Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-22-098326
Date:2022-09-06
Issuer: LIQUIDIA CORP (LQDA)
Original Submission Date:

Reporting Person:

JEFFS ROGER
419 DAVIS DRIVE, SUITE 100
MORRISVILLE, NC 27560

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-09-06 P 43,820 a $5.57 159,827 direct
COMMON STOCK 2022-09-06 0 $0.00 46,595 indirect f2
COMMON STOCK 2022-09-06 0 $0.00 1,541,667 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 price is the volume weighted average purchase price of all purchases made by the reporting person on the transaction date for prices ranging from $5.47 to $5.68.
f2 the securities are held by roger a. jeffs living trust uad 2/29/2000 (the "trust"). the reporting person is the trustee of the trust.
f3 the securities are held by serendipity biopharma llc ("serendipity"). the reporting person is a manager of serendipity and has sole voting and dispositive power over the issuer common stock held by serendipity.

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