ADTRAN Holdings Inc (ADTN)

Sector:
INFORMATION TECHNOLOGY
Industry:
COMMUNICATIONS EQUIPMENT
SIC:
TELEPHONE & TELEGRAPH APPARATUS
CEO:
Thomas R. Stanton
Employees:
1,340
901 EXPLORER BLVD, HUNTSVILLE, AL, 35806
256-963-8220

ADTRAN Holdings, Inc. provides networking and communications platforms, software, and services. It operates through two segments, Network Solutions, and Services & Support. The company offers fiber access and fiber to the node platforms; transceivers, cables, and other miscellaneous materials.

Data derived from most recent annual or quarterly report
Market Cap 1.005 Billion Shares Outstanding49.315 Million Avg 30-day Volume 583.526 Thousand
P/E Ratio0.0 Dividend Yield1.9481 EPS0.12
Price to Revenue1.4875 Debt to Equity0.0 EBITDA8.11 Million
Price to Book Value2.641 Operating Margin-1.4918 Enterprise Value823.032 Million
Current Ratio2.141 EPS Growth-1.778 Quick Ratio1.119
1 Yr BETA 0.9396 52-week High/Low 25.47 / 17.37 Profit Margin-2.198
Operating Cash Flow Growth-150978.5714 Altman Z-Score5.3546 Free Cash Flow to Firm -37.623 Million
Earnings Report2022-11-02
View SEC Filings from ADTN instead.

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Funds Holding ADTN (via 13F filings)

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Recent Filings

Events (8k)

  • 8-K: filed on 2022-08-04:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-22:
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 1.01: Entry into a Material Definitive Agreement
    Item 1.02: Termination of a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-15:
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-08:
    Item 2.01: Completion of Acquisition or Disposition of Assets
    Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
    Item 3.03: Material Modifications to Rights of Security Holders
    Item 5.01: Changes in Control of Registrant
    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-07-07:
    Item 7.01: Regulation FD Disclosure
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-06-30:
    Item 5.04: Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-23:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-05-13:
    Item 5.07: Submission of Matters to a Vote of Security Holders
  • 8-K: filed on 2022-05-05:
    Item 2.02: Results of Operations and Financial Condition
    Item 9.01: Financial Statements and Exhibits
  • 8-K: filed on 2022-04-06:
    Item 1.01: Entry into a Material Definitive Agreement
    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
    Item 9.01: Financial Statements and Exhibits
  • Open Market Buys/Sells Last 60 Days

    Open Market Buys (P)

    1.4 Thousand total shares from 9 transactions

    Open Market Sells (S)

    100.6 Thousand total shares from 8 transactions

    Exercise Derivative Conversion (M)

