CARTICA MANAGEMENT, LLC

HTTPS://WWW.CARTICA.COM • WASHINGTON, DC • Investment Advisor • Hedge Fund • Activist Investor How do I update this listing?

Download 13F Summary Create Email Alert

Subscription Required

Equal-WT
WhaleScore 2.0 ?

80

S&P 500
WhaleScore ?

Subscription Required

Original
WhaleScore ?

Cartica Management is based out of Washington. Cartica Management is a hedge fund with 2 clients and discretionary assets under management (AUM) of $875,574,957 (Form ADV from 2022-08-01). Their last reported 13F filing for Q2 2022 included $257,656,000 in managed 13F securities and a top 10 holdings concentration of 83.27%. Cartica Management's largest holding is Alibaba Group Holding Ltd ADR with shares held of 248,900. Cartica Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 36 13F filings, and 3 13D filings

06/30/2022

13F Activity

  • Market Value $257.656 Million
  • Prior Market Value $348.779 Million
  • New Purchases2 stocks
  • Additional Purchases4 stocks
  • Sold out of0 stocks
  • Reduced holdings in4 stocks
  • Top 10 Holdings % 83.27 %
  • Turnover % [1]:12.50%
  • Turnover Alt % [2]: 9.42 %
  • Time Held Top20:4.69 quarters
  • Time Held Top10:3.70 quarters
  • Time Held All:4.69 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 13.71%
Performance Last 4 Quarters: -46.28%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Click to See Additional Filters

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

CARTICA MANAGEMENT, LLC
Classified as Hedge Fund
1775 EYE STREET, N.W. SUITE 900
WASHINGTON DC    20006
Country: United States
Business Phone: 202-367-3015
Fax: 202-367-3001
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 25
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 875,575,000
Total Number of Clients: 2
Amount of client funds and securities by related persons: 875,575,000
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

CARTICA MANAGEMENT, LLC

ownership team - last updated 2022-03-29
Name Title Start Date Direct/Indirect % Ownership
RICHARDS, DAPHNE, LOUISE INDEPENDENT DIRECTOR 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2015-06-01
SJQ CARTICA LLC MEMBER 09/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC OWNER direct 2009-09-01
CARTICA MANAGEMENT, LLC MEMBER direct 2009-09-01
QUAMME, STEVEN, JEROME PRESIDENT, CHIEF OPERATING OFFICER & MEMBER 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01
BARGER, TERESA, CLARE CEO & MEMBER 12/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CEO direct 2007-12-01
CARTICA MANAGEMENT, LLC CEO & MEMBER direct 2007-12-01
ALEJOS, ROSA, EMILIA CHIEF INVESTMENT OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRADEWINDS GLOBAL INVESTORS, LLC CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR direct 2012-03-01
TRADEWINDS GLOBAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST direct 2012-03-01
KHAMBATA, FARIDA CHIEF STRATEGIST 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF STRATEGIST direct 2009-09-01
NUECHTERLEIN, JEFFREY, DONALD INDEPENDENT DIRECTOR 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2013-03-01
Krentzman, Elizabeth, R. INDEPENDENT DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2017-01-01
VERSACE, KIMBERLY, MARIE CHIEF COMPLIANCE OFFICER 08/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2021-08-01
QUAMME, STEVEN, JEROME OWNER & MANAGING MEMBER SJQ CARTICA LLC 09/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARTICA INVESTORS II, LP United States 805-2601584606 Hedge Fund 370,621,556 0
CARTICA INVESTORS, L.P. Cayman Islands 805-5014199276 Hedge Fund 504,953,401 10,000,000

CARTICA MANAGEMENT, LLC

ownership team - last updated 2021-09-20
Name Title Start Date Direct/Indirect % Ownership
RICHARDS, DAPHNE, LOUISE INDEPENDENT DIRECTOR 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2015-06-01
SJQ CARTICA LLC MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC OWNER direct 2009-09-01
CARTICA MANAGEMENT, LLC MEMBER direct 2009-09-01
QUAMME, STEVEN, JEROME SENIOR MANAGING DIRECTOR, PRESIDENT 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01
BARGER, TERESA, CLARE CEO & MEMBER 12/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CEO direct 2007-12-01
CARTICA MANAGEMENT, LLC CEO & MEMBER direct 2007-12-01
ALEJOS, ROSA, EMILIA CHIEF INVESTMENT OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRADEWINDS GLOBAL INVESTORS, LLC CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR direct 2012-03-01
TRADEWINDS GLOBAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST direct 2012-03-01
KHAMBATA, FARIDA CHIEF STRATEGIST 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF STRATEGIST direct 2009-09-01
NUECHTERLEIN, JEFFREY, DONALD INDEPENDENT DIRECTOR 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2013-03-01
Krentzman, Elizabeth, R. INDEPENDENT DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2017-01-01
VERSACE, KIMBERLY, MARIE CHIEF COMPLIANCE OFFICER 08/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2021-08-01
QUAMME, STEVEN, JEROME OWNER & MANAGING MEMBER SJQ CARTICA LLC 09/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARTICA INVESTORS II, LP United States 805-2601584606 Hedge Fund 519,723,612 0
CARTICA INVESTORS, L.P. Cayman Islands 805-5014199276 Hedge Fund 497,349,723 10,000,000

