AMERICAN CAPITAL MANAGEMENT INC

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American Capital Management is based out of New York. American Capital Management is a large advisory firm with 328 clients and discretionary assets under management (AUM) of $3,531,668,104 (Form ADV from 2022-06-29). Their last reported 13F filing for Q2 2022 included $2,668,335,000 in managed 13F securities and a top 10 holdings concentration of 47.99%. American Capital Management's largest holding is Fortinet Inc with shares held of 3,704,441. American Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 80 13F filings, and 9 13G filings

06/30/2022

13F Activity

  • Market Value $2.668 Billion
  • Prior Market Value $3.391 Billion
  • New Purchases1 stock
  • Additional Purchases29 stocks
  • Sold out of3 stocks
  • Reduced holdings in26 stocks
  • Top 10 Holdings % 47.99 %
  • Turnover % [1]:6.35%
  • Turnover Alt % [2]: 2.26 %
  • Time Held Top20:27.70 quarters
  • Time Held Top10:16.10 quarters
  • Time Held All:35.57 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 12.75%
Performance Last 4 Quarters: -18.3%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

AMERICAN CAPITAL MANAGEMENT INC
575 LEXINGTON AVENUE 30TH FLOOR
NEW YORK NY    10022-3212
Country: United States
Business Phone: 212-344-3300
Fax: 212-658-9693
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NY
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 328
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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Insider Transactions in the past year

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AMERICAN CAPITAL MANAGEMENT INC

ownership team - last updated 2022-06-29
Name Title Start Date Direct/Indirect % Ownership
MEAGHER, MICHAEL, JOSEPH MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EUROPEAN INVESTORS INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER OF EII CAPITAL MANAGEMENT, INC. AND EII MFM LLC direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
MCRAE, MARY CATHERINE EXECUTIVE VICE PRESIDENT 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GAMBLE, KRISTIN SENIOR MANAGING DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLOOD GAMBLE ASSOCIATES INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1984-09-01
AMERICAN CAPITAL MANAGEMENT INC SENIOR MANAGING DIRECTOR direct 2015-12-01
FLOOD GAMBLE ASSOCIATES INC PRESIDENT direct 1984-09-01 2005-03-21
VAIL, THOMAS, WELLS MANAGING DIRECTOR 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 2007-08-01
LAVALLE BROTHERS DYNASTY FBO DAVID M. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LAVALLE BROTHERS DYNASTY TRUST FBO MICHAEL P. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LA VALLE, JR., LUKE, PAUL PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER 01/01/1980 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, INVESTMENT OFFICER direct 1980-01-01
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR direct 1980-01-01 2005-05-04
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1980-01-01 2010-06-16
LONGLEVENS, LLC SHAREHOLDER 08/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC SHAREHOLDER direct 2014-08-01
LA VALLE, DAVID, MARK MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER 09/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2010-05-01

AMERICAN CAPITAL MANAGEMENT INC

ownership team - last updated 2021-06-24
Name Title Start Date Direct/Indirect % Ownership
MEAGHER, MICHAEL, JOSEPH MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EUROPEAN INVESTORS INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER OF EII CAPITAL MANAGEMENT, INC. AND EII MFM LLC direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
MCRAE, MARY CATHERINE EXECUTIVE VICE PRESIDENT 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GAMBLE, KRISTIN SENIOR MANAGING DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLOOD GAMBLE ASSOCIATES INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1984-09-01
AMERICAN CAPITAL MANAGEMENT INC SENIOR MANAGING DIRECTOR direct 2015-12-01
FLOOD GAMBLE ASSOCIATES INC PRESIDENT direct 1984-09-01 2005-03-21
VAIL, THOMAS, WELLS MANAGING DIRECTOR 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 2007-08-01
LAVALLE BROTHERS DYNASTY FBO DAVID M. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LAVALLE BROTHERS DYNASTY TRUST FBO MICHAEL P. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LA VALLE, JR., LUKE, PAUL PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER 01/01/1980 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, INVESTMENT OFFICER direct 1980-01-01
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR direct 1980-01-01 2005-05-04
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1980-01-01 2010-06-16
LONGLEVENS, LLC SHAREHOLDER 08/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC SHAREHOLDER direct 2014-08-01
LA VALLE, DAVID, MARK MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER 09/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2010-05-01
BARZ, GRAYDON DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2017-03-01
CANEPA U.S., LLC CHIEF RISK OFFICER direct 2013-07-01