    245 Thousand total shares from 18 transactions

    Current/Former Insiders

    Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

    STANTON THOMAS R CHAIRMAN AND CEO

    • Officer
    • Director
    1,278,630 2022-09-01 15

    HUSS H FENWICK

    • Director
    56,431 2022-09-01 8

    WALKER KATHRYN A

    • Director
    47,494 2022-09-01 8

    FOLIANO MICHAEL CHIEF FINANCIAL OFFICER

    • Officer
    231,152 2022-09-01 14

    MCCRAY GREGORY JAMES

    • Director
    21,688 2022-09-01 10

    WILSON JAMES DENSON JR CHIEF REVENUE OFFICER

    • Officer
    169,991 2022-09-01 16

    NAIR BALAN

    • Director
    74,204 2022-09-01 9

    THEODOSOPOULOS NIKOS

    • Director
    1,916 2022-09-01 3

    JACQUELINE HOURIGAN RICE

    • Director
    39,327 2022-09-01 9

    HEY JOHANNA

    • Director
    1,916 2022-09-01 3

    GLINGENER CHRISTOPH CEO OF ADVA

    • Officer
    0 2022-09-01 1

    PROTIVA BRIAN CEO OF ADVA

    • Officer
    • Director
    581,977 2022-08-23 5

    HARRIS RAY CHIEF INFORMATION OFFICER

    • Officer
    0 2022-07-08 8

    CENTIS RONALD SVP, OPERATIONS

    • Officer
    0 2022-07-08 8

    KIMPE MARC SVP, RESEARCH & DEVELOPMENT

    • Officer
    0 2022-07-08 9

    CONGER ROBERT SVP, TECHNOLOGY & STRATEGY

    • Officer
    0 2022-07-08 7

    SCHEITERER EDUARD SVP, RESEARCH & DEVELOPMENT

    • Officer
    40,027 2021-11-30 2

    NICHOLS ROY J

    • Director
    127,714 2021-08-29 0

    MCINNIS JEFFREY F SVP, SUBSCRIBER SOLUTIONS

    • Officer
    15,093 2020-03-10 0

    MELONE ANTHONY J.

    • Director
    0 2020-03-05 0

    WHALEN DANIEL T CHIEF PRODUCT OFFICER

    • Officer
    29,700 2020-02-14 0

    SHANNON ROGER D VP OF TREAS & CORP DEVELOPMENT

    • Officer
    No longer subject to file 2019-10-16 0

    MARKS WILLIAM L

    • Director
    0 2019-05-16 0

    NEVILLE JOHN SR VP SALES

    • Officer
    10,606 2018-11-09 0

    HEERING KEVIN P. SR VP SERVICES & SUPPORT

    • Officer
    12,017 2017-11-11 0

    MARSH CHARLES E. SR VP SALES

    • Officer
    3,280 2017-11-11 0

    SCHANSMAN RAYMOND R SVP GLOBAL SERVICES & SUPPORT

    • Officer
    6,408 2017-10-27 0

    SCHNEIDER KEVIN W CHIEF TECHNOLOGY OFFICER

    • Officer
    0 2015-11-14 0

    MATTHEWS JAMES E

    • Director
    0 2015-04-27 0

    FREDRICKSON ROBERT A VP - CARRIER NETWORK SALES

    • Officer
    0 2014-11-26 0

    NORTH JAMES L

    • Director
    0 2014-08-14 0

    IRELAND ROSS K

    • Director
    0 2013-08-08 0

    LOCKE P STEVEN VP - SERVICE PROVIDER SALES

    • Officer
    0 2011-02-08 0

    SMITH MARK CLAY

    • 10% Owner
    No longer subject to file 2009-06-29 0

    SMITH LINDA JONES

    • SEE REMARKS BELOW
    No longer subject to file 2009-06-29 0

    RAMAGE EVERETTE R VICE PRESIDENT

    • Officer
    6,000 2007-04-20 0

    WINDHAM DANNY J PRESIDENT

    • Officer
    • Director
    119,010 2007-02-05 0

    SMITH MARK C

    • Director
    7,997,600 2006-12-31 0

    BLOUNT W FRANK

    • Director
    5,000 2006-12-31 0

    HARVEY STEVEN L VP EN & CSP SALES

    • Officer
    15,000 2006-11-03 0

    ANDERSON RICHARD A

    • Director
    9,780 2006-02-01 0

    Insider Transactions Last 60 Days

    Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
    Disposed
    Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-08 08:56:51 -0400 2022-09-04 P 102 $22.90 a 128,560 direct

    MCCRAY GREGORY JAMES - Director

    2022-09-06 18:49:14 -0400 2022-09-04 P 30 $22.90 a 21,688 direct

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-06 18:04:11 -0400 2022-09-04 P 102 $22.90 a 128,560 direct

    STANTON THOMAS R - Director - Officer CHAIRMAN AND CEO

    2022-09-06 18:16:06 -0400 2022-09-04 P 296 $22.90 a 855,753 direct

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-08 08:56:51 -0400 2022-09-01 P 67 $23.01 a 17,264 direct

    FOLIANO MICHAEL - Officer CHIEF FINANCIAL OFFICER 401(k) plan

    2022-09-06 17:49:39 -0400 2022-09-01 P 1 $20.62 a 249 indirect

    FOLIANO MICHAEL - Officer CHIEF FINANCIAL OFFICER

    2022-09-06 17:49:39 -0400 2022-09-01 P 83 $23.01 a 21,195 direct

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-06 18:04:11 -0400 2022-09-01 P 67 $23.01 a 17,264 direct

