| Accession Number: | 0000899243-22-030604 |
| Date: | 2022-09-02 |
| Issuer: | MP MATERIALS CORP. / DE (MP) |
| Original Submission Date: |
QVT FINANCIAL LP
888 SEVENTH AVENUE, 43RD FLOOR
NEW YORK, NY 10106
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2022-09-02 | S | 43,463 | d | $32.55 | 7,260,987 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-02 | S | 7,117 | d | $32.55 | 1,189,023 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-02 | S | 35,218 | d | $32.55 | 5,883,475 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-06 | S | 14,040 | d | $31.59 | 7,246,947 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-06 | S | 2,299 | d | $31.59 | 1,186,724 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-06 | S | 11,377 | d | $31.59 | 5,872,098 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-06 | S | 72,877 | d | $31.43 | 7,174,070 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-06 | S | 11,934 | d | $31.43 | 1,174,790 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-06 | S | 59,052 | d | $31.43 | 5,813,046 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-07 | S | 20,471 | d | $31.38 | 7,153,599 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-07 | S | 3,352 | d | $31.38 | 1,171,438 f1 | indirect | f1 | |
| CLASS A COMMON STOCK | 2022-09-07 | S | 16,588 | d | $31.38 | 5,796,458 f1 | indirect | f1 |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | qvt financial lp and its general partner, qvt financial gp llc (together, "qvt"), may be deemed to have beneficial ownership over the 14,121,495 common shares held by saratoga park ltd., qvt family office onshore lp and fourth avenue ff opportunities lp - series e. the filing of this statement shall not be deemed an admission that qvt is the beneficial owner of the securities reported herein for purposes of section 16 of the securities act of 1934, as amended, or otherwise. qvt expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. fourth avenue capital partners gp llc is the general partner of fourth avenue ff opportunities lp - series e and may also be deemed to have beneficial ownership over the common shares held by fourth avenue ff opportunities lp - series e. |