AMERICAN CAPITAL MANAGEMENT INC

ownership team - last updated 2021-01-04
Name Title Start Date Direct/Indirect % Ownership
MEAGHER, MICHAEL, JOSEPH MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EUROPEAN INVESTORS INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER OF EII CAPITAL MANAGEMENT, INC. AND EII MFM LLC direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
MCRAE, MARY CATHERINE EXECUTIVE VICE PRESIDENT 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GAMBLE, KRISTIN SENIOR MANAGING DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLOOD GAMBLE ASSOCIATES INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1984-09-01
AMERICAN CAPITAL MANAGEMENT INC SENIOR MANAGING DIRECTOR direct 2015-12-01
FLOOD GAMBLE ASSOCIATES INC PRESIDENT direct 1984-09-01 2005-03-21
VAIL, THOMAS, WELLS MANAGING DIRECTOR 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 2007-08-01
LAVALLE BROTHERS DYNASTY FBO DAVID M. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LAVALLE BROTHERS DYNASTY TRUST FBO MICHAEL P. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LA VALLE, JR., LUKE, PAUL PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER 01/01/1980 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, INVESTMENT OFFICER direct 1980-01-01
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR direct 1980-01-01 2005-05-04
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1980-01-01 2010-06-16
LONGLEVENS, LLC SHAREHOLDER 08/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC SHAREHOLDER direct 2014-08-01
LA VALLE, DAVID, MARK MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER 09/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2010-05-01
BARZ, GRAYDON DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2017-03-01
CANEPA U.S., LLC CHIEF RISK OFFICER direct 2013-07-01

AMERICAN CAPITAL MANAGEMENT INC

ownership team - last updated 2020-07-29
Name Title Start Date Direct/Indirect % Ownership
MEAGHER, MICHAEL, JOSEPH MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EUROPEAN INVESTORS INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER OF EII CAPITAL MANAGEMENT, INC. AND EII MFM LLC direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
MCRAE, MARY CATHERINE EXECUTIVE VICE PRESIDENT 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GAMBLE, KRISTIN SENIOR MANAGING DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLOOD GAMBLE ASSOCIATES INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1984-09-01
AMERICAN CAPITAL MANAGEMENT INC SENIOR MANAGING DIRECTOR direct 2015-12-01
FLOOD GAMBLE ASSOCIATES INC PRESIDENT direct 1984-09-01 2005-03-21
VAIL, THOMAS, WELLS MANAGING DIRECTOR 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 2007-08-01
LAVALLE BROTHERS DYNASTY FBO DAVID M. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LAVALLE BROTHERS DYNASTY TRUST FBO MICHAEL P. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LA VALLE, JR., LUKE, PAUL PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER 01/01/1980 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, INVESTMENT OFFICER direct 1980-01-01
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR direct 1980-01-01 2005-05-04
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1980-01-01 2010-06-16
LONGLEVENS, LLC SHAREHOLDER 08/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC SHAREHOLDER direct 2014-08-01
LA VALLE, MICHAEL, PATRICK MANAGING DIRECTOR 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2014-10-01
LA VALLE, DAVID, MARK MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER 09/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2010-05-01
BARZ, GRAYDON DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2017-03-01
CANEPA U.S., LLC CHIEF RISK OFFICER direct 2013-07-01

AMERICAN CAPITAL MANAGEMENT INC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
MEAGHER, MICHAEL, JOSEPH MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EUROPEAN INVESTORS INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER OF EII CAPITAL MANAGEMENT, INC. AND EII MFM LLC direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
MCRAE, MARY CATHERINE EXECUTIVE VICE PRESIDENT 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GAMBLE, KRISTIN SENIOR MANAGING DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLOOD GAMBLE ASSOCIATES INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1984-09-01
AMERICAN CAPITAL MANAGEMENT INC SENIOR MANAGING DIRECTOR direct 2015-12-01
FLOOD GAMBLE ASSOCIATES INC PRESIDENT direct 1984-09-01 2005-03-21
VAIL, THOMAS, WELLS MANAGING DIRECTOR 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 2007-08-01
LAVALLE BROTHERS DYNASTY FBO DAVID M. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LAVALLE BROTHERS DYNASTY TRUST FBO MICHAEL P. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LA VALLE, JR., LUKE, PAUL PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER 01/01/1980 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, INVESTMENT OFFICER direct 1980-01-01
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR direct 1980-01-01 2005-05-04
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1980-01-01 2010-06-16
LONGLEVENS, LLC SHAREHOLDER 08/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC SHAREHOLDER direct 2014-08-01
LA VALLE, MICHAEL, PATRICK MANAGING DIRECTOR 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2014-10-01
LA VALLE, DAVID, MARK MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER 09/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2010-05-01
BARZ, GRAYDON DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2017-03-01
CANEPA U.S., LLC CHIEF RISK OFFICER direct 2013-07-01