    STANTON THOMAS R - Director - Officer CHAIRMAN AND CEO

    2022-09-06 18:16:06 -0400 2022-09-01 P 619 $23.01 a 158,917 direct

    HEY JOHANNA - Director

    2022-09-06 18:21:56 -0400 2022-09-01 A 8 $22.70 a 1,916 direct

    HUSS H FENWICK - Director

    2022-09-06 18:26:24 -0400 2022-09-01 A 16 $22.70 a 56,431 direct

    NAIR BALAN - Director

    2022-09-06 18:30:58 -0400 2022-09-01 A 16 $22.70 a 74,204 direct

    JACQUELINE HOURIGAN RICE - Director

    2022-09-06 18:37:19 -0400 2022-09-01 A 16 $22.70 a 3,994 direct

    THEODOSOPOULOS NIKOS - Director

    2022-09-06 18:41:18 -0400 2022-09-01 A 8 $22.70 a 1,916 direct

    WALKER KATHRYN A - Director

    2022-09-06 18:44:55 -0400 2022-09-01 A 16 $22.70 a 47,494 direct

    MCCRAY GREGORY JAMES - Director

    2022-09-06 18:49:14 -0400 2022-09-01 A 16 $22.70 a 21,657 direct

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-08-25 12:10:46 -0400 2022-08-23 M 17,668 $10.58 a 348,277 direct -0.5313 -7.2333 0.0 1 -7.2333 6

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-08-25 12:10:46 -0400 2022-08-23 S 17,668 $24.64 d 330,609 direct -0.5313 -7.2333 0.0 1 -7.2333 6

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-08-25 12:10:46 -0400 2022-08-23 M 8,833 $7.04 a 339,442 direct -0.5313 -7.2333 0.0 1 -7.2333 6

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-08-25 12:10:46 -0400 2022-08-23 S 8,833 $24.64 d 330,609 direct -0.5313 -7.2333 0.0 1 -7.2333 6

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-08-25 12:10:46 -0400 2022-08-23 M 17,668 d 0 direct

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-08-25 12:10:46 -0400 2022-08-23 M 8,833 d 52,997 direct

    PROTIVA BRIAN - Officer CEO OF ADVA

    2022-09-02 16:40:24 -0400 2022-08-23 M 8,833 d 52,997 direct

    PROTIVA BRIAN - Officer CEO OF ADVA

    2022-09-02 16:40:24 -0400 2022-08-23 M 17,668 d 0 direct

    PROTIVA BRIAN - Officer CEO OF ADVA

    2022-09-02 16:40:24 -0400 2022-08-23 S 26,501 $24.64 d 330,609 direct 0.3447 0.3447 2 0.0 1

    PROTIVA BRIAN - Officer CEO OF ADVA

    2022-09-02 16:40:24 -0400 2022-08-23 M 8,833 $7.04 a 357,110 direct 0.3447 0.3447 2 0.0 1

    PROTIVA BRIAN - Officer CEO OF ADVA

    2022-09-02 16:40:24 -0400 2022-08-23 M 17,668 $10.58 a 348,277 direct 0.3447 0.3447 2 0.0 1

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 S 6,260 $24.17 d 132,255 direct 0.3447 0.3447 2 0.0 1

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 M 12,522 d 0 direct

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 M 5,271 $18.97 a 137,526 direct 0.3447 0.3447 2 0.0 1

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 S 5,271 $24.17 d 132,255 direct 0.3447 0.3447 2 0.0 1

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 M 6,260 $15.33 a 138,515 direct 0.3447 0.3447 2 0.0 1

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 M 12,522 d 0 direct

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 M 19,772 $18.97 a 152,027 direct 0.3447 0.3447 2 0.0 1

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 S 19,772 $24.18 d 132,255 direct 0.3447 0.3447 2 0.0 1

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 M 12,522 $15.33 a 144,777 direct 0.3447 0.3447 2 0.0 1

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 S 12,522 $24.18 d 132,255 direct 0.3447 0.3447 2 0.0 1

