDER - COMMON FIRST NATIONAL BANK OF OMAHA 01/01/1969 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 1995-01-01
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 2010-05-01
FIRST NATIONAL CAPITAL MARKETS, INC. DIRECT OWNER indirect 2007-04-01
FIRST NATIONAL BANK OF OMAHA SHAREHOLDER - COMMON indirect 1969-01-01
FIRST NATIONAL BANK (FORT COLLINS) SHAREHOLDER - COMMON indirect 1995-01-01
FIRST NATIONAL ADVISERS, LLC SHAREHOLDER - COMMON indirect 1969-01-01

FIRST NATIONAL ADVISERS, LLC

ownership team - last updated 2021-08-26
Name Title Start Date Direct/Indirect % Ownership
RICHTER, CHARLES, HENRY CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FENIMORE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2004-11-01
AUMAN, STACY, ALAN DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC DIRECTOR, INVESTMENT MANAGEMENT direct 2012-02-01
FIRST NATIONAL ADVISERS, LLC DIRECTOR direct 2015-07-01
FIRST NATIONAL BANK OF OMAHA MEMBER 07/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC OWNER direct 2010-05-01
TRIBUTARY CAPITAL MANAGEMENT, LLC MEMBER direct 2010-05-01
FIRST NATIONAL BANK OF OMAHA DIRECT indirect 2010-09-01
FIRST NATIONAL BANK OF OMAHA DIRECT direct 2010-09-01
FIRST NATIONAL ADVISERS, LLC MEMBER direct 2015-07-01
FIRST NATIONAL ADVISERS, LLC DIRECT direct 2015-07-01
SPIELER, KURTIS, DEENE DIRECTOR 05/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR direct 2006-09-01
FIRST NATIONAL BANK OF OMAHA VICE PRESIDENT, INVESTMENT MANAGEMENT direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA CHIEF INVESTMENT OFFICER direct 2005-03-01
FIRST NATIONAL BANK (FORT COLLINS) MANAGING DIRECTOR direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA MANAGING DIRECTOR, INVESTMENT MANAGEMENT direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA PRESIDENT direct 2011-08-01
FIRST NATIONAL OF NEBRASKA, INC. SHAREHOLDER - COMMON FIRST NATIONAL BANK OF OMAHA 01/01/1969 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 1995-01-01
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 2010-05-01
FIRST NATIONAL CAPITAL MARKETS, INC. DIRECT OWNER indirect 2007-04-01
FIRST NATIONAL BANK OF OMAHA SHAREHOLDER - COMMON indirect 1969-01-01
FIRST NATIONAL BANK (FORT COLLINS) SHAREHOLDER - COMMON indirect 1995-01-01
FIRST NATIONAL ADVISERS, LLC SHAREHOLDER - COMMON indirect 1969-01-01

FIRST NATIONAL ADVISERS, LLC

ownership team - last updated 2021-05-28
Name Title Start Date Direct/Indirect % Ownership
RICHTER, CHARLES, HENRY CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FENIMORE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2004-11-01
AUMAN, STACY, ALAN DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC DIRECTOR, INVESTMENT MANAGEMENT direct 2012-02-01
FIRST NATIONAL ADVISERS, LLC DIRECTOR direct 2015-07-01
FIRST NATIONAL BANK OF OMAHA MEMBER 07/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC OWNER direct 2010-05-01
TRIBUTARY CAPITAL MANAGEMENT, LLC MEMBER direct 2010-05-01
FIRST NATIONAL BANK OF OMAHA DIRECT indirect 2010-09-01
FIRST NATIONAL BANK OF OMAHA DIRECT direct 2010-09-01
FIRST NATIONAL ADVISERS, LLC MEMBER direct 2015-07-01
FIRST NATIONAL ADVISERS, LLC DIRECT direct 2015-07-01
SPIELER, KURTIS, DEENE DIRECTOR 05/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC MANAGING DIRECTOR direct 2006-09-01
FIRST NATIONAL BANK OF OMAHA VICE PRESIDENT, INVESTMENT MANAGEMENT direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA CHIEF INVESTMENT OFFICER direct 2005-03-01
FIRST NATIONAL BANK (FORT COLLINS) MANAGING DIRECTOR direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA MANAGING DIRECTOR, INVESTMENT MANAGEMENT direct 2005-03-01
FIRST NATIONAL BANK OF OMAHA PRESIDENT direct 2011-08-01
FIRST NATIONAL OF NEBRASKA, INC. SHAREHOLDER - COMMON FIRST NATIONAL BANK OF OMAHA 01/01/1969 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 1995-01-01
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 2010-05-01
FIRST NATIONAL CAPITAL MARKETS, INC. DIRECT OWNER indirect 2007-04-01
FIRST NATIONAL BANK OF OMAHA SHAREHOLDER - COMMON indirect 1969-01-01
FIRST NATIONAL BANK (FORT COLLINS) SHAREHOLDER - COMMON indirect 1995-01-01
FIRST NATIONAL ADVISERS, LLC SHAREHOLDER - COMMON indirect 1969-01-01