AMERICAN CAPITAL MANAGEMENT INC

ownership team - last updated 2019-10-31
Name Title Start Date Direct/Indirect % Ownership
MEAGHER, MICHAEL, JOSEPH MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EUROPEAN INVESTORS INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER OF EII CAPITAL MANAGEMENT, INC. AND EII MFM LLC direct 2004-05-01
EII CAPITAL MANAGEMENT, INC. SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
EII REALTY SECURITIES INC SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-05-01
MCRAE, MARY CATHERINE EXECUTIVE VICE PRESIDENT 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GAMBLE, KRISTIN SENIOR MANAGING DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLOOD GAMBLE ASSOCIATES INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1984-09-01
AMERICAN CAPITAL MANAGEMENT INC SENIOR MANAGING DIRECTOR direct 2015-12-01
FLOOD GAMBLE ASSOCIATES INC PRESIDENT direct 1984-09-01 2005-03-21
VAIL, THOMAS, WELLS MANAGING DIRECTOR 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 2007-08-01
LAVALLE BROTHERS DYNASTY FBO DAVID M. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LAVALLE BROTHERS DYNASTY TRUST FBO MICHAEL P. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LA VALLE, JR., LUKE, PAUL PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER 01/01/1980 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, INVESTMENT OFFICER direct 1980-01-01
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR direct 1980-01-01 2005-05-04
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1980-01-01 2010-06-16
LONGLEVENS, LLC SHAREHOLDER 08/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC SHAREHOLDER direct 2014-08-01
LA VALLE, MICHAEL, PATRICK MANAGING DIRECTOR 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2014-10-01
LA VALLE, DAVID, MARK MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER 09/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2010-05-01
BARZ, GRAYDON DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2017-03-01
CANEPA U.S., LLC CHIEF RISK OFFICER direct 2013-07-01

AMERICAN CAPITAL MANAGEMENT INC

ownership team - last updated 2019-06-27
Name Title Start Date Direct/Indirect % Ownership
MCRAE, MARY CATHERINE EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GAMBLE, KRISTIN SENIOR MANAGING DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLOOD GAMBLE ASSOCIATES INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1984-09-01
AMERICAN CAPITAL MANAGEMENT INC SENIOR MANAGING DIRECTOR direct 2015-12-01
FLOOD GAMBLE ASSOCIATES INC PRESIDENT direct 1984-09-01 2005-03-21
VAIL, THOMAS, WELLS MANAGING DIRECTOR 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 2007-08-01
LAVALLE BROTHERS DYNASTY FBO DAVID M. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LAVALLE BROTHERS DYNASTY TRUST FBO MICHAEL P. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LA VALLE, JR., LUKE, PAUL PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER 01/01/1980 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, INVESTMENT OFFICER direct 1980-01-01
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR direct 1980-01-01 2005-05-04
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1980-01-01 2010-06-16
LONGLEVENS, LLC SHAREHOLDER 08/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC SHAREHOLDER direct 2014-08-01
LA VALLE, MICHAEL, PATRICK MANAGING DIRECTOR 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2014-10-01
LA VALLE, DAVID, MARK MANAGING DIRECTOR, CO-CHIEF INVESTMENT OFFICER 09/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2010-05-01
BARZ, GRAYDON DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2017-03-01
CANEPA U.S., LLC CHIEF RISK OFFICER direct 2013-07-01

AMERICAN CAPITAL MANAGEMENT INC

ownership team - last updated 2018-06-27
Name Title Start Date Direct/Indirect % Ownership
MCRAE, MARY CATHERINE EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GAMBLE, KRISTIN SENIOR MANAGING DIRECTOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FLOOD GAMBLE ASSOCIATES INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1984-09-01
AMERICAN CAPITAL MANAGEMENT INC SENIOR MANAGING DIRECTOR direct 2015-12-01
FLOOD GAMBLE ASSOCIATES INC PRESIDENT direct 1984-09-01 2005-03-21
VAIL, THOMAS, WELLS MANAGING DIRECTOR 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 2007-08-01
LAVALLE BROTHERS DYNASTY FBO DAVID M. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LAVALLE BROTHERS DYNASTY TRUST FBO MICHAEL P. LAVALLE ANN W. LAVALLE, TRUSTEE 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC ANN W. LAVALLE, TRUSTEE direct 2016-03-01
LA VALLE, JR., LUKE, PAUL PRESIDENT, DIRECTOR, INVESTMENT OFFICER 01/01/1980 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, INVESTMENT OFFICER direct 1980-01-01
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR direct 1980-01-01 2005-05-04
AMERICAN CAPITAL MANAGEMENT INC PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1980-01-01 2010-06-16
LONGLEVENS, LLC SHAREHOLDER 08/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC SHAREHOLDER direct 2014-08-01
LA VALLE, MICHAEL, PATRICK EXECUTIVE DIRECTOR 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2014-10-01
LA VALLE, DAVID, MARK MANAGING DIRECTOR 09/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR, VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2008-09-01
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2010-05-01
BARZ, GRAYDON DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICAN CAPITAL MANAGEMENT INC DIRECTOR direct 2017-03-01
CANEPA U.S., LLC CHIEF RISK OFFICER direct 2013-07-01

WhaleScore history for AMERICAN CAPITAL MANAGEMENT INC

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