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 S 3,797 $24.29 d 128,458 direct 0.3447 0.3447 2 0.0 1

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 M 5,271 d 0 direct

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 M 6,260 d 0 direct

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-09-02 16:25:03 -0400 2022-08-11 M 19,772 d 0 direct

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 M 19,772 d 0 direct

    STANTON THOMAS R - Director - Officer CHAIRMAN AND CEO

    2022-08-15 12:16:41 -0400 2022-08-11 M 5,893 $16.97 a 847,975 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    STANTON THOMAS R - Director - Officer CHAIRMAN AND CEO

    2022-08-15 12:16:41 -0400 2022-08-11 F 4,124 $24.25 d 843,851 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    STANTON THOMAS R - Director - Officer CHAIRMAN AND CEO

    2022-08-15 12:16:41 -0400 2022-08-11 M 69,473 $16.97 a 913,324 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    STANTON THOMAS R - Director - Officer CHAIRMAN AND CEO

    2022-08-15 12:16:41 -0400 2022-08-11 F 57,867 $24.25 d 855,457 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    STANTON THOMAS R - Director - Officer CHAIRMAN AND CEO

    2022-08-15 12:16:41 -0400 2022-08-11 M 5,893 d 0 direct

    STANTON THOMAS R - Director - Officer CHAIRMAN AND CEO

    2022-08-15 12:16:41 -0400 2022-08-11 M 69,473 d 0 direct

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 M 5,271 $18.97 a 137,526 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 D 5,271 $24.17 d 132,255 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 M 6,260 $15.33 a 138,515 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 D 6,260 $24.17 d 132,255 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 M 19,772 $18.97 a 152,027 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 D 19,772 $24.18 d 132,255 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 M 12,522 $15.33 a 144,777 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 D 12,522 $24.18 d 132,255 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 D 3,797 $24.29 d 128,458 direct -0.6403 -1.8033 0.7671 5 -3.0082 3

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 M 5,271 d 0 direct

    WILSON JAMES DENSON JR - Officer CHIEF REVENUE OFFICER

    2022-08-15 12:30:55 -0400 2022-08-11 M 6,260 d 0 direct

    HEY JOHANNA - Director

    2022-08-11 17:19:23 -0400 2022-08-09 A 1,908 a 1,908 direct 2.0416 2.8237 2.8237 6 -1.0286 4

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 M 4,516 $16.97 a 154,757 direct 2.0416 2.8237 2.8237 6 -1.0286 4

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 F 3,212 $23.86 d 151,545 direct 2.0416 2.8237 2.8237 6 -1.0286 4

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 M 5,644 $15.33 a 157,189 direct 2.0416 2.8237 2.8237 6 -1.0286 4

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 F 3,627 $23.86 d 153,562 direct 2.0416 2.8237 2.8237 6 -1.0286 4

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 M 5,271 $18.97 a 158,833 direct 2.0416 2.8237 2.8237 6 -1.0286 4

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 F 4,191 $23.86 d 154,642 direct 2.0416 2.8237 2.8237 6 -1.0286 4

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 M 13,546 $16.97 a 168,188 direct 2.0416 2.8237 2.8237 6 -1.0286 4

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 F 10,783 $23.86 d 157,405 direct 2.0416 2.8237 2.8237 6 -1.0286 4

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 M 4,516 d 0 direct

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 M 5,644 d 0 direct

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 M 5,271 d 0 direct

    FOLIANO MICHAEL - Officer SVP OF FINANCE & CFO

    2022-08-11 17:12:50 -0400 2022-08-09 M 13,546 d 0 direct

    THEODOSOPOULOS NIKOS - Director

    2022-08-11 17:22:54 -0400 2022-08-09 A 1,908 a 1,908 direct 2.0416 2.8237 2.8237 6 -1.0286 4

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-07-21 18:51:22 -0400 2022-07-20 A 17,668 a 17,668 direct

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-07-21 18:51:22 -0400 2022-07-20 A 61,830 a 61,830 direct

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-07-21 18:51:22 -0400 2022-07-20 A 41,220 a 41,220 direct

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-07-21 18:51:22 -0400 2022-07-20 A 49,464 a 49,464 direct

