| Accession Number: | 0001482480-22-000006 |
| Date: | 2022-09-07 |
| Issuer: | CAPITOL FEDERAL FINANCIAL, INC. (CFFN) |
| Original Submission Date: |
JACKSON RICK C
C/O CAPITOL FEDERAL FINANCIAL, INC.
700 SOUTH KANSAS AVENUE
TOPEKA, KS 66603
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CFFN COMMON STOCK | 2022-09-07 | P | 7,000 | a | $8.98 | 136,138 | direct | ||
| CFFN COMMON STOCK | 2022-09-07 | 0 | $0.00 | 15,443 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CFFN NON-QUALIFIED STOCK OPTION | 14.43 | deemed execution date | 0 ( ) | 2025-01-26 | cffn common stock 55,910 | $14.43 | 55,910 | direct | ||||
| CFFN PHANTOM STOCK 2021 | 11.33 | deemed execution date | 0 ( ) | 2024-12-31 | 2024-12-31 | cffn common stock 5,435 | $11.33 | 5,435 | direct | |||
| CFFN PHANTOM STOCK 2020 | 12.5 | deemed execution date | 0 ( ) | 2023-12-31 | 2023-12-31 | cffn common stock 1,919 | $12.50 | 1,919 | direct | |||
| CFFN PHANTOM STOCK 2019 | 13.73 | deemed execution date | 0 ( ) | 2022-12-31 | 2022-12-31 | cffn common stock 2,976 | $13.73 | 2,976 | direct |
| ID | footnote |
|---|---|
| f1 | all options are vested and exercisable. |