FIRST NATIONAL ADVISERS, LLC

ownership team - last updated 2021-02-26
Name Title Start Date Direct/Indirect % Ownership
RICHTER, CHARLES, HENRY CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FENIMORE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2004-11-01
ENGELMANN, RICHARD, ALVIN PORTFOLIO MANAGER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC PORTFOLIO MANAGER, INVESTMENT MANAGEMENT direct 2009-05-01
FIRST NATIONAL ADVISERS, LLC PORTFOLIO MANAGER direct 2015-07-01
AUMAN, STACY, ALAN DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC DIRECTOR, INVESTMENT MANAGEMENT direct 2012-02-01
FIRST NATIONAL ADVISERS, LLC DIRECTOR direct 2015-07-01
FIRST NATIONAL BANK OF OMAHA MEMBER 07/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC OWNER direct 2010-05-01
TRIBUTARY CAPITAL MANAGEMENT, LLC MEMBER direct 2010-05-01
FIRST NATIONAL BANK OF OMAHA DIRECT indirect 2010-09-01
FIRST NATIONAL BANK OF OMAHA DIRECT direct 2010-09-01
FIRST NATIONAL ADVISERS, LLC MEMBER direct 2015-07-01
FIRST NATIONAL ADVISERS, LLC DIRECT direct 2015-07-01
FIRST NATIONAL OF NEBRASKA, INC. SHAREHOLDER - COMMON FIRST NATIONAL BANK OF OMAHA 01/01/1969 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 1995-01-01
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 2010-05-01
FIRST NATIONAL CAPITAL MARKETS, INC. DIRECT OWNER indirect 2007-04-01
FIRST NATIONAL BANK OF OMAHA SHAREHOLDER - COMMON indirect 1969-01-01
FIRST NATIONAL BANK (FORT COLLINS) SHAREHOLDER - COMMON indirect 1995-01-01
FIRST NATIONAL ADVISERS, LLC SHAREHOLDER - COMMON indirect 1969-01-01

FIRST NATIONAL ADVISERS, LLC

ownership team - last updated 2020-06-24
Name Title Start Date Direct/Indirect % Ownership
RICHTER, CHARLES, HENRY CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FENIMORE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2004-11-01
ENGELMANN, RICHARD, ALVIN PORTFOLIO MANAGER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC PORTFOLIO MANAGER, INVESTMENT MANAGEMENT direct 2009-05-01
FIRST NATIONAL ADVISERS, LLC PORTFOLIO MANAGER direct 2015-07-01
AUMAN, STACY, ALAN DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC DIRECTOR, INVESTMENT MANAGEMENT direct 2012-02-01
FIRST NATIONAL ADVISERS, LLC DIRECTOR direct 2015-07-01
FIRST NATIONAL BANK OF OMAHA MEMBER 07/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC OWNER direct 2010-05-01
TRIBUTARY CAPITAL MANAGEMENT, LLC MEMBER direct 2010-05-01
FIRST NATIONAL BANK OF OMAHA DIRECT indirect 2010-09-01
FIRST NATIONAL BANK OF OMAHA DIRECT direct 2010-09-01
FIRST NATIONAL ADVISERS, LLC MEMBER direct 2015-07-01
FIRST NATIONAL ADVISERS, LLC DIRECT direct 2015-07-01
FIRST NATIONAL OF NEBRASKA, INC. SHAREHOLDER - COMMON FIRST NATIONAL BANK OF OMAHA 01/01/1969 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 1995-01-01
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 2010-05-01
FIRST NATIONAL CAPITAL MARKETS, INC. DIRECT OWNER indirect 2007-04-01
FIRST NATIONAL BANK OF OMAHA SHAREHOLDER - COMMON indirect 1969-01-01
FIRST NATIONAL BANK (FORT COLLINS) SHAREHOLDER - COMMON indirect 1995-01-01
FIRST NATIONAL ADVISERS, LLC SHAREHOLDER - COMMON indirect 1969-01-01

FIRST NATIONAL ADVISERS, LLC

ownership team - last updated 2020-03-19
Name Title Start Date Direct/Indirect % Ownership

FIRST NATIONAL ADVISERS, LLC

ownership team - last updated 2019-07-31
Name Title Start Date Direct/Indirect % Ownership
RICHTER, CHARLES, HENRY CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FENIMORE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2004-11-01
ENGELMANN, RICHARD, ALVIN PORTFOLIO MANAGER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC PORTFOLIO MANAGER, INVESTMENT MANAGEMENT direct 2009-05-01
FIRST NATIONAL ADVISERS, LLC PORTFOLIO MANAGER direct 2015-07-01
AUMAN, STACY, ALAN DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC DIRECTOR, INVESTMENT MANAGEMENT direct 2012-02-01
FIRST NATIONAL ADVISERS, LLC DIRECTOR direct 2015-07-01
FIRST NATIONAL BANK OF OMAHA MEMBER 07/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC OWNER direct 2010-05-01
TRIBUTARY CAPITAL MANAGEMENT, LLC MEMBER direct 2010-05-01
FIRST NATIONAL BANK OF OMAHA DIRECT indirect 2010-09-01
FIRST NATIONAL BANK OF OMAHA DIRECT direct 2010-09-01
FIRST NATIONAL ADVISERS, LLC MEMBER direct 2015-07-01
FIRST NATIONAL ADVISERS, LLC DIRECT direct 2015-07-01
FIRST NATIONAL OF NEBRASKA, INC. SHAREHOLDER - COMMON FIRST NATIONAL BANK OF OMAHA 01/01/1969 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 1995-01-01
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 2010-05-01
FIRST NATIONAL CAPITAL MARKETS, INC. DIRECT OWNER indirect 2007-04-01
FIRST NATIONAL BANK OF OMAHA SHAREHOLDER - COMMON indirect 1969-01-01
FIRST NATIONAL BANK (FORT COLLINS) SHAREHOLDER - COMMON indirect 1995-01-01
FIRST NATIONAL ADVISERS, LLC SHAREHOLDER - COMMON indirect 1969-01-01