CARTICA MANAGEMENT, LLC

ownership team - last updated 2021-03-23
Name Title Start Date Direct/Indirect % Ownership
RICHARDS, DAPHNE, LOUISE INDEPENDENT DIRECTOR 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2015-06-01
SJQ CARTICA LLC MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC OWNER direct 2009-09-01
CARTICA MANAGEMENT, LLC MEMBER direct 2009-09-01
QUAMME, STEVEN, JEROME SENIOR MANAGING DIRECTOR, PRESIDENT 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01
BARGER, TERESA, CLARE CEO & MEMBER 12/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CEO direct 2007-12-01
CARTICA MANAGEMENT, LLC CEO & MEMBER direct 2007-12-01
ALEJOS, ROSA, EMILIA CHIEF INVESTMENT OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRADEWINDS GLOBAL INVESTORS, LLC CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR direct 2012-03-01
TRADEWINDS GLOBAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST direct 2012-03-01
KHAMBATA, FARIDA CHIEF STRATEGIST 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF STRATEGIST direct 2009-09-01
NUECHTERLEIN, JEFFREY, DONALD INDEPENDENT DIRECTOR 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2013-03-01
Krentzman, Elizabeth, R. INDEPENDENT DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2017-01-01
SPEARS, JASON, CORDELL CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2019-03-01
QUAMME, STEVEN, JEROME OWNER & MANAGING MEMBER SJQ CARTICA LLC 09/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARTICA INVESTORS II, LP United States 805-2601584606 Hedge Fund 519,723,612 0
CARTICA INVESTORS, L.P. Cayman Islands 805-5014199276 Hedge Fund 497,349,723 10,000,000

CARTICA MANAGEMENT, LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARTICA INVESTORS II, LP United States 805-2601584606 Hedge Fund 353,841,321 0
CARTICA INVESTORS, L.P. Cayman Islands 805-5014199276 Hedge Fund 863,330,494 10,000,000
CARTICA CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-8721761217 Hedge Fund 5,055,584 5,000,000 Master Fund
CARTICA CORPORATE GOVERNANCE FUND, L.P. United States 805-2701843800 Other Private Fund LONG ONLY EM EQUITIES 18,978,277 0

CARTICA MANAGEMENT, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
COAD, CHAD, BRIAN CHIEF OPERATING OFFICER 11/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
CARTICA MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2012-11-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER direct 2012-11-01
RICHARDS, DAPHNE, LOUISE INDEPENDENT DIRECTOR 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2015-06-01
SJQ CARTICA LLC MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC OWNER direct 2009-09-01
CARTICA MANAGEMENT, LLC MEMBER direct 2009-09-01
QUAMME, STEVEN, JEROME SENIOR MANAGING DIRECTOR, PRESIDENT 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01
BARGER, TERESA, CLARE CEO & MEMBER 12/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CEO direct 2007-12-01
CARTICA MANAGEMENT, LLC CEO & MEMBER direct 2007-12-01
ALEJOS, ROSA, EMILIA CHIEF INVESTMENT OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRADEWINDS GLOBAL INVESTORS, LLC CO-CHIEF INVESTMENT OFFICER, EQUITY ANALYST, PORTFOLIO MANAGER, EXECUTIVE MANAGING DIRECTOR direct 2012-03-01
TRADEWINDS GLOBAL INVESTORS, LLC EXECUTIVE MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER AND EQUITY ANALYST direct 2012-03-01
KHAMBATA, FARIDA CHIEF STRATEGIST 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF STRATEGIST direct 2009-09-01
NUECHTERLEIN, JEFFREY, DONALD INDEPENDENT DIRECTOR 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2013-03-01
Krentzman, Elizabeth, R. INDEPENDENT DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2017-01-01
SPEARS, JASON, CORDELL CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2019-03-01
QUAMME, STEVEN, JEROME OWNER & MANAGING MEMBER SJQ CARTICA LLC 09/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARTICA INVESTORS II, LP United States 805-2601584606 Hedge Fund 337,279,300 0
CARTICA CAPITAL PARTNERS (CAYMAN), LTD. Cayman Islands 805-6584673781 Hedge Fund 814,685,901 10,000,000 Feeder Fund
CARTICA INVESTORS, L.P. Cayman Islands 805-5014199276 Hedge Fund 1,146,809,227 10,000,000
CARTICA CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-8721761217 Hedge Fund 821,405,163 5,000,000 Master Fund
CARTICA CORPORATE GOVERNANCE FUND, L.P. United States 805-2701843800 Other Private Fund LONG ONLY EM EQUITIES 466,825,162 0