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-07-21 18:51:22 -0400 2022-07-20 A 88,326 a 88,326 direct

    PROTIVA BRIAN - Director - Officer CEO OF ADVA by spouse

    2022-07-19 16:54:57 -0400 2022-07-15 A 19,361 a 19,361 indirect 2.7503 2.4925 0.2329 8.2119 23 -0.7332 12

    PROTIVA BRIAN - Director - Officer CEO OF ADVA

    2022-07-19 16:54:57 -0400 2022-07-15 A 330,609 a 330,609 direct 2.7503 2.4925 0.2329 8.2119 23 -0.7332 12

    STANTON THOMAS R - Director - Officer CHAIRMAN, CEO AND PRESIDENT

    2022-07-15 17:22:34 -0400 2022-07-13 A 204,290 a 842,082 direct 4.4393 12.0093 11.9501 17.6719 25 0.0 1

    * -

    Transaction Code Definitions
    Code Definition
    A Grant, award or other acquisition pursuant to Rule 16b-3(d)
    C Conversion of derivative security
    D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
    E Expiration of short derivative position
    F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
    G Bona fide gift
    H Expiration (or cancellation) of long derivative position with value received
    I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
    J Other acquisition or disposition
    L Small acquisition under Rule 16a-6
    M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
    O Exercise of out-of-the-money derivative security
    P Open market or private purchase of non-derivative or derivative security
    S Open market or private sale of non-derivative or derivative security
    U Disposition pursuant to a tender of shares in a change of control transaction
    W Acquisition or disposition by will or the laws of descent and distribution
    X Exercise of in-the-money or at-the-money derivative security
    Z Deposit into or withdrawal from voting trust

    IBR Securities Loan Availability

    Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

    Security Date/Time Rebate Rate Fee Rate Shares Available
    ADTRAN HOLDINGS INC ADTN 2022-09-08 15:15:04 UTC 1.1595 1.1605 3000000
    ADTRAN HOLDINGS INC ADTN 2022-09-08 14:45:03 UTC 1.1595 1.1605 3000000
    ADTRAN HOLDINGS INC ADTN 2022-09-08 14:15:03 UTC 1.1595 1.1605 3000000
    ADTRAN HOLDINGS INC ADTN 2022-09-08 13:45:03 UTC 1.1595 1.1605 3000000
    ADTRAN HOLDINGS INC ADTN 2022-09-08 13:15:03 UTC 1.1595 1.1605 3000000
    ADTRAN HOLDINGS INC ADTN 2022-09-08 12:45:03 UTC 1.1595 1.1605 3000000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 22:15:05 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 21:45:05 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 21:15:04 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 20:45:03 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 20:15:05 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 19:45:04 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 19:15:04 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 18:45:04 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 18:15:05 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 17:45:04 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 17:15:05 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 16:45:04 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 16:15:04 UTC 1.1595 1.1605 2900000
    ADTRAN HOLDINGS INC ADTN 2022-09-07 15:45:04 UTC 1.1595 1.1605 2900000

    Current Active Short Positions

    Get more info on our International short position coverage here

    Holder Issuer Net Short Position Position Date Origin
    Goldman Sachs Trust II- Goldman Sachs Multi-Manager Alternatives Fund ADTN -30723.0 shares, $-534272.97 2022-04-30 N-PORT
    Franklin Alternative Strategies Funds- Franklin K2 Alternative Strategies Fund ADTN -103819.0 shares, $-1923766.07 2022-05-31 N-PORT
    Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund ADTN -2100.0 shares, $-36813.0 2022-06-30 N-PORT

    Short Position History (International Only)

    Holder Net Short Position Position Date Origin
    Citadel Advisors LLC Adtran Holdings, Inc 0.62% 2022-07-22 GERMANY
    Citadel Advisors LLC Adtran Holdings, Inc 0.59% 2022-07-25 GERMANY
    Millennium Capital Partners LLP ADTRAN HOLDINGS INC 0.71% 2022-07-15 GERMANY
    Millennium International Management LP ADTRAN HOLDINGS INC 0.7% 2022-07-15 GERMANY

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