FIRST NATIONAL ADVISERS, LLC

ownership team - last updated 2019-01-31
Name Title Start Date Direct/Indirect % Ownership
RICHTER, CHARLES, HENRY CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FENIMORE ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2004-11-01
ENGELMANN, RICHARD, ALVIN PORTFOLIO MANAGER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC PORTFOLIO MANAGER, INVESTMENT MANAGEMENT direct 2009-05-01
FIRST NATIONAL ADVISERS, LLC PORTFOLIO MANAGER direct 2015-07-01
AUMAN, STACY, ALAN DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC DIRECTOR, INVESTMENT MANAGEMENT direct 2012-02-01
FIRST NATIONAL ADVISERS, LLC DIRECTOR direct 2015-07-01
FIRST NATIONAL BANK OF OMAHA MEMBER 07/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC OWNER direct 2010-05-01
TRIBUTARY CAPITAL MANAGEMENT, LLC MEMBER direct 2010-05-01
FIRST NATIONAL BANK OF OMAHA DIRECT indirect 2010-09-01
FIRST NATIONAL BANK OF OMAHA DIRECT direct 2010-09-01
FIRST NATIONAL ADVISERS, LLC MEMBER direct 2015-07-01
FIRST NATIONAL ADVISERS, LLC DIRECT direct 2015-07-01
FIRST NATIONAL OF NEBRASKA, INC. SHAREHOLDER - COMMON FIRST NATIONAL BANK OF OMAHA 01/01/1969 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 1995-01-01
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 2010-05-01
FIRST NATIONAL CAPITAL MARKETS, INC. DIRECT OWNER indirect 2007-04-01
FIRST NATIONAL BANK OF OMAHA SHAREHOLDER - COMMON indirect 1969-01-01
FIRST NATIONAL BANK (FORT COLLINS) SHAREHOLDER - COMMON indirect 1995-01-01
FIRST NATIONAL ADVISERS, LLC SHAREHOLDER - COMMON indirect 1969-01-01

FIRST NATIONAL ADVISERS, LLC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
ENGELMANN, RICHARD, ALVIN PORTFOLIO MANAGER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC PORTFOLIO MANAGER, INVESTMENT MANAGEMENT direct 2009-05-01
FIRST NATIONAL ADVISERS, LLC PORTFOLIO MANAGER direct 2015-07-01
AUMAN, STACY, ALAN DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL ADVISERS, LLC DIRECTOR, INVESTMENT MANAGEMENT direct 2012-02-01
FIRST NATIONAL ADVISERS, LLC DIRECTOR direct 2015-07-01
FIRST NATIONAL BANK OF OMAHA MEMBER 07/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC OWNER direct 2010-05-01
TRIBUTARY CAPITAL MANAGEMENT, LLC MEMBER direct 2010-05-01
FIRST NATIONAL BANK OF OMAHA DIRECT indirect 2010-09-01
FIRST NATIONAL BANK OF OMAHA DIRECT direct 2010-09-01
FIRST NATIONAL ADVISERS, LLC MEMBER direct 2015-07-01
FIRST NATIONAL ADVISERS, LLC DIRECT direct 2015-07-01
HOFFMAN, DOUGLAS, EDWARD CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRST NATIONAL BANK OF OMAHA CHIEF COMPLIANCE OFFICER direct 2007-03-01
TRIBUTARY CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2010-05-01
FIRST NATIONAL BANK OF OMAHA CHIEF COMPLIANCE OFFICER direct 2011-08-01
FIRST NATIONAL ADVISERS, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
FIRST NATIONAL OF NEBRASKA, INC. SHAREHOLDER - COMMON FIRST NATIONAL BANK OF OMAHA 01/01/1969 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 1995-01-01
TRIBUTARY CAPITAL MANAGEMENT, LLC SHAREHOLDER - COMMON indirect 2010-05-01
FIRST NATIONAL CAPITAL MARKETS, INC. DIRECT OWNER indirect 2007-04-01
FIRST NATIONAL BANK OF OMAHA SHAREHOLDER - COMMON indirect 1969-01-01
FIRST NATIONAL BANK (FORT COLLINS) SHAREHOLDER - COMMON indirect 1995-01-01
FIRST NATIONAL ADVISERS, LLC SHAREHOLDER - COMMON indirect 1969-01-01

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