CARTICA MANAGEMENT, LLC

ownership team - last updated 2018-12-14
Name Title Start Date Direct/Indirect % Ownership
COAD, CHAD, BRIAN CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 11/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
CARTICA MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2012-11-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER direct 2012-11-01
RICHARDS, DAPHNE, LOUISE INDEPENDENT DIRECTOR 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2015-06-01
SJQ CARTICA LLC MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC OWNER direct 2009-09-01
CARTICA MANAGEMENT, LLC MEMBER direct 2009-09-01
QUAMME, STEVEN, JEROME SENIOR MANAGING DIRECTOR 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01
BARGER, TERESA, CLARE CEO & MEMBER 12/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CEO direct 2007-12-01
CARTICA MANAGEMENT, LLC CEO & MEMBER direct 2007-12-01
KHAMBATA, FARIDA CHIEF STRATEGIST 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF STRATEGIST direct 2009-09-01
NUECHTERLEIN, JEFFREY, DONALD INDEPENDENT DIRECTOR 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2013-03-01
Krentzman, Elizabeth, R. INDEPENDENT DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2017-01-01
QUAMME, STEVEN, JEROME OWNER & MANAGING MEMBER SJQ CARTICA LLC 09/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARTICA INVESTORS II, LP United States 805-2601584606 Hedge Fund 402,176,498 0
CARTICA CAPITAL PARTNERS (CAYMAN), LTD. Cayman Islands 805-6584673781 Hedge Fund 1,223,523,179 10,000,000 Feeder Fund
CARTICA INVESTORS, L.P. Cayman Islands 805-5014199276 Hedge Fund 1,153,839,051 10,000,000
CARTICA CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-8721761217 Hedge Fund 1,231,917,289 5,000,000 Master Fund
CARTICA CORPORATE GOVERNANCE FUND, L.P. United States 805-2701843800 Other Private Fund LONG ONLY EM EQUITIES 564,910,259 0

CARTICA MANAGEMENT, LLC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
COAD, CHAD, BRIAN CHIEF OPERATING OFFICER 11/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
CARTICA MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2012-11-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER direct 2012-11-01
RICHARDS, DAPHNE, LOUISE INDEPENDENT DIRECTOR 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2015-06-01
SJQ CARTICA LLC MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC OWNER direct 2009-09-01
CARTICA MANAGEMENT, LLC MEMBER direct 2009-09-01
QUAMME, STEVEN, JEROME SENIOR MANAGING DIRECTOR 12/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01
BARGER, TERESA, CLARE CEO & MEMBER 12/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CEO direct 2007-12-01
CARTICA MANAGEMENT, LLC CEO & MEMBER direct 2007-12-01
DELITTLE, LETTICE, EMILY CHIEF COMPLIANCE OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
KHAMBATA, FARIDA CHIEF STRATEGIST 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC CHIEF STRATEGIST direct 2009-09-01
NUECHTERLEIN, JEFFREY, DONALD INDEPENDENT DIRECTOR 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2013-03-01
Krentzman, Elizabeth, R. INDEPENDENT DIRECTOR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARTICA MANAGEMENT, LLC INDEPENDENT DIRECTOR direct 2017-01-01
QUAMME, STEVEN, JEROME OWNER & MANAGING MEMBER SJQ CARTICA LLC 09/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
MMP CAPITAL ADVISORS, L.P. MANAGER/MEMBER indirect 2003-01-01
MMP CAPITAL ADVISORS, L.P. MANAGER, MILESTONE, G.P. LLC direct 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER/MEMBER indirect 2003-01-01
MILESTONE CAPITAL MANAGEMENT I,L.P. MANAGER, MILESTONE, G.P., LLC direct 2003-01-01
MILESTONE CAPITAL ADVISORS, LLC PARTNER direct 2005-05-01
BLACKSTREET CAPITAL ADVISORS, LLC MEMBER direct 2005-05-01
BREEDEN CAPITAL MANAGEMENT LLC MEMBER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC MANAGER direct 2005-11-01
BREEDEN CAPITAL MANAGEMENT LLC COO direct 2005-11-01
CARTICA MANAGEMENT, LLC COO direct 2007-12-01
CARTICA MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-12-01
CARTICA MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2007-12-01
CARTICA MANAGEMENT, LLC OWNER indirect 2009-09-01
CARTICA MANAGEMENT, LLC OWNER & MANAGING MEMBER indirect 2009-09-01
BLACKSTREET CAPITAL ADVISORS II, LLC MEMBER direct 2005-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARTICA INVESTORS II, LP United States 805-2601584606 Hedge Fund 292,399,464 0
CARTICA CAPITAL PARTNERS (CAYMAN), LTD. Cayman Islands 805-6584673781 Hedge Fund 873,455,416 10,000,000 Feeder Fund
CARTICA INVESTORS, L.P. Cayman Islands 805-5014199276 Hedge Fund 836,989,898 10,000,000
CARTICA CAPITAL PARTNERS MASTER, L.P. Cayman Islands 805-8721761217 Hedge Fund 877,733,146 5,000,000 Master Fund
CARTICA CORPORATE GOVERNANCE FUND, L.P. United States 805-2701843800 Hedge Fund 410,819,261 0

WhaleScore history for CARTICA MANAGEMENT, LLC

You must have a subscription to view WhaleScore histories

Elevate your investments